34-93786
Dec. 15, 2021
SR-BOX-2021-14
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of BSTX as a Facility of the Exchange Comments Due: View Received Comments Federal Register version (86 FR 72296)
34-93772
Dec. 14, 2021
SR-EMERALD-2021-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 71965)
34-93776
Dec. 14, 2021
SR-EMERALD-2021-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees View Received Comments Exhibit 5 Federal Register version (86 FR 71983)
34-93770
Dec. 14, 2021
SR-NYSEArca-2021-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (86 FR 72012)
34-93767
Dec. 14, 2021
SR-NYSE-2021-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 902.03 of the NYSE Listed Company Manual to Modify Listing and Annual Fees Applicable to Certain Warrants Listed by Foreign Companies Comments Due: Exhibit 5
34-93780
Dec. 14, 2021
SR-NYSE-2021-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Period for Specified Commentaries to Rules 7.35A and 7.35C and Temporary Rule Relief in Rule 36.30 Comments Due: Exhibit 5 Federal Register version (86 FR 72009)
34-93779
Dec. 14, 2021
SR-MRX-2021-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 1, General Provisions Comments Due: Exhibit 5 Federal Register version (86 FR 71978)
34-93774
Dec. 14, 2021
SR-PEARL-2021-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 71952)
34-93771
Dec. 14, 2021
SR-MIAX-2021-60
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 71940)
34-93775
Dec. 14, 2021
SR-MIAX-2021-59
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 71996)
34-93773
Dec. 14, 2021
SR-MEMX-2021-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 71980)
34-93777
Dec. 14, 2021
SR-ISE-2021-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE's Pricing Schedule at Options 7, Section 1, General Provisions Comments Due: Exhibit 5 Federal Register version (86 FR 72018)
34-93769
Dec. 14, 2021
SR-FINRA-2021-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 2251 (Processing and Forwarding of Proxy and Other Issuer-Related Materials) Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 71936)
34-93764
Dec. 13, 2021
SR-ICEEU-2021-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 71692)
34-93758
Dec. 13, 2021
SR-FINRA-2021-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of Temporary Amendments Set Forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 Comments Due: Federal Register version (86 FR 71695)
34-93754
Dec. 13, 2021
SR-CboeBZX-2021-080
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule by Modifying Certain Auction Fee Codes Comments Due: Exhibit 5 Federal Register version (86 FR 71690)
34-93748
Dec. 10, 2021
SR-NYSE-2021-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Eliminate the Underutilized Supplemental Liquidity Provider National Best Bid and Offer Setter Tier Credits Comments Due: Exhibit 5 Federal Register version (86 FR 71531)
34-93745
Dec. 9, 2021
SR-CboeBYX-2021-024
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Certain Clarifying Changes Related to Periodic Auctions Comments Due: View Received Comments Federal Register version (86 FR 71310)
34-93743
Dec. 9, 2021
SR-CBOE-2021-073
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 71304)
34-93744
Dec. 9, 2021
SR-CBOE-2021-072
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 71310)
34-93739
Dec. 8, 2021
SR-BX-2021-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX's Pricing Schedule at Options 7, Section 1, General Provisions Comments Due: Exhibit 5 Federal Register version (86 FR 71106)
34-93736
Dec. 7, 2021
SR-EMERALD-2021-29
Notice of Withdrawal of Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees View Received Comments Federal Register version (86 FR 70878)
34-93729
Dec. 7, 2021
SR-Phlx-2021-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Affiliated Entity Program and Relocate Certain Rules Comments Due: Exhibit 5 Federal Register version (86 FR 70879)
34-93728
Dec. 7, 2021
SR-NASDAQ-2021-095
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 1, General Provisions Comments Due: Exhibit 5 Federal Register version (86 FR 70872)
34-93733
Dec. 7, 2021
SR-MIAX-2021-41
Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 71108)
34-93733
Dec. 7, 2021
SR-PEARL-2021-45
Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 71108)
34-93734
Dec. 7, 2021
SR-MIAX-2021-43
Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 70882)
