Comments on Proposed Rule: Crowdfunding

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 21
B: 7
C: 21

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Date Received
Date Letter Type Commenter Name
Public Comment Tracy Smith
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding an October 27, 2015, meeting with representatives of NASAA
Public Comment Tasha M. Richard, Operations Officer, Dr. Bob's Donuts & Doyos
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a September 30, 2015, meeting with representatives of Crowdfund Capital Advisers and Ellenoff Grossman & Schole LLP
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding an October 7, 2015, meeting with staff of Senator Jeff Merkley
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding an October 8, 2015, meeting with representatives of NASAA
Public Comment Rep. Eric Swalwell, et al., Members of Congress
Public Comment Carl Grant
Public Comment T. W. Kennedy, BE, CyberIssues, LLC, Long Beach, California
Public Comment E.J. Johnston, Los Angeles, California
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding an April 8, 2015, meeting with representatives of Crowdfund Capital Advisors, Offerboard and Ellenoff Grossman & Schole LLP
Meeting with SEC Officials Memorandum from the Office of Small Business Policy regarding an April 8, 2015, meeting with representatives of Crowdfund Capital Advisors and CrowdFund Intermediary Regulatory Advocates
Public Comment Joseph C. Kucera, Austin, Texas
Public Comment Rep. Ted W. Lieu, Member of Congress
Public Comment Chris Wellington
Public Comment M. Scott
Meeting with SEC Officials Memorandum from the Office of Small Business Policy regarding a February 24, 2015, meeting with a representative of Wales Capital and CrowdBureau
Public Comment Kiran Lingam, Esq., General Counsel, SeedInvest, New York, New York
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding a February 24, 2015, meeting with representatives of the North American Securities Administrators Association (NASAA)
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a February 10, 2015, conference call with a representative of the Milken Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a February 6, 2015, meeting with Sherwood Neiss
Public Comment Anonymous
Meeting with SEC Officials Memorandum from the Office of Small Business Policy regarding a January 22, 2015, meeting with representatives of CrowdFund Intermediary Regulatory Advocates (CFIRA)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 16, 2014, meeting with representatives of SFSE
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a December 16, 2014, meeting with a representative of CrowdFund Intermediary Regulatory Advocates
Public Comment Senators Michael F. Bennet and Jeff Merkley, United States Senate
Public Comment Samuel S. Guzik, Securities Lawyer, Guzik and Associates, Los Angeles, California
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding a November 24, 2014, meeting with representatives of Engine and Franklin Square Group LLC
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a November 21, 2014, meeting with a representative of StartEngine Crowdfunding, Inc.
Public Comment Corey R. Bertelsen

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-09-13
Release Number
33-9470
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