34-93674
Nov. 29, 2021
SR-Phlx-2021-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Juneteenth National Independence Day as an Exchange Holiday and Give the Exchange the Authority To Halt or Suspend Trading or Close Exchange Facilities for Certain Unanticipated Closures Comments Due: Exhibit 5 Federal Register version (86 FR 68711)
34-93675
Nov. 29, 2021
SR-NASDAQ-2021-093
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Juneteenth National Independence Day as a Holiday Comments Due: Exhibit 5 Federal Register version (86 FR 68714)
34-93676
Nov. 29, 2021
SR-MIAX-2021-58
Notice of Filing of a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 68695)
34-93677
Nov. 29, 2021
SR-CBOE-2021-068
Notice of Filing of a Proposed Rule Change To Adopt a Modified Trading Schedule for Holidays Comments Due: Exhibit 5 Federal Register version (86 FR 68703)
34-93671
Nov. 24, 2021
SR-NSCC-2021-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules Comments Due: Exhibit 5 Federal Register version (86 FR 68007)
34-93668
Nov. 24, 2021
SR-ICEEU-2021-015
Notice of Filing of Proposed Rule Change Relating to Amendments to the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 68014)
34-93670
Nov. 24, 2021
SR-FICC-2021-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules Comments Due: Exhibit 5 Federal Register version (86 FR 67999)
34-93669
Nov. 24, 2021
SR-DTC-2021-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules Comments Due: Exhibit 5 Federal Register version (86 FR 68004)
34-93661
Nov. 23, 2021
SR-Phlx-2021-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds Comments Due: Exhibit 5 Federal Register version (86 FR 68029)
34-93662
Nov. 23, 2021
SR-NASDAQ-2021-094
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Post-Only Quote Configuration Risk Protection Comments Due: Exhibit 5 Federal Register version (86 FR 68009)
34-93658
Nov. 23, 2021
SR-ISE-2021-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds Comments Due: Exhibit 5 Federal Register version (86 FR 68018)
34-93651
Nov. 23, 2021
SR-FINRA-2021-029
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements Comments Due: Exhibit 5 Federal Register version (86 FR 67996)
34-93649
Nov. 23, 2021
SR-BOX-2021-06
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC Comments Due: View Received Comments Federal Register version (86 FR 68023)
34-93659
Nov. 23, 2021
SR-BOX-2021-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds Comments Due: Exhibit 5 Federal Register version (86 FR 68024)
34-93643
Nov. 22, 2021
SR-CboeEDGX-2021-048
Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.10 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities Comments Due: Exhibit 5 Federal Register version (86 FR 67774)
34-93642
Nov. 22, 2021
SR-CboeEDGA-2021-024
Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.10 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities Comments Due: Exhibit 5 Federal Register version (86 FR 67765)
34-93641
Nov. 22, 2021
SR-CboeBZX-2021-076
Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.13 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities Comments Due: Exhibit 5 Federal Register version (86 FR 67763)
34-93638
Nov. 22, 2021
SR-CboeBYX-2021-027
Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.13 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities Comments Due: Exhibit 5 Federal Register version (86 FR 67767)
34-93646
Nov. 22, 2021
SR-CBOE-2021-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Held Order Instruction Comments Due: Federal Register version (86 FR 67777)
34-93633
Nov. 19, 2021
SR-EMERALD-2021-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 67509)
34-93621
Nov. 19, 2021
SR-NYSEArca-2021-99
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (86 FR 67531)
34-93618
Nov. 19, 2021
S7-24-89
Notice of Filing of the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: View Received Comments Federal Register version (86 FR 67562)
34-93620
Nov. 19, 2021
S7-24-89
Notice of Filing of the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: View Received Comments Federal Register version (86 FR 67541)
34-93615
Nov. 19, 2021
SR-CTA/CQ-2021-02
Notice of Filing of the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the Restated CQ Plan Comments Due: View Received Comments Federal Register version (86 FR 67800)
34-93625
Nov. 19, 2021
SR-CTA/CQ-2021-03
