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Contact Information

Division of Corporation Finance

Office of the Director

Name and Title Telephone Number
William Hinman
(202) 551-3100
Shelley Parratt
Deputy Director
(202) 551-3130
Charlene Arietti
Managing Executive
(202) 551-3110
Michele Anderson
Associate Director (Disclosure Operations)
(202) 551-3802
James Daly
Associate Director (Disclosure Operations)
(202) 551-3140
David Fredrickson
Associate Director (Chief Counsel)
(202) 551-3500
Cicely LaMothe
Associate Director (Disclosure Operations)
(202) 551-3411
Shelly Luisi
Associate Director (CF Chief Risk Officer)
(202) 551-3031
Kyle Moffatt
Associate Director (Chief Accountant)
(202) 551-3400
Elizabeth Murphy
Associate Director (Legal)
(202) 551-3180
Valerie Szczepanik
Associate Director (Digital Assets and Innovation)
(212) 336-0175

Disclosure Operations Offices

The Division selectively reviews company securities filings through its filing review process both to monitor and to enhance compliance with disclosure and accounting requirements. These filings include those of new issuers and as well as public companies reporting under the Exchange Act. Companies are assigned to one of 11 Assistant Director offices in our full disclosure program or to the Office of Structured Finance in the case of ABS issuers. The Office of Global Security Risk also reviews and comments on filings.

If you do not know which office your company is assigned to, click here.

If you have received comments on a filing and wish to discuss them with the staff, start by contacting the person identified in the letter you received. If you are not satisfied with the resolution of any issue, we encourage you to ask for reconsideration of the comments.

Office Name and Leadership Telephone Number
AD Office 1 — Healthcare and Insurance
Suzanne Hayes, Assistant Director
James Rosenberg, Senior Assistant Chief Accountant
(202) 551-3710
AD Office 2 — Consumer Products
Mara Ransom, Assistant Director
James Allegretto, Senior Assistant Chief Accountant
(202) 551-3720
AD Office 3 — Information Technologies and Services
Barbara Jacobs, Assistant Director
Craig Wilson, Senior Assistant Chief Accountant
(202) 551-3730
AD Office 4 — Natural Resources
John Reynolds, Assistant Director
W. Bradshaw Skinner, Senior Assistant Chief Accountant
(202) 551-3740
AD Office 5 — Transportation and Leisure
Anne Nguyen Parker, Assistant Director
Andrew Mew, Senior Assistant Chief Accountant
(202) 551-3750
AD Office 6 — Manufacturing and Construction
Amanda Ravitz, Assistant Director
Melissa Rocha, Senior Assistant Chief Accountant
(202) 551-3760
AD Office 7 — Financial Services
Pamela Long, Assistant Director
John Nolan, Senior Assistant Chief Accountant
(202) 551-3770
AD Office 8 — Real Estate and Commodities
Sonia Barros, Assistant Director
Daniel Gordon, Senior Assistant Chief Accountant
(202) 551-3780
AD Office 9 — Beverages, Apparel and Mining
John Reynolds, Assistant Director
Joel Parker, Senior Assistant Chief Accountant
(202) 551-3790
AD Office 10 — Electronics and Machinery
Amanda Ravitz, Assistant Director
Martin James, Senior Assistant Chief Accountant
(202) 551-3800
AD Office 11 — Telecommunications
Larry Spirgel, Assistant Director
(Vacant), Senior Assistant Chief Accountant
(202) 551-3810
Office of Global Security Risk
Cecilia Blye, Chief
(202) 551-3470

For information concerning filing on EDGAR, or how to deal with EDGAR filing problems, contact the numbers outlined here.

Legal Policy and Accounting Offices

The Division of Corporation Finance has several offices that develop and issue interpretive guidance, consider and respond to requests for “no-action,” exemptive and waiver letters, write rules for Commission consideration and provide legal and financial reporting assistance to Disclosure Operations and other Commission divisions and offices.  Attorneys and accountants in these offices are available to assist with interpretive and other questions about those federal securities laws the Division helps the Commission to administer.  You can find descriptions of the legal policy and accounting offices, together with details on how to communicate with them, here.

Office Name and Leadership Telephone Number
Office of Capital Markets Trends
Amy Starr, Chief
(202) 551-3860
Office of Chief Accountant
Kyle Moffatt, Chief Accountant
(202) 551-3400
Office of Chief Counsel
David Fredrickson, Chief Counsel
(202) 551-3500
Office of Enforcement Liaison
Tim Henseler, Chief
(202) 551-3420
Office of International Corporate Finance
Michael Coco, Chief
(202) 551-3450
Office of Mergers and Acquisitions
Ted Yu, Chief
(202) 551-3440
Office of Rulemaking
Felicia Kung, Chief
Luna Bloom, Chief

(202) 551-3430
(202) 551-3194
Office of Small Business Policy
Jennifer Zepralka, Chief
(202) 551-3460
Office of Structured Finance
Katherine Hsu, Chief
(202) 551-3850

January 29, 2019

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