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Orderly Liquidation of Covered Broker-Dealers:
Title II Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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| Jan. 7, 2013 | Lyn Perlmuth, Director, Fixed Income Forum, Credit Roundtable |
| Mar. 26, 2012 | Curtis Sloan, Market Madness, Long Beach, Washington |
| Aug. 10, 2011 | John R. Scott, General Public Investor with an IRA and 401K, Cave Creek, Arizona |
| Apr. 5, 2011 | Frances Sargent, Centennial, Colorado |
| Mar. 24, 2011 | Erika Pomerantz |
| Jan. 20, 2011 | Darrell K. Campbell, MBA, Private Investor, Pharmacist, Seattle, Washington |
| Oct. 18, 2010 | Donald M. Feferman, Esquire, Corpus Christi, Texas |
| Oct. 14, 2010 | Denis Ryskamp, Dayton, Ohio |
| Oct. 7, 2010 | Geary I. McClain, Lebanon, Pennsylvania |
| Oct. 1, 2010 | Robert O.L. Lynn, Financial services consultant, New Jersey |
| Sep. 18, 2010 | Craig Slaughter |
| Sep. 12, 2010 | Hassan Nasori Tehrani, Markets Section Chair, Association of Professional Accountants / Markets Section Chair, Association of Professional Accountants /or/ Markets Section Chair, Association of Professional Accountants /or/ markets section chair assoction of professional Accountants/or/CEO,Acme Widget Company, Los Gatos, California |
| Sep. 12, 2010 | Hassan Nasori Tehrani, Markets Section Chair, Association of Professional Accountants / Markets Section Chair, Association of Professional Accountants /or/ Markets Section Chair, Association of Professional Accountants /or/ markets section chair assoction of professional Accountants/or/CEO,Acme Widget Company, Los Gatos, California |
| Sep. 9, 2010 | Stephen Ackerman, Bradenton, Florida |
| Aug. 31, 2010 | Roberta E. Mauch |
| Aug. 29, 2010 | Joseph A Centineo, Bel Air , Maryland |
| Aug. 27, 2010 | M Turner, Individual Retail Investor, Houston, Texas |
| Aug. 18, 2010 | marcos f sencil, compliance/participation, new york, New York |
| Aug. 17, 2010 | Barry D. Estell, Esq., Attorney Representing Customers in FINRA Arbitration, Mission, Kansas |
| Aug. 8, 2010 | G. Cramm, Canada |
| Aug. 4, 2010 | Casey Benict |
| Aug. 2, 2010 | George |
| Aug. 1, 2010 | Dr. John W. Nemeth, Nemeth Financial Services. DDS., ADA, CFP, Ringwood, New Jersey |
| Jul. 28, 2010 | Robin McLeish, Virginia Beach, Virginia |
| Jul. 27, 2010 | Lewis E. Huthison, Knoxville, Tennessee |
http://www.sec.gov/comments/df-title-ii/bd-liquidation/bd-liquidation.shtml
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