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Comments on: Roundtable Discussion Regarding Rule 12b-1

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 258
B: 737

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Date Sort descending	Letter Type	Commenter Name
July 9, 2007	Public Comment	J. Flatt, MML Investors Services, Inc.
July 9, 2007	Public Comment	J. Herbert Scheer
July 9, 2007	Public Comment	James Harbridge
July 9, 2007	Public Comment	James Owen Davidson ChFC,CLU, Central Financial Services, Lincoln, Nebraska
July 9, 2007	Public Comment	Jeffrey A. Czerwinski, CFP, Financial Adviser
July 9, 2007	Public Comment	Jennifer M. Urgonski, MBA, Investment Advisor Representative, John Hancock Financial Network
July 9, 2007	Public Comment	Jerald Hoffner
July 9, 2007	Public Comment	Jim Mitchell
July 9, 2007	Public Comment	John B. Haynes
July 9, 2007	Public Comment	John E. Jeannot, LUTCF, Registered Representative, Jeannot and Company Financial Services, Mattawan, Michigan
July 9, 2007	Public Comment	John L. Johnson, Financial Representative, Northwestern Mutual Financial Network
July 9, 2007	Public Comment	Johnathan T. West
July 9, 2007	Public Comment	Jon D. Cross, Financial Representative & College Unit Director, Northwestern Mutual Financial Network
July 9, 2007	Public Comment	Jon M. Black
July 9, 2007	Public Comment	JoNell Hermanson, M Financial Group, Portland, Oregon
July 9, 2007	Public Comment	Kate Thome, LUTCF, Princor Registered Representative, Neenah, Wisconsin
July 9, 2007	Public Comment	Kenny Divelbiss, Wealth Management Advisor, Oklahoma City, Oklahoma
July 9, 2007	Public Comment	Keven P. Prather, CFBS, CSA, Skylight Financial Group
July 9, 2007	Public Comment	Kimberly Madsen, AAMS, CRPC, Senior Financial Advisor, An Ameriprise Platinum Financial Services practice
July 9, 2007	Public Comment	Lindsey R. Hanley, Branch Manager, Woodbury Financial Services, Burlingame, California
July 9, 2007	Public Comment	Mario A. Santos, CLU
July 9, 2007	Public Comment	Mary Ann Johnson, FIC, District Representative, Modern Woodmen of America
July 9, 2007	Public Comment	Michael J. Rogero, CLU, ChFC, Financial Design Associates
July 9, 2007	Public Comment	Michael Priganc
July 9, 2007	Public Comment	Michael Yopko
July 9, 2007	Public Comment	Mike Kennedy, OSJ Branch Manager, InterSecurities, Inc., Cedar Rapids, Iowa
July 9, 2007	Public Comment	Mike Weaver
July 9, 2007	Public Comment	Oscar F. Martinez FICF, LUTCF
July 9, 2007	Public Comment	Pete Newman, Germania Life Insurance Company, Brenham, Texas
July 9, 2007	Public Comment	Randy Davis

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-538

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