34-93734
Dec. 7, 2021
SR-EMERALD-2021-31
Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 70882)
34-93722
Dec. 6, 2021
SR-NSCC-2021-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Mutual Fund Deposit Requirements and Remove Certain Other Provisions Relating to Clearing Fund Requirements for Limited Members From the NSCC Rules Comments Due: Exhibit 5 Federal Register version (86 FR 70548)
34-93718
Dec. 6, 2021
SR-CboeEDGX-2021-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 70551)
34-93721
Dec. 6, 2021
SR-CBOE-2021-070
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Temporary Remote Inspection Relief for Trading Permit Holder's Office Inspections for Calendar Years 2020 and 2021 To Include Calendar Year 2022 Through June 30, 2022 Comments Due: Federal Register version (86 FR 70560)
34-93713
Dec. 3, 2021
SR-NASDAQ-2021-091
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Annual Listing Fees To Be Implemented on January 1, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 70156)
34-93709
Dec. 2, 2021
SR-NSCC-2021-013
Notice of Filing of Proposed Rule Change To Provide for a Passive Acknowledgment Process, Codify Certain Settlement Processes and Make Technical, Clarifying and Conforming Changes to the NSCC Rules & Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 69687)
34-93710
Dec. 2, 2021
SR-MEMX-2021-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 69697)
34-93698
Dec. 1, 2021
SR-EMERALD-2021-38
Notice of Filing of Proposed Rule Change To Amend Exchange Rule 531 To Provide for a New Service Called the "High Precision Network Time Signal Service" View Received Comments Exhibit 5 Federal Register version (86 FR 69301)
34-93687
Dec. 1, 2021
SR-NYSEAMER-2021-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 69316)
34-93686
Dec. 1, 2021
SR-NYSEArca-2021-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.4-O To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 69313)
34-93702
Dec. 1, 2021
SR-LTSE-2021-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange in Rule 11.110 (Hours of Trading and Trading Days) Comments Due: Exhibit 5 Federal Register version (86 FR 69311)
34-93690
Dec. 1, 2021
SR-ICC-2021-023
Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Rules and ICC Exercise Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 69308)
34-93699
Dec. 1, 2021
SR-FINRA-2021-030
Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6730 To Require Members To Append Modifiers to Delayed Treasury Spot and Portfolio Trades When Reporting to TRACE Comments Due: View Received Comments Exhibit 2a , Exhibit 2b , Exhibit 2c , Exhibit 5 Federal Register version (86 FR 69337)
34-93696
Dec. 1, 2021
SR-CboeEDGX-2021-049
Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to "Data Products", and Add a Preamble to Rule 13.8 Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 69306)
34-93694
Dec. 1, 2021
SR-CboeEDGA-2021-025
Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to "Data Products", and Add a Preamble to Rule 13.8 Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 69299)
34-93688
Dec. 1, 2021
SR-CboeBZX-2021-078
Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 69319)
34-93689
Dec. 1, 2021
SR-CboeBYX-2021-028
Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 69335)
34-93678
Nov. 30, 2021
SR-NSCC-2021-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance the Transparency of the Calculation of the Backtesting Charge Comments Due: Exhibit 5 Federal Register version (86 FR 69109)
34-93674
Nov. 29, 2021
SR-Phlx-2021-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Juneteenth National Independence Day as an Exchange Holiday and Give the Exchange the Authority To Halt or Suspend Trading or Close Exchange Facilities for Certain Unanticipated Closures Comments Due: Exhibit 5 Federal Register version (86 FR 68711)
34-93675
Nov. 29, 2021
SR-NASDAQ-2021-093
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Juneteenth National Independence Day as a Holiday Comments Due: Exhibit 5 Federal Register version (86 FR 68714)
34-93676
Nov. 29, 2021
SR-MIAX-2021-58
Notice of Filing of a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 68695)
34-93677
Nov. 29, 2021
SR-CBOE-2021-068
Notice of Filing of a Proposed Rule Change To Adopt a Modified Trading Schedule for Holidays Comments Due: Exhibit 5 Federal Register version (86 FR 68703)
34-93671
Nov. 24, 2021
