Comments on Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a July 18, 2022 meeting with representatives of the National Venture Capital Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Peirce regarding a July 18, 2022 meeting with representatives of the National Venture Capital Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a July 14, 2022 meeting with representatives of the Private Investor Coalition
Meeting with SEC Officials Memorandum from the Office of Commissioner Peirce regarding a July 11, 2022 representatives representatives of Goldman Sachs Group and Morgan Stanley
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a July 6, 2022 meeting with representatives of Alternative Investment Management Association
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a June 24, 2022 meeting with representatives of LSTA
Public Comment CFA Institute
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a June 24, 2022 meeting with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Peirce regarding a June 23, 2022 meeting with representatives from Loan Syndications and Trading Association
Public Comment Canada Pension Plan Investment Board
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a June 21, 2022 Videoconference with Representatives of Houlihan Lokey
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a June 21, 2022 Videoconference with Representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a June 17, 2022 Videoconference with Representatives of Securities Industry and Financial Markets Association
Public Comment Small Business & Entrepreneurship Council
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a June 16, 2022 Videoconference with Representatives of the American Investment Council
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a June 16, 2022 Videoconference with Representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 16, 2022 meeting with members of the Managed Funds Association
Public Comment Jai Ramaswamyz, Chief Legal Officer, Andreessen Horowitz and Scott Walker, Chief Compliance Officer, Andreessen Horowitz
Public Comment Nate Regan
Public Comment Timothy P. Terry, Secretary, Private Investor Coalition
Public Comment Tech Council Ventures
Public Comment True Ventures
Public Comment American Investment Council
Public Comment Americans for Financial Reform Education Fund
Public Comment Correlation Ventures
Public Comment David York, Top Tier Capital Partners, LLC
Public Comment George T. Lee
Public Comment Global Infrastructure Investor Association
Public Comment Jennifer W. Han, Managed Funds Association
Public Comment LaSalle Investment Management

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-03-22
Release Number
IA-5955
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