34-94166
Feb. 7, 2022
SR-OCC-2022-801
Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: Federal Register version (87 FR 8063)
34-94168
Feb. 7, 2022
SR-NSCC-2021-010
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: View Received Comments Federal Register version (87 FR 8062)
34-94167
Feb. 7, 2022
SR-DTC-2021-014
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: Federal Register version (87 FR 8061)
34-94159
Feb. 4, 2022
SR-EMERALD-2021-42
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees View Received Comments Federal Register version (87 FR 7882)
34-94152
Feb. 4, 2022
SR-NYSEAMER-2022-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 975NY Comments Due: Exhibit 5 Federal Register version (87 FR 7885)
34-94155
Feb. 4, 2022
SR-MIAX-2021-60
Notice of Withdrawal of Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 7885)
34-94155
Feb. 4, 2022
SR-EMERALD-2021-43
Notice of Withdrawal of Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 7885)
34-94157
Feb. 4, 2022
SR-MIAX-2021-59
Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 7885)
34-94157
Feb. 4, 2022
SR-PEARL-2021-57
Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 7885)
34-94156
Feb. 4, 2022
SR-FINRA-2022-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Transaction Query Fee for the FINRA/Nasdaq TRF Comments Due: Exhibit 5 Federal Register version (87 FR 7883)
34-94141
Feb. 3, 2022
SR-NYSEARCA-2021-68
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt New NYSE Arca Rule 6.91P-O Comments Due: Federal Register version (87 FR 7517)
34-94145
Feb. 3, 2022
SR-NASDAQ-2021-099
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Nasdaq Rule 5815 Regarding the Use of a Panel Monitor Following a Compliance Determination by a Nasdaq Listings Qualification Hearings Panel Comments Due: Federal Register version (87 FR 7521)
34-94140
Feb. 3, 2022
SR-LTSE-2021-08
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602 Comments Due: Federal Register version (87 FR 7521)
34-94143
Feb. 3, 2022
SR-CboeEDGX-2021-052
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines Comments Due: Federal Register version (87 FR 7518)
34-94144
Feb. 3, 2022
SR-CboeEDGX-2022-004
Notice of Filing of a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds Comments Due: Exhibit 5 Federal Register version (87 FR 7519)
34-94142
Feb. 3, 2022
SR-CboeBZX-2021-083
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines Comments Due: View Received Comments Federal Register version (87 FR 7518)
34-94136
Feb. 2, 2022
SR-EMERALD-2022-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531 To Provide for the New Liquidity Taker Event Report-Complex Orders Comments Due: Exhibit 5 Federal Register version (87 FR 7223)
34-94135
Feb. 2, 2022
SR-MIAX-2022-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531 To Provide for the New Liquidity Taker Event Report-Complex Orders Comments Due: Exhibit 5 Federal Register version (87 FR 7217)
34-94121
Feb. 1, 2022
SR-NYSEARCA-2022-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Subparagraph (i)(4) to Rule 7.31-E Comments Due: Exhibit 5 Federal Register version (87 FR 6900)
34-94125
Feb. 1, 2022
SR-NYSEArca-2022-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 6910)
34-94120
Feb. 1, 2022
SR-GEMX-2022-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6921)
34-94123
Feb. 1, 2022
SR-BX-2022-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6896)
34-94116
Feb. 1, 2022
SR-NASDAQ-2022-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6913)
34-94117
Feb. 1, 2022
SR-MRX-2022-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Update the Obvious Error Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6906)
34-94118
Feb. 1, 2022
SR-ISE-2022-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6917)
34-94124
Feb. 1, 2022
SR-BOX-2022-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 7170 (Nullification and Adjustment of Options Transactions Including Obvious Errors) To Improve the Operation of the Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6925)
34-94104
Jan. 31, 2022
SR-NYSEAMER-2022-09
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 6639)
34-94096
Jan. 31, 2022
SR-Phlx-2022-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Update the Obvious Error Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6633)
34-94109
Jan. 31, 2022
SR-NYSECHX-2022-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Remove Obsolete References Comments Due: Exhibit 5 Federal Register version (87 FR 6637)
34-94101
Jan. 31, 2022
SR-ICEEU-2022-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Fees for ICE Futures Europe FTSE 100 Index Futures and Options, FTSE 100 Dividend Index Futures and the Clearing Fee Caps for FTSE 100 Index Option Comments Due: Exhibit 5 Federal Register version (87 FR 6630)
34-94093
Jan. 28, 2022
SR-NYSEAMER-2022-08
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 6212)
34-94095
Jan. 28, 2022
SR-NYSEArca-2022-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 6216)
34-94097
Jan. 28, 2022
SR-NASDAQ-2022-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114 and Section 118 of the Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 6218)
34-94094
Jan. 28, 2022
SR-CboeBZX-2022-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Goldman Sachs Physical Gold ETF Under BZX Rule 14.11(e)(4) (Commodity-Based Trust Shares) Comments Due: Federal Register version (87 FR 6206)