Notice of Filing of the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan Comments Due: View Received Comments Federal Register version (86 FR 67517)
34-93622
Nov. 19, 2021
SR-NASDAQ-2021-092
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Alternative Initial and Continued Listing Requirements for Acquisition Companies Listing on the Nasdaq Global Market Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 67512)
34-93631
Nov. 19, 2021
SR-PEARL-2021-56
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 67559)
34-93632
Nov. 19, 2021
SR-MIAX-2021-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 67538)
34-93627
Nov. 19, 2021
SR-IEX-2021-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of a Retail Order for the Retail Price Improvement Program Comments Due: Exhibit 5 Federal Register version (86 FR 67568)
34-93630
Nov. 19, 2021
SR-FINRA-2021-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 Comments Due: Federal Register version (86 FR 67557)
34-93616
Nov. 19, 2021
SR-CboeBZX-2021-073
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend How the BZX Official Closing Price Is Determined for a BZX-Listed Security That Is Not a Corporate Security, Pursuant to Rule 11.23(c)(2)(B)(ii)(b) Comments Due: Exhibit 5 Federal Register version (86 FR 67524)
34-93624
Nov. 19, 2021
SR-CboeBZX-2021-056
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish an Intra-Day Net Asset Value Comments Due: View Received Comments Federal Register version (86 FR 67527)
34-93612
Nov. 18, 2021
SR-OCC-2021-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Inadvertent Omission in a Prior Proposed Rule Change Concerning OCC's Schedule of Fees Comments Due: View Received Comments Exhibit 5 , Exhibit 5 Federal Register version (86 FR 67108)
34-93601
Nov. 17, 2021
SR-CFE-2021-009
Notice of a Filing of a Proposed Rule Change Regarding Block Trade Recordkeeping Requirements Comments Due: Exhibit 4 Federal Register version (86 FR 66611)
34-93602
Nov. 17, 2021
SR-NASDAQ-2021-087
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (86 FR 66604)
34-93598
Nov. 17, 2021
SR-CBOE-2021-066
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Comments Due: Exhibit 5 Federal Register version (86 FR 66609)
34-93597
Nov. 17, 2021
SR-C2-2021-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Comments Due: Exhibit 5 Federal Register version (86 FR 66602)
34-93593
Nov. 16, 2021
SR-EMERALD-2021-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Establish a Policy Relating to Billing Errors Comments Due: Exhibit 5 Federal Register version (86 FR 66367)
34-93589
Nov. 16, 2021
SR-NYSEAMER-2021-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users Comments Due: Exhibit 5 Federal Register version (86 FR 66354)
34-93592
Nov. 16, 2021
SR-NYSENAT-2021-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users Comments Due: Exhibit 5 Federal Register version (86 FR 66377)
34-93591
Nov. 16, 2021
SR-NYSECHX-2021-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users Comments Due: Exhibit 5 Federal Register version (86 FR 66358)
34-93586
Nov. 16, 2021
SR-NYSEArca-2021-98
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.64-O To Provide an Option for OTP Holders and OTP Firms To Instruct the Exchange To Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period Comments Due: Exhibit 5 Federal Register version (86 FR 66369)
34-93590
Nov. 16, 2021
SR-NYSEArca-2021-96
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users Comments Due: Exhibit 5 Federal Register version (86 FR 66365)
34-93588
Nov. 16, 2021
SR-NYSE-2021-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users Comments Due: Exhibit 5 Federal Register version (86 FR 66351)
34-93583
Nov. 16, 2021
SR-GEMX-2021-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (86 FR 66356)
34-93587
Nov. 16, 2021
SR-BX-2021-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (86 FR 66375)
34-93580
Nov. 16, 2021
SR-NASDAQ-2021-089
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire Certain Order Entry Protocols and Related Fees, at Equity 7, Section 115 Comments Due: Exhibit 5 Federal Register version (86 FR 66379)
34-93584
Nov. 16, 2021
SR-MRX-2021-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (86 FR 66363)
34-93594
Nov. 16, 2021
SR-PEARL-2021-55
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule and the MIAX Pearl Equities Fee Schedule To Establish a Policy Relating to Billing Errors Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (86 FR 66361)
