ALJ Initial Decisions

Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
 

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort descending Respondents
Release No. 1119
File Number: 3-17814
Release No. 1117
File Number: 3-17650
Release No. 1116
File Number: 3-17253
Release No. 1115
File Number: 3-17821
Release No. 1114
File Number: 3-17228
Release No. 1113
File Number: 3-17698
Release No. 1112
File Number: 3-17822
Release No. 1110
File Number: 3-16227, 3-16229
Release No. 1111
File Number: 3-17820
Release No. 1109
File Number: 3-17743
Release No. 1108
File Number: 3-17664
Release No. 1107
File Number: 3-17744
Release No. 1106
File Number: 3-17184
Release No. 1105
File Number: 3-17715
Release No. 1103
File Number: 3-17721
Release No. 1104
File Number: 3-17711
Release No. 1102
File Number: 3-17698
Release No. 1101
File Number: 3-17700
Release No. 1100
File Number: 3-17692
Release No. 1096
File Number: 3-17574
Release No. 1097
File Number: 3-17690
Release No. 1098
File Number: 3-17649
Release No. 1099
File Number: 3-17683
Release No. 1095
File Number: 3-17679
Release No. 1093
File Number: 3-17641
Release No. 1094
File Number: 3-17680
Release No. 1092
File Number: 3-15936
Release No. 1090
File Number: 3-15764
Release No. 1091
File Number: 3-17659
Release No. 1089
File Number: 3-17104
Release No. 1087
File Number: 3-17577
Release No. 1088
File Number: 3-17395
Release No. 1084
File Number: 3-17408
Release No. 1085
File Number: 3-17648
Release No. 1086
File Number: 3-17642
Release No. 1083
File Number: 3-17591
Release No. 1082
File Number: 3-17589
Release No. 1081
File Number: 3-17563
Release No. 1078
File Number: 3-17590
Release No. 1079
File Number: 3-17265
Release No. 1080
File Number: 3-17565
Release No. 1077
File Number: 3-17570
Release No. 1076
File Number: 3-17513
Release No. 1075
File Number: 3-17218
Release No. 1074
File Number: 3-17564
Release No. 1073
File Number: 3-17123
Release No. 1072
File Number: 3-17210
Release No. 1071
File Number: 3-17518
Release No. 1070
File Number: 3-17519
Release No. 1069
File Number: 3-17543
Release No. 1066
File Number: 3-17363
Release No. 1067
File Number: 3-17374
Release No. 1068
File Number: 3-17383
Release No. 1065
File Number: 3-17293
Release No. 1064
File Number: 3-17514
Release No. 1062
File Number: 3-17375
Release No. 1063
File Number: 3-17381
Release No. 1060
File Number: 3-17350
Release No. 1061
File Number: 3-17252
Release No. 1057
File Number: 3-17376
Release No. 1058
File Number: 3-17346
Release No. 1059
File Number: 3-17353
Release No. 1056
File Number: 3-17366
Release No. 1055
File Number: 3-17336
Release No. 1054
File Number: 3-16949
Release No. 1053
File Number: 3-16463
Release No. 1049
File Number: 3-17310
Release No. 1050
File Number: 3-17351
Release No. 1051
File Number: 3-16509
Release No. 1052
File Number: 3-17115
Release No. 1048
File Number: 3-17307
Release No. 1046
File Number: 3-17311
Release No. 1047
File Number: 3-17049
Release No. 1045
File Number: 3-17327
Release No. 1044
File Number: 3-17035
Release No. 1043
File Number: 3-17032
Release No. 1042
File Number: 3-17020
Release No. 1040
File Number: 3-17293
Release No. 1041
File Number: 3-17309
Release No. 1039
File Number: 3-17292
Release No. 1037
File Number: 3-17302
Release No. 1038
File Number: 3-17282
Release No. 1036
File Number: 3-17004
Release No. 1033
File Number: 3-16801
Release No. 1034
File Number: 3-17256
Release No. 1035
File Number: 3-17255
Release No. 1032
File Number: 3-17003
Release No. 1031
File Number: 3-17266
Release No. 1030
File Number: 3-16594
Release No. 1029
File Number: 3-17258
Release No. 1028
File Number: 3-17259
Release No. 1026
File Number: 3-17242
Release No. 1027
File Number: 3-17248
Release No. 1025
File Number: 3-17037
Release No. 1021
File Number: 3-16989
Release No. 1022
File Number: 3-17013
Release No. 1023
File Number: 3-17241
Release No. 1024
File Number: 3-17247
Release No. 1020
File Number: 3-16972
Release No. 1017
File Number: 3-17223