Respondents

Schooler, Louis V.

Administrative Proceeding File No. 3-17115 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:AP-6295 Other Release Numbers: Name of Document: Order Discontinuing Proceeding
Release Date: Release Number:AP-6200 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-6099 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-5987 Other Release Numbers: Name of Document: Order Following Reassignment
Release Date: Release Number:AP-5955 Other Release Numbers: Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Release Date: Release Number:AP-5954 Other Release Numbers: Name of Document: Notice from the Chief Administrative Law Judge
Release Date: Release Number:AP-5455 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-5409 Other Release Numbers: Name of Document: Order
Release Date: Release Number:34-79128 Other Release Numbers:
  • IA-4558
Name of Document: Order Directing Filings
Release Date: Release Number:1052 Other Release Numbers: Name of Document: Initial Decision
Release Date: Release Number:AP-3716 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3644 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3613 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-77134 Other Release Numbers: Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing