Administrative Proceeding File No. 3-16367
Respondents
The ELIV Group, LLC Valente, Scott
Administrative Proceeding File No. 3-16367 Table
Release Date
|
Release Number
|
Other Release Numbers
|
Name of Document
|
---|---|---|---|
Release Date: | Release Number:IA-4112 | Other Release Numbers: | Name of Document: Order Making Findings and Imposing Remedial Sanctions Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 |
Release Date: | Release Number:AP-2568 | Other Release Numbers: | Name of Document: Stay Order |
Release Date: | Release Number:AP-2423 | Other Release Numbers: | Name of Document: Scheduling Order |
Release Date: | Release Number:AP-2353 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference |
Release Date: | Release Number:AP-2283 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
Release Date: | Release Number:IA-4013 | Other Release Numbers: | Name of Document: Order Instituting Administrative Proceedings Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |