Comments on Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews

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Date Received
Date Letter Type Commenter Name
Public Comment Matt Twist
Public Comment Anonymous
Public Comment Austin Damiani
Public Comment B. Dayle Brown
Public Comment Barb C.
Public Comment Bryan
Public Comment Chris Tobe
Public Comment Daniel Sullivan
Public Comment Frederick S. Mandler
Public Comment Glenn France
Public Comment Kamal Al-Salihi
Public Comment Karen Davidson
Public Comment Marc Moskowitz
Public Comment Mark Foote, Web Developer
Public Comment Patrick Maier
Public Comment S. Eisert
Public Comment Sahar Massachi
Public Comment Sara Ines Calderon
Public Comment Zac Wood
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 10, 2022 teleconference with representatives of SIFMA
Public Comment HedgeMark Advisors, LLC, Innocap Investment Management Inc., and Lyxor Asset Management Inc.
Public Comment Senator Sherrod Brown and Senator Jack Reed
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding an August 2, 2022 meeting with representatives of MFA
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 3, 2022, videoconference with representatives of Blackstone Inc.
Public Comment Craig Martin, President, Family Wealth Consulting Group
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a July 28, 2022 meeting with representatives of SIFMA
Public Comment Jonathan Grabel, CIO, Los Angeles County Employees Retirement Association (LACERA)
Public Comment Rebekah Goshorn Jurata, General Counsel, American Investment Council
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a July 19, 2022 meeting with representatives of the National Association of Investment Companies
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a July 18, 2022 meeting with representatives of Managed Funds Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-03-22
Release Number
IA-5955
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