Administrative Proceeding File No. 3-15255
Respondents
John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy"
Administrative Proceeding File No. 3-15255 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:33-10921 |
Other Release Numbers:
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Name of Document: Partial Stay Order |
| Release Date: | Release Number:33-10834 |
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Name of Document: Opinion of the Commission |
| Release Date: | Release Number:33-10815 |
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Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10800 |
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Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10790 |
Other Release Numbers:
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Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10782 |
Other Release Numbers:
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Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10770 |
Other Release Numbers:
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Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10764 |
Other Release Numbers:
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Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10746 |
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Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10609 |
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Name of Document: Order Regarding Further Proceedings |
| Release Date: | Release Number:AP-6411 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-6354 | Other Release Numbers: | Name of Document: Order On Transcript Corrections |
| Release Date: | Release Number:AP-6316 | Other Release Numbers: | Name of Document: Scheduling Order |
| Release Date: | Release Number:AP-6205 | Other Release Numbers: | Name of Document: Order Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-6093 | Other Release Numbers: | Name of Document: Order Following Reassignment |
| Release Date: | Release Number:AP-5955 | Other Release Numbers: | Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC |
| Release Date: | Release Number:AP-5954 | Other Release Numbers: | Name of Document: Notice from the Chief Administrative Law Judge |
| Release Date: | Release Number:AP-5953 | Other Release Numbers: | Name of Document: Notice |
| Release Date: | Release Number:AP-5877 | Other Release Numbers: | Name of Document: Notice |
| Release Date: | Release Number:AP-5647 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-5437 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-5404 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-5247 | Other Release Numbers: | Name of Document: Order Ratifying Administrative Law Judges' Assignments |
| Release Date: | Release Number:33-10398 |
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Name of Document: Order Cancelling Oral Argument |
| Release Date: | Release Number:33-10383 |
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Name of Document: Order Scheduling Oral Argument |
| Release Date: | Release Number:33-9892 |
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Name of Document: Extension Order |
| Release Date: | Release Number:33-9875 |
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Name of Document: Order Granting in Part and Deferring in Part Motion to Adduce Additional Evidence and Requesting Additional Briefing |
| Release Date: | Release Number:33-9863 |
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Name of Document: Extension Order |
| Release Date: | Release Number:33-9734 |
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Name of Document: Extension Order |
| Release Date: | Release Number:33-9728 |
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Name of Document: Order Denying Motion to Stay Administrative Proceeding |
| Release Date: | Release Number:33-9718 |
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Name of Document: Extension Order |
| Release Date: | Release Number:33-9703 |
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Name of Document: Order Directing Additional Submission |
| Release Date: | Release Number:33-9688 | Other Release Numbers: | Name of Document: Order Granting Review and Scheduling Briefs |
| Release Date: | Release Number:693 | Other Release Numbers: | Name of Document: Initial Decision as to John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC, and George R. Jarkesy, Jr |
| Release Date: | Release Number:33-9664 |
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Name of Document: Order Denying Interlocutory Review with Respect to Respondents' Motion for Order Directing Alternative Procedure for Filing, Service and Publication of Initial Decision |
| Release Date: | Release Number:AP-1877 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:33-9631 |
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Name of Document: Order Extending Deadline for Filing Initial Decision |
| Release Date: | Release Number:AP-1421 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-1401 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-1372 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-1332 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-1309 | Other Release Numbers: | Name of Document: Motion Requesting Extension of Time to File Initial Decision |
| Release Date: | Release Number:AP-1285 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-1242 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:33-9519 |
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Name of Document: Order Denying Petition for Interlocutory Review |
| Release Date: | Release Number:AP-1170 | Other Release Numbers: | Name of Document: Order Denying Certification for Interlocutory Review |
| Release Date: | Release Number:AP-1148 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:33-9507 |
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Name of Document: Order Extending Deadline for Filing Initial Decision |
| Release Date: | Release Number:33-9492 |
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Name of Document: Order Denying Petition for Interlocutory Review |
| Release Date: | Release Number:34-70989 |
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Name of Document: Order Making Findings, Imposing Remedial Sanctions and a Cease-And-Desist Order, Pursuant to Sections 21C, 15(b)(4) and 15(b)(6) of the Securities Exchange Act of 1934, Section 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of\ the Investment Company Act of 1940 as to John Thomas Financial, Inc. and Anastasios "Tommy" Belesis |
| Release Date: | Release Number:AP-1040 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:33-9479 |
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Name of Document: 33-9479.pdf |
| Release Date: | Release Number:33-9478 |
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Name of Document: Order Granting Interim Stay |
| Release Date: | Release Number:AP-1035 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:34-70841 | Other Release Numbers: | Name of Document: Order Directing Additional Briefing on Petition for Interlocutory Review |
| Release Date: | Release Number:AP-998 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-992 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-964 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-862 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-857 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-826 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:33-9396 |
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Name of Document: ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTIONS 15(b)(4), 15(b)(6) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(e), 203(f), AND 203(k) OF THE IN\ VESTMENT ADVISERS ACT OF 1940 AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940 AND NOTICE OF HEARING |