Orderly Liquidation of Covered Broker-Dealers: Title II Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Commenter Name
Public Comment Lyn Perlmuth, Director, Fixed Income Forum, Credit Roundtable
Public Comment Curtis Sloan, Market Madness, Long Beach, Washington
Public Comment John R. Scott, General Public Investor with an IRA and 401K, Cave Creek, Arizona
Public Comment Frances Sargent, Centennial, Colorado
Public Comment Erika Pomerantz
Public Comment Darrell K. Campbell, MBA, Private Investor, Pharmacist, Seattle, Washington
Public Comment Donald M. Feferman, Esquire, Corpus Christi, Texas
Public Comment Denis Ryskamp, Dayton, Ohio
Public Comment Geary I. McClain, Lebanon, Pennsylvania
Public Comment Robert O.L. Lynn, Financial services consultant, New Jersey
Public Comment Craig Slaughter
Public Comment Hassan Nasori Tehrani, Markets Section Chair, Association of Professional Accountants / Markets Section Chair, Association of Professional Accountants /or/ Markets Section Chair, Association of Professional Accountants /or/ markets section chair assoction of professional Accountants/or/CEO,Acme Widget Company, Los Gatos, California
Public Comment Hassan Nasori Tehrani, Markets Section Chair, Association of Professional Accountants / Markets Section Chair, Association of Professional Accountants /or/ Markets Section Chair, Association of Professional Accountants /or/ markets section chair assoction of professional Accountants/or/CEO,Acme Widget Company, Los Gatos, California
Public Comment Stephen Ackerman, Bradenton, Florida
Public Comment Roberta E. Mauch
Public Comment Joseph A Centineo, Bel Air , Maryland
Public Comment M Turner, Individual Retail Investor, Houston, Texas
Public Comment marcos f sencil, compliance/participation, new york, New York
Public Comment Barry D. Estell, Esq., Attorney Representing Customers in FINRA Arbitration, Mission, Kansas
Public Comment G. Cramm, Canada
Public Comment Casey Benict
Public Comment George
Public Comment Dr. John W. Nemeth, Nemeth Financial Services. DDS., ADA, CFP, Ringwood, New Jersey
Public Comment Robin McLeish, Virginia Beach, Virginia
Public Comment Lewis E. Huthison, Knoxville, Tennessee

Last Reviewed or Updated: Dec. 18, 2025

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