We welcome requests for interpretive advice and other assistance relating to the areas of the federal securities laws that the Division administers and interprets.
Important Notes Before Completing This Form:
- For assistance in completing this form, including tips on how to locate answers to frequently asked questions and other information, please refer to the General Instructions below.
- Responses to requests for interpretive advice are not rules, regulations, or statements of the Commission, and the Commission has neither approved nor disapproved the staff's responses or interpretations. Due to their informal nature, these responses are not necessarily binding on the staff, the Division of Corporation Finance or the Commission. Our responses do not constitute legal advice, for which you should consult with your own attorney. While the Division encourages written requests, the staff's responses to these requests will be given telephonically.
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