ALJ Initial Decisions

Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
 

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Respondents
Sandkuhl & Company, Inc.
Release No. 8-7582
File Number: 8-7582
Schmidt, Sharp, McCabe & Company, Inc.
Release No. 8-8261
File Number: 8-8261
A. J. Davis Company
Release No. 8-9883
File Number: 8-9883
Crow, Brourman & Chatkin, Inc.,
Release No. 8-9763
File Number: 8-9763
Albion Securities Company, Inc.
Release No. 8-7831
File Number: 8-7831
M. J. Merritt & Co., Inc.,
Release No. 8-7416
File Number: 8-7416
Linder, Bilotti & Co., Inc.,
Release No. 8-9570
File Number: 8-9570
Capital Gains Institute, Inc.
Release No. 801-1917
File Number: 801-1917
Financial Counsellors, Inc.
Release No. 8-11276
File Number: 8-11276
R. L. Colburn Company
Release No. 8-3680
File Number: 8-3680
Del Consolidated Industries, Inc.
Release No. 24SF-3102
File Number: 24SF-3102
Victor R. Redstone d/b/a Vanguard Investment Company
Release No. 8-7989
File Number: 8-7989
American Mutual Funds Service, Inc. (now known as) E. H. Jansen Company,
Release No. 8-7031
File Number: 8-7031
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