Comments on Consolidated Tape Association Plan/Consolidated Quotation Plan (CTA/CQ) Rulemaking

Notice of Filing of the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan

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Date Received
Date Letter Type Commenter Name
Public Comment SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 28, 2022, video conference meeting with MayStreet, Inc.
Public Comment Erika Moore, Vice President and Corporate Secretary, Nasdaq Stock Market LLC
Public Comment Manisha Kimmel, Chief Policy Officer, MayStreet, Inc.
Public Comment Katie Adams, Chief Product Officer, Polygon.io, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 23, 2022, video conference meeting with MayStreet, Inc.
Public Comment Hope M. Jarkowski General Counsel, NYSE Group, Inc.
Public Comment Chris Solgan, VP, Senior Counsel, MIAX Exchange Group
Public Comment Emil Framnes and Simon Emrich, Norges Bank Investment Management
Public Comment James Angel, Ph.D., CFP, CFA, Associate Professor of Finance, Georgetown University
Public Comment Ellen Greene, Managing Director, Equity & Options Market Structure, Securities Industry and Financial Markets Association and William C. Thum, Managing Director and Associate General Counsel, Asset Management Group, Securities Industry and Financial Markets Association
Public Comment Erika Moore, Vice President and Corporate Secretary, Nasdaq Stock Market LLC
Public Comment Joe Wald, Managing Director, Co-Head of Electronic Trading, BMO Capital Markets Group, BMO Capital Markets and Ray Ross, Managing Director, Co-Head of Electronic Trading, BMO Capital Markets Group
Public Comment John Ramsay, Chief Market Policy Officer, Investors Exchange LLC
Public Comment Luc Burgun, President and CEO, NovaSparks S.A.S.
Public Comment Marcia E. Asquith, Executive Vice President, Board and External Relations, Financial Industry Regulatory Authority, Inc.
Public Comment Patrick Flannery, Chief Executive Officer, MayStreet
Public Comment Hubert De Jesus, Managing Director, Global Head of Market Structure and Electronic Trading, BlackRock and Samantha DeZur, Director, Global Public Policy, BlackRock
Public Comment Jonathan Hill, CEO, Cutler Group, LP Anand Prakash, CTO, Cutler Group, LP Nader Sharabati, CFO, Cutler Group, LP and Doug Patterson, CCO, Cutler Group, LP
Public Comment Quinton Pike, CEO, Polygon.io, Inc.
Public Comment Allison Bishop, President, Proof Services LLC
Public Comment Adrian Griffiths, Head of Market Structure, MEMX LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-CTA/CQ-2021-03
Release Number
34-93625
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