Respondents

Dearman, Larry, Sr.

Administrative Proceeding File No. 3-16489 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-75292 Other Release Numbers:
  • IA-4128
 Name of Document: Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940
Release Date: Release Number:AP-2689 Other Release Numbers: Name of Document: Stay Order
Release Date: Release Number:AP-2572 Other Release Numbers: Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: Release Number:AP-2542 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-74722 Other Release Numbers:
  • IA-4059
 Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing