Administrative Proceeding File No. 3-15625
Respondents
Ambassador Capital Management, LLC Oglesby, Derek H.
Administrative Proceeding File No. 3-15625 Table
Release Date
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Release Number
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Other Release Numbers
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Name of Document
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Release Date: | Release Number:AP-1911 | Other Release Numbers: | Name of Document: Order On Motion to Correct Manifest Error of Fact |
Release Date: | Release Number:672 | Other Release Numbers: | Name of Document: Initial Decision |
Release Date: | Release Number:AP-1435 | Other Release Numbers: | Name of Document: Order Setting Post-Hearing Schedule |
Release Date: | Release Number:AP-1385 | Other Release Numbers: | Name of Document: Order Granting Extension of Time |
Release Date: | Release Number:AP-1358 | Other Release Numbers: | Name of Document: Order Granting Extension of Time |
Release Date: | Release Number:AP-1160 | Other Release Numbers: | Name of Document: General Prehearing Order |
Release Date: | Release Number:AP-1149 | Other Release Numbers: | Name of Document: Order Setting Prehearing Schedule |
Release Date: | Release Number:AP-1113 | Other Release Numbers: | Name of Document: Order Scheduling Telephonic Prehearing Conference |
Release Date: | Release Number:AP-1107 | Other Release Numbers: | Name of Document: Order Extending Time to File Answers and Postponing Hearing |
Release Date: | Release Number:AP-1074 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
Release Date: | Release Number:IA-3725 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940 |