Administrative Proceeding File No. 3-15519

Respondents

Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II
Release Date Release Number Other Release Numbers Name of Document
IA-5093
  • IC-33340
 Order Amending Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940, Making Findings and Impo\
sing a Cease-and-Desist Order Pursuant to Section 203(k) of the Investment Advisers Act of 1940
IA-4492
  • IC-32223
 Recommendation Regarding Disgorgement
IA-4443
  • IC-32169
 Order Scheduling Briefs
IA-4197
  • IC-31830
 Opinion of the Commission
IA-4195
  • IC-31825
 Order Accepting Material for Inclusion in the Record
IA-4183
  • IC-31787
 Order for in Camera Review and Protective Order
IA-4166
  • IC-31749
 Order Requesting Additional Briefing
IA-4103
  • IC-31660
 Order Concerning Additional Submission and Protective Order
IA-4099
  • IC-31654
 Order Denying Motion to Reschedule Oral Argument
IA-4096
  • IC-31652
 Order Requesting Additional Submissions and Additional Briefing
IA-4078
  • IC-31595
 Order Denying Consent Motion to Reschedule Oral Argument
IA-4076
  • IC-31591
 Order Scheduling Oral Argument
IA-4012
  • IC-31442
 Revised Order Regarding Supplemental Briefs
IA-4003
  • IC-31424
 Order Regarding Supplemental Briefing
658 Initial Decision
IA-3892
  • IC-31202
 Order Extending Deadline for Filing Initial Decision
AP-1546 Motion for Extension
AP-1232 Post-Hearing Order
AP-1211 Order Setting Hearing Venue
AP-1173 Order Granting in Part Subpoena Requests
AP-1137 Order
AP-1133 ORDER SETTING BRIEFING SCHEDULE FOR MOTION TO QUASH SUBPOENAS
AP-1120 Order Following Second Prehearing Conference
AP-1109 Order Scheduling Prehearing Conference
AP-1103 Order Redesignating Presiding Judge
AP-1101 Order Denying Motion for Summary Disposition
AP-1069 Order On Several Pending Motion
AP-1043 Order On Consent Motion
AP-1038 Order Following Prehearing Conference
AP-969 Order Granting Motion, Postponing Hearing, Scheduling Prehearing Conference, and Granting Leave to File Motion for Summary Disposition
AP-915 Order Scheduling Hearing and Designating Presiding Judge
IA-3678
  • IC-30697
 Order Instituting Administrative and Cease-And-Desist Proceedings, Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Answer of Respondents
Division of Enforcement's Opposition to Motion for Summary Disposition
Respondents' Reply Brief in Support of Motion for Summary Disposition
Respondent's Post-Hearing Brief On Behalf of Gordon Jones II
Respondent's Post-Hearing Brief On Behalf of William Boden
Respondent Timbervest's Post-Hearing Brief
Respondent's Post-Hearing Brief On Behalf of Joel Shapiro
Respondent's Post-Hearing Brief On Behalf of Donald David Zell
Division of Enforcement's Post-Hearing Brief
Reply to Division of Enforcement's Post-Hearing Brief on Behalf of Joel B. Shapiro
Post-Hearing Reply Brief On Behalf of David Zell
Post-Hearing Reply Brief On Behalf of William Boden
Division of Enforcement's Consolidated Response to Respondents' Post-Hearing Briefs
Timbervest's Response to the Division of Enforcement's Post-Hearing Brief
Post-Hearing Reply Brief On Behalf of Gordon Jones II
Division of Enforcement's Petition for Review
Respondent's Petition for Review
Respondent Timbervest, LLC's Petition for Review
Respondent Walter William Anthony Boden, Ill's Petition for Review
Respondent Joel Barth Shapiro's Petition for Review
Respondent Donald David Zell Jr.'s Petition for Review
Respondent Gordon Jones II's Petition for Review
Division of Enforcement's Brief Supporting Petition for Review
Division of Enforcement's Consolidated Response to Respondents' Appeals to the Commission
Respondents' Opposition to the Brief Supporting Division of Enforcement's Petition for Review
Respondent's Motion to Strike Uncharged Allegations, or in the Alternative, to Introduce Additional Evidence
Respondent's Motion to Strike Excessive Pages
Reply to Division of Enforcement's Opposition to Respondents' Motion to Strike Uncharged Allegations, Or, in the Alternative, to Introduce Add'l Evid; Reply to Div's Opposition to Resps' Motion to Strike Excessive Pages; and Declaration of G. Kostolampros
Division of Enforcement's Reply Brief ISO Its Petition for Review
Respondents' Reply to Division of Enforcement's Consolidated Response to Respondent's Appealsto the Commission