34-93582
Nov. 16, 2021
SR-ISE-2021-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (86 FR 66373)
34-93577
Nov. 15, 2021
SR-Phlx-2021-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (86 FR 64976)
34-93576
Nov. 15, 2021
SR-NYSENAT-2021-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (86 FR 64971)
34-93570
Nov. 15, 2021
SR-NYSEArca-2021-37
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E View Received Comments Federal Register version (86 FR 64975)
34-93574
Nov. 15, 2021
SR-NYSEArca-2021-29
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) Comments Due: View Received Comments Federal Register version (86 FR 64975)
34-93575
Nov. 15, 2021
SR-NYSEArca-2021-28
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) Comments Due: View Received Comments Federal Register version (86 FR 64978)
34-93571
Nov. 15, 2021
SR-CboeBZX-2021-039
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 64979)
34-93561
Nov. 12, 2021
SR-NYSEAMER-2021-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Regarding Colocation Services Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 64580)
34-93567
Nov. 12, 2021
SR-NYSENAT-2021-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List Regarding Colocation Services Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 64576)
34-93565
Nov. 12, 2021
SR-NYSECHX-2021-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. Regarding Colocation Services Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 64556)
34-93564
Nov. 12, 2021
SR-NYSEArca-2021-97
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Regarding Colocation Services Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 64570)
34-93563
Nov. 12, 2021
SR-NYSE-2021-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the New York Stock Exchange Price List Regarding Colocation Services Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 64561)
34-93558
Nov. 12, 2021
SR-NASDAQ-2021-088
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 of the Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 64536)
34-93560
Nov. 12, 2021
SR-IEX-2021-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 64552)
34-93562
Nov. 12, 2021
SR-BOX-2021-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: Exhibit 5 Federal Register version (86 FR 64554)
34-93549
Nov. 10, 2021
SR-EMERALD-2021-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section 1(a)(ii) of the Fee Schedule To Revise the Application of the Tier Calculation Comments Due: Exhibit 5 Federal Register version (86 FR 64280)
34-93553
Nov. 10, 2021
SR-NYSEArca-2021-67
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the One River Carbon Neutral Bitcoin Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (86 FR 64276)
34-93555
Nov. 10, 2021
SR-PEARL-2021-54
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 64254)
34-93556
Nov. 10, 2021
SR-PEARL-2021-53
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Ports Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 64235)
34-93550
Nov. 10, 2021
SR-MIAX-2021-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 64277)
34-93554
Nov. 10, 2021
SR-MEMX-2021-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 64248)
34-93557
Nov. 10, 2021
SR-IEX-2021-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 64268)
34-93552
Nov. 10, 2021
SR-CBOE-2021-065
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 64283)
34-93545
Nov. 9, 2021
SR-NYSE-2021-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (86 FR 63431)
34-93546
Nov. 9, 2021
SR-CboeBZX-2021-075
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect a Modification to the Permitted Components of the Tracking Baskets of the Invesco Real Assets ESG ETF and Invesco US Large Cap Core ETF Comments Due: Federal Register version (86 FR 63429)
34-93528
Nov. 5, 2021
SR-NYSEArca-2021-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Modification to the Permitted Components of the Tracking Baskets of the Putnam Focused Large Cap Growth ETF, Putnam Focused Large Cap Value ETF, Putnam Sustainable Future ETF, and Putnam Sustainable Leaders ETF Comments Due: Federal Register version (86 FR 62855)
34-93526
Nov. 4, 2021
SR-EMERALD-2021-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 62582)
34-93520
Nov. 4, 2021
SR-NYSEArca-2021-94
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 62575)
34-93524
Nov. 4, 2021
SR-MIAX-2021-54
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 62579)
