Comments on S7-24-89 Rulemaking

National Market Systems

[Release Nos. 34-94307 and 34-94308; File No. S7-24-89]

Nov. 22, 2022 James Dombach, Davis Wright Tremaine LLP, Counsel for CTA, CQ, and UTP Plan
Apr. 27, 2022 SIFMA
Apr. 13, 2022 Charles L Groothoff, Napa Auto parts
Mar. 29, 2022 Erika Moore, Vice President and Corporate Secretary, Nasdaq Stock Market LLC
Mar. 27, 2022 James Dombach, MCGONIGLE, P.C., Counsel for CTA, CQ, and UTP Plans
Mar. 25, 2022 McGONIGLE PC
Mar. 25, 2022 Operating Committees of the CQ, CTA, and UTP Plans
Mar. 23, 2022 Manisha Kimmel, Chief Policy Officer, MayStreet, Inc.

[Release No. 34-93620; File No. S7-24-89]

Submitted Comments

 (Click here for meetings with SEC officials)
Dec. 17, 2021 Ellen Greene, Managing Director, Equity & Options Market Structure, Securities Industry and Financial Markets Association and William C. Thum, Managing Director and Associate General Counsel, Asset Management Group, Securities Industry and Financial Markets Association
Dec. 17, 2021 Patrick Flannery, Chief Executive Officer, MayStreet

[Release No. 34-93618; File No. S7-24-89]

Jan. 28, 2022 Hope M. Jarkowski General Counsel, NYSE Group, Inc.
Jan. 12, 2022 Chris Solgan, VP, Senior Counsel, MIAX Exchange Group
Jan. 5, 2022 Emil Framnes and Simon Emrich, Norges Bank Investment Management
Dec. 21, 2021 James Angel, Ph.D., CFP, CFA, Associate Professor of Finance, Georgetown University
Dec. 17, 2021 Luc Burgun, President and CEO, NovaSparks S.A.S.
Dec. 17, 2021 Joe Wald, Managing Director, Co-Head of Electronic Trading, BMO Capital Markets Group, BMO Capital Markets and Ray Ross, Managing Director, Co-Head of Electronic Trading, BMO Capital Markets Group
Dec. 17, 2021 Erika Moore, Vice President and Corporate Secretary, Nasdaq Stock Market LLC
Dec. 17, 2021 John Ramsay, Chief Market Policy Officer, Investors Exchange LLC
Dec. 17, 2021 Ellen Greene, Managing Director, Equity & Options Market Structure, Securities Industry and Financial Markets Association and William C. Thum, Managing Director and Associate General Counsel, Asset Management Group, Securities Industry and Financial Markets Association
Dec. 17, 2021 Marcia E. Asquith, Executive Vice President, Board and External Relations, Financial Industry Regulatory Authority, Inc.
Dec. 17, 2021 Patrick Flannery, Chief Executive Officer, MayStreet
Dec. 16, 2021 Hubert De Jesus, Managing Director, Global Head of Market Structure and Electronic Trading, BlackRock and Samantha DeZur, Director, Global Public Policy, BlackRock
Dec. 16, 2021 Jonathan Hill, CEO, Cutler Group, LP Anand Prakash, CTO, Cutler Group, LP Nader Sharabati, CFO, Cutler Group, LP and Doug Patterson, CCO, Cutler Group, LP
Nov. 30, 2021 Quinton Pike, CEO, Polygon.io, Inc.
Nov. 22, 2021 Allison Bishop, President, Proof Services LLC
Nov. 8, 2021 Adrian Griffiths, Head of Market Structure, MEMX LLC

[Release No. 34-91190a; File No. S7-24-89]

Apr. 7, 2021 James P. Dombach
Mar. 31, 2021 James P. Dombach
Mar. 18, 2021 Elizabeth K. King, Chief Regulatory Officer, ICE and General Counsel and Corporate Secretary, NYSE

[Release No. 34-88017; File No. S7-24-89]

May 5, 2020 Memorandum from the Office of Commissioner Hester M. Peirce regading a May 5, 2020 telephone call with representatives of Healthy Markets
Feb. 4, 2020 Kelvin To, Founder and President, Data Boiler Technologies, LLC

[Release No. 34-87910; File No. S7-24-89]