Joe Barth Shapiro's Reply in Support of His Appeal to the Commission
Walter William Anthony Boden, III's Reply in Support of His Appeal to the Commission
Donald David Zell, Jr.'s Reply in Support of His Appeal to the Commission
Gordon Jones II's Reply in Support of His Appeal to the Commission
Division of Enforcement's Mem. of Law in Response to the Commission's Order Requesting Supplemental Briefing
Respondents' Supplemental Brief On the Separation of Powers Issue
Respondents Notice of Supplemental Authority
Division of Enforcement's Consent Motion to Reschedule Oral Argument
Respondants' Motion to Allow Submission of Additional Evidence and Motion for Leave to Adduce Additional Evidence
Division of Enforcement's Motion to Reschedule Oral Argument
Respondents' Reply in Further Support of Motion to Allow Submission of Additional Evidence and Motion for Leave to Adduce Additional Evidence
Division of Enforcement's Notice of Filing, with Attached Affidavit of Jayne L. Seidman
Division of Enforcement's Motion for Reconsideration
Division of Enforcement's Mem. of Law in Response to the Commission's 5/27/15 Order Requesting Supplemental Briefing
Division of Enforcement's Opposition to Respondents' Motion to Compel
Respondent's Reply ISO Motion to Compel Division of Enforcement to Comply with Commission Order
Notice of Filing Supplemental Authority
Respondents Motion to Compel Production of Brady Material
Division of Enforcement's Opposition to Respondents' Motion to the Commission to Compel Production of Brady Material
Respondents Notice of Filing Supplemental Authority
Respondents' Reply in Further Support of Respondents' Motion to Compel Production of Brady Material
Respondents' Supplemental Brief in Further Support of Motion to Allow Submission of Additional Evidence and Leave to Adduce Additional Evidence
Respondents' Motion Seeking Removal of ALJ Elliot's Initial Decision from the Commission's Website Or, in the Alternative, Affixing Upon the Initial Decision the Lable "Null and Void"
Division of Enforcement's Notice of Filing Pursuant to Commission's Order of 8/26/15
Division of Enforcement's Opposition to Respondents Motion Seeking Removal of ALJ Elliots Initial Decision from the Commission's Website or, in the Alternative, Affixing Upon the Initial Decision the Label "Null and Void."
Respondents' Brief in Support of Motion for Leave to Adduce Additional Evidence
Division of Enforcement's Opposition to Respondents' Motion for Leave to Adduce Additional Evidience
Respondents' Reply Brief in Further Support of Motion for Leave to Adduce Additional Evidence
Initial Decision
Order Instituting Administrative and Cease-And-Desist Proceedings, Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
FInallity
Order Denying Motion to Reschedule Oral Argument
Order Denying Consent Motion to Reschedule Oral Argument
Order Scheduling Oral Argument
Order Amending Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940, Making Findings and Impo\
sing a Cease-and-Desist Order Pursuant to Section 203(k) of the Investment Advisers Act of 1940
Order Scheduling Hearing and Designating Presiding Judge
Order Granting Motion, Postponing Hearing, Scheduling Prehearing Conference, and Granting Leave to File Motion for Summary Disposition
Order Following Prehearing Conference
Order On Consent Motion
Order On Several Pending Motion
Order Denying Motion for Summary Disposition
Order Redesignating Presiding Judge
Order Scheduling Prehearing Conference
Order Following Second Prehearing Conference
ORDER SETTING BRIEFING SCHEDULE FOR MOTION TO QUASH SUBPOENAS
Order
Order Granting in Part Subpoena Requests
Order Setting Hearing Venue
Post-Hearing Order
Motion for Extension
Order Staying Remedial Sanctions
Order Extending Deadline for Filing Initial Decision
Order Regarding Supplemental Briefing
Revised Order Regarding Supplemental Briefs
Order Requesting Additional Submissions and Additional Briefing
Order Concerning Additional Submission and Protective Order
Order Requesting Additional Briefing
Order for in Camera Review and Protective Order
Order Accepting Material for Inclusion in the Record
Opinion of the Commission
Order Scheduling Briefs
Recommendation Regarding Disgorgement

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