Respondents

Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M.

Administrative Proceeding File No. 3-17595 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-91337 Other Release Numbers: Name of Document: Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 21C of the Securities Exchange Act of 1934
Release Date: Release Number:AP-6807 Other Release Numbers: Name of Document: Stay Order
Release Date: Release Number:AP-6804 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-6803 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-6693 Other Release Numbers: Name of Document: Order for Status Report
Release Date: Release Number:AP-6686 Other Release Numbers: Name of Document: Order Redesignating Presiding Judge
Release Date: Release Number:AP-6502 Other Release Numbers: Name of Document: Order Redesignating Presiding Judge
Release Date: Release Number:AP-6297 Other Release Numbers: Name of Document: Order Denying Joint Proposal to Set a Schedule
Release Date: Release Number:AP-6213 Other Release Numbers: Name of Document: Order Canceling Prehearing Conference and Directing Parties to File a Supplemental Joint Report
Release Date: Release Number:AP-6179 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-6071 Other Release Numbers: Name of Document: Order Following Reassignment
Release Date: Release Number:AP-5955 Other Release Numbers: Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Release Date: Release Number:AP-5954 Other Release Numbers: Name of Document: Notice from the Chief Administrative Law Judge
Release Date: Release Number:AP-5942 Other Release Numbers: Name of Document: Notice of Extension of Stay
Release Date: Release Number:AP-5861 Other Release Numbers: Name of Document: Notice of Stay
Release Date: Release Number:AP-5600 Other Release Numbers: Name of Document: Order Ratifying Prior Actions
Release Date: Release Number:AP-5346 Other Release Numbers: Name of Document: Notice to the Parties and Order Following the Commission's Ratification of Administrative Law Judge Appointments
Release Date: Release Number:AP-4243 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-4219 Other Release Numbers: Name of Document: Order Designating Presiding Judge
Release Date: Release Number:34-78989 Other Release Numbers:
  • IA-4540
Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, and Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, Making Findings, Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing