Respondents

The ELIV Group, LLC Valente, Scott

Administrative Proceeding File No. 3-16367 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:IA-4112 Other Release Numbers: Name of Document: Order Making Findings and Imposing Remedial Sanctions Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940
Release Date: Release Number:AP-2568 Other Release Numbers: Name of Document: Stay Order
Release Date: Release Number:AP-2423 Other Release Numbers: Name of Document: Scheduling Order
Release Date: Release Number:AP-2353 Other Release Numbers: Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: Release Number:AP-2283 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:IA-4013 Other Release Numbers: Name of Document: Order Instituting Administrative Proceedings Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing