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Comments on: Roundtable Discussion Regarding Rule 12b-1

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 258
B: 737

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Date Sort descending	Letter Type	Commenter Name
July 10, 2007	Public Comment	Jim Roehrenbach, Agent, State Farm Insurance
July 10, 2007	Public Comment	Reginald N. Rabjohns, CLU, ChFC, Managing Partner Rabjohns Financial Group/New England Financial
July 10, 2007	Public Comment	Richard W. Walsh, CFP, Walsh Financial Services, Inc.
July 10, 2007	Public Comment	Robert Farabaugh
July 10, 2007	Public Comment	Scott Christensen, Managing Partner, Northwestern Mutual Financial Network
July 10, 2007	Public Comment	Stan Webb
July 10, 2007	Public Comment	Warren K. Nelson, MA, LUTCF, Investment Advisor Representative, Napa, California
July 9, 2007	Public Comment	Aaron M. Bockman
July 9, 2007	Public Comment	Aaron Marberg
July 9, 2007	Public Comment	Al Lopez
July 9, 2007	Public Comment	Alan Flake, Reg. Rep., VSR Financial Services, Inc.
July 9, 2007	Public Comment	Andrew J. Barnett
July 9, 2007	Public Comment	Benjamin J. Harvey, Colorado Springs, Colorado
July 9, 2007	Public Comment	Bob Adler, Registered Representative, Princor Financial Services Corporation
July 9, 2007	Public Comment	Carl Camillo, Certified Financial Planner Professional, Plancorp, Inc.
July 9, 2007	Public Comment	Chad Courtois
July 9, 2007	Public Comment	Cindy Jones, Account Representative, The Horace Mann Companies
July 9, 2007	Public Comment	Colin Fitzpatrick Smith, The Retirement Company
July 9, 2007	Public Comment	Daniel B. Jones, CLU. ChFC, Financial Representative, Northwestern Mutual Financial Network
July 9, 2007	Public Comment	Daniel Ekblad, Principal Financial Group, Eau Claire, Wisconsin
July 9, 2007	Public Comment	David Dye, CLU, Dye Financial Services
July 9, 2007	Public Comment	Dean J. Ripley CLU, Financial Advisor, Investment Specialist, Northwestern Mutual Financial Network
July 9, 2007	Public Comment	Deborah P. Reed, Financial Advisor, Ameriprise Financial Services, Inc.
July 9, 2007	Public Comment	Edward C. Auble, Managing Partner, Broker Resource Center, Paoli, Pennsylvania
July 9, 2007	Public Comment	Frank McLane, Jr., The McLane Agency, Inc., Tomball, Texas
July 9, 2007	Public Comment	Gary Young
July 9, 2007	Public Comment	Gene R. Auriemma
July 9, 2007	Public Comment	Greg Soulsburg, Director of Client Services, Miceli Financial Partners, Mass Mutual Financial Group
July 9, 2007	Public Comment	Harry Dorman, FIC, LUTCF, Financial Advisor, MassMutual Financial Group
July 9, 2007	Public Comment	Herbert Wayne Harrell, CLU, Dallas, Texas

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-538

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