SR-NSCC-2021-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules Comments Due: Exhibit 5 Federal Register version (86 FR 68007)
34-93668
Nov. 24, 2021
SR-ICEEU-2021-015
Notice of Filing of Proposed Rule Change Relating to Amendments to the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 68014)
34-93670
Nov. 24, 2021
SR-FICC-2021-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules Comments Due: Exhibit 5 Federal Register version (86 FR 67999)
34-93669
Nov. 24, 2021
SR-DTC-2021-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules Comments Due: Exhibit 5 Federal Register version (86 FR 68004)
34-93661
Nov. 23, 2021
SR-Phlx-2021-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds Comments Due: Exhibit 5 Federal Register version (86 FR 68029)
34-93662
Nov. 23, 2021
SR-NASDAQ-2021-094
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Post-Only Quote Configuration Risk Protection Comments Due: Exhibit 5 Federal Register version (86 FR 68009)
34-93658
Nov. 23, 2021
SR-ISE-2021-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds Comments Due: Exhibit 5 Federal Register version (86 FR 68018)
34-93651
Nov. 23, 2021
SR-FINRA-2021-029
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements Comments Due: Exhibit 5 Federal Register version (86 FR 67996)
34-93649
Nov. 23, 2021
SR-BOX-2021-06
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC Comments Due: View Received Comments Federal Register version (86 FR 68023)
34-93659
Nov. 23, 2021
SR-BOX-2021-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds Comments Due: Exhibit 5 Federal Register version (86 FR 68024)
34-93643
Nov. 22, 2021
SR-CboeEDGX-2021-048
Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.10 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities Comments Due: Exhibit 5 Federal Register version (86 FR 67774)
34-93642
Nov. 22, 2021
SR-CboeEDGA-2021-024
Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.10 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities Comments Due: Exhibit 5 Federal Register version (86 FR 67765)
34-93641
Nov. 22, 2021
SR-CboeBZX-2021-076
Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.13 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities Comments Due: Exhibit 5 Federal Register version (86 FR 67763)
34-93638
Nov. 22, 2021
SR-CboeBYX-2021-027
Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.13 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities Comments Due: Exhibit 5 Federal Register version (86 FR 67767)
34-93646
Nov. 22, 2021
SR-CBOE-2021-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Held Order Instruction Comments Due: Federal Register version (86 FR 67777)
34-93633
Nov. 19, 2021
SR-EMERALD-2021-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 67509)
34-93621
Nov. 19, 2021
SR-NYSEArca-2021-99
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (86 FR 67531)
34-93618
Nov. 19, 2021
S7-24-89
Notice of Filing of the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: View Received Comments Federal Register version (86 FR 67562)
34-93620
Nov. 19, 2021
S7-24-89
Notice of Filing of the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: View Received Comments Federal Register version (86 FR 67541)
34-93615
Nov. 19, 2021
SR-CTA/CQ-2021-02
Notice of Filing of the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the Restated CQ Plan Comments Due: View Received Comments Federal Register version (86 FR 67800)
34-93625
Nov. 19, 2021
SR-CTA/CQ-2021-03
Notice of Filing of the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan Comments Due: View Received Comments Federal Register version (86 FR 67517)
34-93622
Nov. 19, 2021
SR-NASDAQ-2021-092
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Alternative Initial and Continued Listing Requirements for Acquisition Companies Listing on the Nasdaq Global Market Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 67512)
34-93631
Nov. 19, 2021
SR-PEARL-2021-56
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 67559)
34-93632
Nov. 19, 2021
SR-MIAX-2021-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 67538)
34-93627
Nov. 19, 2021
SR-IEX-2021-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of a Retail Order for the Retail Price Improvement Program Comments Due: Exhibit 5 Federal Register version (86 FR 67568)
34-93630
Nov. 19, 2021
