Respondents

Spectrum Concepts, LLC Worswick, Donald James Grosso, Michael Nicholas Brown, Michael Patrick

Administrative Proceeding File No. 3-16358 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:33-9806 Other Release Numbers:
  • 34-75144
Name of Document: Order Making Findings and Imposing Remedial Sanctions Pursuant to Sections 8A of the Securities Act of 1933 and 21C of the Securities Exchange Act of 1934 Against Respondents Spectrum and Worswick
Release Date: Release Number:770 Other Release Numbers: Name of Document: INITIAL DECISION ON DEFAULT AS TO MICHAEL NICHOLAS GROSSO AND MICHAEL PATRICK BROWN AND STAY AS TO SPECTRUM CONCEPTS,LLC, AND DONALD JAMES WORSWICK
Release Date: Release Number:AP-2417 Other Release Numbers: Name of Document: Notice to Parties
Release Date: Release Number:AP-2385 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-2370 Other Release Numbers: Name of Document: Order On Motion
Release Date: Release Number:AP-2329 Other Release Numbers: Name of Document: Order Rescheduling Prehearing Conference
Release Date: Release Number:AP-2291 Other Release Numbers: Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: Release Number:AP-2261 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-74123 Other Release Numbers: Name of Document: ORDER INSTITUTING CEASE- AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933 AND SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND NOTICE OF HEARING
Release Date: Release Number:33-9709 Other Release Numbers:
  • 34-74123
Name of Document: Order Instituting Cease- And-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934 and Notice of Hearing