Mar. 2, 2020 Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 4, 2020, meeting with representatives of various market participants
Feb. 20, 2020 Tyler Gellasch, Executive Director, Healthy Markets Association
Feb. 12, 2020 Memorandum from the Office of the Chairman regarding a February 4, 2020, meeting with representatives from several equity market participants
Feb. 5, 2020 Memorandum from the Division of Trading and Markets regarding a February 4, 2020, meeting with representatives from Charles Schwab & Co., Inc., Citigroup Inc., Fidelity Investments, Glenmede Investment Management LP, Ontario Teachers' Pension Plan Board, Securities Traders Association, State Street Global Advisors, T. Rowe Price Group, Inc., TD Ameritrade, Inc., and Two Sigma Securities, LLC
Feb. 4, 2020 Kelvin To, Founder and President, Data Boiler Technologies, LLC
Feb. 4, 2020 Joseph Kinahan, Managing Director, TD Ameritrade
Feb. 4, 2020 Rich Steiner, Head of Client Advocacy and Market Innovation, RBC Capital Markets
Feb. 4, 2020 Jeff Brown, Senior Vice President - Legislative and Regulatory, Charles Schwab Co.
Jan. 24, 2020 CTA/UTP Advisory Committee

[Release No. 34-87908; File No. S7-24-89]

Feb. 20, 2020 Tyler Gellasch, Executive Director, Healthy Markets Association
Feb. 5, 2020 Memorandum from the Division of Trading and Markets regarding a February 4, 2020, meeting with representatives from Charles Schwab & Co., Inc., Citigroup Inc., Fidelity Investments, Glenmede Investment Management LP, Ontario Teachers' Pension Plan Board, Securities Traders Association, State Street Global Advisors, T. Rowe Price Group, Inc., TD Ameritrade, Inc., and Two Sigma Securities, LLC
Feb. 4, 2020 Kelvin To, Founder and President, Data Boiler Technologies, LLC
Feb. 4, 2020 Joseph Kinahan, Managing Director, TD Ameritrade
Feb. 4, 2020 Rich Steiner, Head of Client Advocacy and Market Innovation, RBC Capital Markets
Feb. 4, 2020 Jeff Brown, Senior Vice President - Legislative and Regulatory, Charles Schwab Co.
Jan. 24, 2020 CTA/UTP Advisory Committee

[Release No. 34-82938; File No. S7-24-89]

Apr. 30, 2018 Tyler Gellasch, Executive Director, Healthy Markets Association
Apr. 27, 2018 Emily Kasparov, Chair, Plans' Operating Committee, Chicago Stock Exchange
Apr. 19, 2018 Melissa MacGregor, Managing Director & Associate General Counsel, SIFMA

[Release No. 34-82072; File No. S7-24-89]

Dec. 11, 2017 Melissa MacGregor, Managing Director and Associate General Counsel, SIFMA
Dec. 11, 2017 Brian Doherty, Global Head of Product Development, Realtime Conte, Bloomberg LP

 

[Release No. 34-74910; File No. S7-24-89]

Jul. 17, 2015 Emily Kasparov, Chairman, Plans' Operating Committees, Chicago Stock Exchange
Jun. 5, 2015 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA

 

[Release No. 34-73279; File No. S7-24-89]

Nov. 6, 2013 Joanna Fields, Principal, Aplomb Strategies Inc.
Oct. 28, 2013 Ira D. Hammerman, Executive Vice President & General Counsel, SIFMA

 

[Release No. 34-69361; File No. S7-24-89]

May 7, 2013 Peter Moss, Managing Director, Trading, Financial and Risk, Thomson Reuters
Apr. 25, 2013 Gene Finn, Ph.D., Baltimore, Maryland
Apr. 24, 2013 Gene L. Finn, Ph.D., Baltimore, Maryland
Mar. 28, 2013 Ira D. Hammerman, Senior Managing Director & General Counsel, SIFMA

[Release No. 34-65866; File No. S7-24-89]

Dec. 22, 2011 Ira D. Hammerman, Senior Managing Director & General Counsel, SIFMA, and Markham Erickson, Executive Director & General Counsel, NetCoalition

[Release No. 34-62021; File No. S7-24-89]

Dec. 6, 2010 Michael Trocchio, Bingham McCutchen LLP, on behalf of Pink OTC Markets Inc.
Oct. 18, 2010 Stephanie M. Dumont, Senior Vice President and Director of Capital Markets Policy, Financial Industry Regulatory Authority, Washington, District of Columbia
Jun. 4, 2010 Janet M. Kissane, SVP, Legal & Corporate Secretary, NYSE Euronext
Jun. 3, 2010 Michael Trocchio, Bingham McCutchen LLP, on behalf of Pink OTC Markets Inc.

[Release No. 34-55647; File No. S7-24-89]

Jan. 22, 2007 Gene L. Finn, Ph.D.

Meetings with SEC Officials

 (Click here for submitted comments from the public)
Apr. 7, 2022 Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 28, 2022, video conference meeting with MayStreet, Inc.
Feb. 25, 2022 Memorandum from the Division of Trading and Markets regarding a February 23, 2022, video conference meeting with MayStreet, Inc.

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