34-93522
Nov. 4, 2021
SR-LCHSA-2021-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees on Extension of Eligible Collateral Comments Due: Exhibit 5 Federal Register version (86 FR 62573)
34-93523
Nov. 4, 2021
SR-ICEEU-2021-020
Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Liquidity Management Procedures and Investment Management Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 62588)
34-93525
Nov. 4, 2021
SR-CBOE-2021-029
Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Increase Position Limits for Options on Two Exchange-Traded Funds Comments Due: View Received Comments Federal Register version (86 FR 62584)
34-93513
Nov. 3, 2021
SR-BX-2021-051
Notice of Filing of Proposed Rule Change To Amend Exchange Rules in Connection With the Proposed Merger of BX Equities LLC With and Into the Exchange Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c Federal Register version (86 FR 62222)
34-93514
Nov. 3, 2021
SR-BX-2021-050
Notice of Filing of Proposed Rule Change To Amend the BX Equities LLC Operating Agreement Comments Due: Exhibit 5 Federal Register version (86 FR 62229)
34-93512
Nov. 3, 2021
SR-ICEEU-2021-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Rules Comments Due: Exhibit 5 Federal Register version (86 FR 62224)
34-93504
Nov. 2, 2021
SR-NYSEArca-2021-90
Notice of Filing of Proposed Rule Change To List and Trade Shares of Grayscale Bitcoin Trust (BTC) Under NYSE Arca Rule 8.201-E View Received Comments Federal Register version (86 FR 61804)
34-93506
Nov. 2, 2021
SR-PEARL-2021-35
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 2616, Priority of Orders Comments Due: View Received Comments Federal Register version (86 FR 61796)
34-93505
Nov. 2, 2021
SR-IEX-2021-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.330 To Retire the IEX Data Platform Data Product Comments Due: Exhibit 5 Federal Register version (86 FR 61798)
34-93486
Nov. 1, 2021
SR-Phlx-2021-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3301B Comments Due: Exhibit 5 Federal Register version (86 FR 61346)
34-93489
Nov. 1, 2021
SR-NYSEArca-2021-31
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (86 FR 61344)
34-93488
Nov. 1, 2021
SR-NYSE-2021-44
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction Comments Due: View Received Comments Federal Register version (86 FR 61352)
34-93496
Nov. 1, 2021
SR-NYSE-2021-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Eliminate Expired and Obsolete Pillar Port Transition Fee Pricing Comments Due: Exhibit 5 Federal Register version (86 FR 61354)
34-93500
Nov. 1, 2021
SR-CBOE-2021-064
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extend the Operation of Its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options Comments Due: Federal Register version (86 FR 61340)
34-93464
Oct. 29, 2021
SR-Phlx-2021-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (86 FR 60952)
34-93472
Oct. 29, 2021
SR-NYSEArca-2021-91
Notice of Filing of Proposed Rule Change to Amend Rule 6.87-O Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 60926)
34-93469
Oct. 29, 2021
SR-BX-2021-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4703 Comments Due: Exhibit 5 Federal Register version (86 FR 60947)
34-93467
Oct. 29, 2021
SR-NASDAQ-2021-083
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exempt Certain Categories of Investment Companies Registered Under the Investment Company Act of 1940 From the Requirements To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Acquisitions of the Stock or Assets of an Affiliated Registered Investment Company Under Certain Conditions Comments Due: Exhibit 5 Federal Register version (86 FR 60930)
34-93463
Oct. 29, 2021
SR-MIAX-2021-52
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Minor Adjustment to the Calculation Methodology for the BRIXXTM Comments Due: Federal Register version (86 FR 60923)
34-93471
Oct. 29, 2021
SR-EMERALD-2021-21
Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products File Nos.: Comments Due: Federal Register version (86 FR 60947)
34-93471
Oct. 29, 2021
SR-MIAX-2021-28
Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products File Nos.: Comments Due: Federal Register version (86 FR 60947)
34-93462
Oct. 28, 2021
SR-EMERALD-2021-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Exchange Rule 501, Days and Hours of Business, To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 60725)
