Respondents

Ambassador Capital Management, LLC Oglesby, Derek H.

Administrative Proceeding File No. 3-15625 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:AP-1911 Other Release Numbers: Name of Document: Order On Motion to Correct Manifest Error of Fact
Release Date: Release Number:672 Other Release Numbers: Name of Document: Initial Decision
Release Date: Release Number:AP-1435 Other Release Numbers: Name of Document: Order Setting Post-Hearing Schedule
Release Date: Release Number:AP-1385 Other Release Numbers: Name of Document: Order Granting Extension of Time
Release Date: Release Number:AP-1358 Other Release Numbers: Name of Document: Order Granting Extension of Time
Release Date: Release Number:AP-1160 Other Release Numbers: Name of Document: General Prehearing Order
Release Date: Release Number:AP-1149 Other Release Numbers: Name of Document: Order Setting Prehearing Schedule
Release Date: Release Number:AP-1113 Other Release Numbers: Name of Document: Order Scheduling Telephonic Prehearing Conference
Release Date: Release Number:AP-1107 Other Release Numbers: Name of Document: Order Extending Time to File Answers and Postponing Hearing
Release Date: Release Number:AP-1074 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:IA-3725 Other Release Numbers:
  • IC-30809
Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940