SR-FINRA-2021-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 Comments Due: Federal Register version (86 FR 67557)
34-93616
Nov. 19, 2021
SR-CboeBZX-2021-073
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend How the BZX Official Closing Price Is Determined for a BZX-Listed Security That Is Not a Corporate Security, Pursuant to Rule 11.23(c)(2)(B)(ii)(b) Comments Due: Exhibit 5 Federal Register version (86 FR 67524)
34-93624
Nov. 19, 2021
SR-CboeBZX-2021-056
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish an Intra-Day Net Asset Value Comments Due: View Received Comments Federal Register version (86 FR 67527)
34-93612
Nov. 18, 2021
SR-OCC-2021-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Inadvertent Omission in a Prior Proposed Rule Change Concerning OCC's Schedule of Fees Comments Due: View Received Comments Exhibit 5 , Exhibit 5 Federal Register version (86 FR 67108)
34-93601
Nov. 17, 2021
SR-CFE-2021-009
Notice of a Filing of a Proposed Rule Change Regarding Block Trade Recordkeeping Requirements Comments Due: Exhibit 4 Federal Register version (86 FR 66611)
34-93602
Nov. 17, 2021
SR-NASDAQ-2021-087
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (86 FR 66604)
34-93598
Nov. 17, 2021
SR-CBOE-2021-066
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Comments Due: Exhibit 5 Federal Register version (86 FR 66609)
34-93597
Nov. 17, 2021
SR-C2-2021-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Comments Due: Exhibit 5 Federal Register version (86 FR 66602)
34-93593
Nov. 16, 2021
SR-EMERALD-2021-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Establish a Policy Relating to Billing Errors Comments Due: Exhibit 5 Federal Register version (86 FR 66367)
34-93589
Nov. 16, 2021
SR-NYSEAMER-2021-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users Comments Due: Exhibit 5 Federal Register version (86 FR 66354)
34-93592
Nov. 16, 2021
SR-NYSENAT-2021-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users Comments Due: Exhibit 5 Federal Register version (86 FR 66377)
34-93591
Nov. 16, 2021
SR-NYSECHX-2021-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users Comments Due: Exhibit 5 Federal Register version (86 FR 66358)
34-93586
Nov. 16, 2021
SR-NYSEArca-2021-98
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.64-O To Provide an Option for OTP Holders and OTP Firms To Instruct the Exchange To Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period Comments Due: Exhibit 5 Federal Register version (86 FR 66369)
34-93590
Nov. 16, 2021
SR-NYSEArca-2021-96
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users Comments Due: Exhibit 5 Federal Register version (86 FR 66365)
34-93588
Nov. 16, 2021
SR-NYSE-2021-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users Comments Due: Exhibit 5 Federal Register version (86 FR 66351)
34-93583
Nov. 16, 2021
SR-GEMX-2021-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (86 FR 66356)
34-93587
Nov. 16, 2021
SR-BX-2021-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (86 FR 66375)
34-93580
Nov. 16, 2021
SR-NASDAQ-2021-089
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire Certain Order Entry Protocols and Related Fees, at Equity 7, Section 115 Comments Due: Exhibit 5 Federal Register version (86 FR 66379)
34-93584
Nov. 16, 2021
SR-MRX-2021-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (86 FR 66363)
34-93594
Nov. 16, 2021
SR-PEARL-2021-55
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule and the MIAX Pearl Equities Fee Schedule To Establish a Policy Relating to Billing Errors Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (86 FR 66361)
34-93582
Nov. 16, 2021
SR-ISE-2021-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (86 FR 66373)
34-93577
Nov. 15, 2021
SR-Phlx-2021-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (86 FR 64976)
34-93576
Nov. 15, 2021
SR-NYSENAT-2021-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (86 FR 64971)
34-93570
Nov. 15, 2021
SR-NYSEArca-2021-37
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E View Received Comments Federal Register version (86 FR 64975)
34-93574
Nov. 15, 2021
SR-NYSEArca-2021-29
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) Comments Due: View Received Comments Federal Register version (86 FR 64975)
34-93575
Nov. 15, 2021
SR-NYSEArca-2021-28
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) Comments Due: View Received Comments Federal Register version (86 FR 64978)
