Administrative Proceeding File No. 3-16586

Respondents

Pennington, Jason Matthew

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Sept. 11, 2015	Release Number:34-75905	Other Release Numbers:	Name of Document: Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
Release Date: July 15, 2015	Release Number:AP-2930	Other Release Numbers:	Name of Document: ap-2930.pdf
Release Date: June 24, 2015	Release Number:AP-2857	Other Release Numbers:	Name of Document: Postponement Order
Release Date: June 10, 2015	Release Number:AP-2793	Other Release Numbers:	Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: June 9, 2015	Release Number:34-75129	Other Release Numbers:	Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Sept. 11, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
Release Date: June 9, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing
Release Date: June 10, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Hearing and Designating Presiding Judge
Release Date: June 24, 2015	Release Number:	Other Release Numbers:	Name of Document:Postponement Order
Release Date: July 15, 2015	Release Number:	Other Release Numbers:	Name of Document:ap-2930.pdf