34-94083
Jan. 27, 2022
SR-NYSEAMER-2022-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 5923)
34-94086
Jan. 27, 2022
SR-NYSEAMER-2022-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 5906)
34-94075
Jan. 27, 2022
SR-NYSE-2022-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Listing Standard for Rights Comments Due: Exhibit 5 Federal Register version (87 FR 5915)
34-94076
Jan. 27, 2022
SR-NASDAQ-2022-006
Notice of Filing of Proposed Rule Change To Enable Exchange Members To Enter Midpoint Extended Life Orders and M-ELO Plus Continuous Book Orders With an Immediate-or-Cancel Time-in-Force Instruction Comments Due: Exhibit 5 Federal Register version (87 FR 5926)
34-94079
Jan. 27, 2022
SR-ICEEU-2022-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 5878)
34-94082
Jan. 27, 2022
SR-CBOE-2021-071
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt a New Trading Session That Will Operate After the Close of the Regular Trading Hours Session Comments Due: View Received Comments Federal Register version (87 FR 5878)
34-94092
Jan. 27, 2022
SR-BOX-2021-06
Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC Comments Due: View Received Comments Federal Register version (87 FR 5881)
34-94065
Jan. 26, 2022
SR-Phlx-2022-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Phlx's Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (87 FR 5548)
34-94072
Jan. 26, 2022
SR-NYSEArca-2021-47
Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, To Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O Comments Due: View Received Comments Federal Register version (87 FR 5592)
34-94068
Jan. 26, 2022
SR-NSCC-2021-016
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: View Received Comments Federal Register version (87 FR 5544)
34-94069
Jan. 26, 2022
SR-GEMX-2022-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (87 FR 5545)
34-94064
Jan. 26, 2022
SR-NASDAQ-2022-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce NOM's Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (87 FR 5541)
34-94071
Jan. 26, 2022
SR-NASDAQ-2022-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Listing Fees at Rule 5910(b) To Adopt a $15,000 All-Inclusive Annual Listing Fee Applicable to a Dually-Listed Company Comments Due: Federal Register version (87 FR 5552)
34-94070
Jan. 26, 2022
SR-ISE-2022-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce ISE's Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (87 FR 5524)
34-94066
Jan. 26, 2022
SR-FICC-2021-009
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: Federal Register version (87 FR 5523)
34-94067
Jan. 26, 2022
SR-DTC-2021-017
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: Federal Register version (87 FR 5548)
34-94073
Jan. 26, 2022
SR-CBOE-2021-075
Notice of Withdrawal of a Proposed Rule Change To Increase Position Limits for Options on the SPDR Gold Trust and iShares Silver Trust Comments Due: Federal Register version (87 FR 5544)
34-94048
Jan. 25, 2022
SR-NYSEAMER-2022-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 9120 and Rule 9560 Comments Due: Exhibit 5 Federal Register version (87 FR 4988)
34-94052
Jan. 25, 2022
SR-NYSENAT-2022-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 10.9120 Comments Due: Exhibit 5 Federal Register version (87 FR 4981)
34-94050
Jan. 25, 2022
SR-NYSEARCA-2022-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rules 10.9120 and 10.9560 Comments Due: Exhibit 5 Federal Register version (87 FR 4970)
34-94054
Jan. 25, 2022
SR-NYSEArca-2021-53
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Teucrium Bitcoin Futures Fund Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) Comments Due: View Received Comments Federal Register version (87 FR 4974)
34-94047
Jan. 25, 2022
SR-NYSE-2022-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 9120 Comments Due: Exhibit 5 Federal Register version (87 FR 4972)
34-94053
Jan. 25, 2022
SR-NYSE-2022-04
Notice of Filing of Proposed Rule Change To Amend Rules 5P, 5.2(j)(8)(e), 8P, and 98 View Received Comments Exhibit 5 Federal Register version (87 FR 4982)
34-94055
Jan. 25, 2022
SR-CboeBZX-2021-051
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (87 FR 4980)
34-94044
Jan. 24, 2022
SR-PHLX-2022-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees Comments Due: Federal Register version (87 FR 4693)
34-94030
Jan. 24, 2022
SR-NYSE-2022-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 To Provide for Inside Limit Orders and Make Other Conforming Changes Comments Due: Exhibit 5 Federal Register version (87 FR 4695)
34-94040
Jan. 24, 2022
SR-GEMX-2022-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees Comments Due: Federal Register version (87 FR 4680)
34-94037
Jan. 24, 2022
SR-BX-2022-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees Comments Due: Federal Register version (87 FR 4678)
34-94036
Jan. 24, 2022
SR-NASDAQ-2022-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees Comments Due: Federal Register version (87 FR 4688)
34-94043
Jan. 24, 2022
SR-MRX-2022-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees Comments Due: Federal Register version (87 FR 4699)
34-94039
Jan. 24, 2022
SR-MIAX-2022-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Professional Rebate Program Comments Due: Exhibit 5 Federal Register version (87 FR 4672)
34-94042
Jan. 24, 2022
SR-ISE-2022-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees Comments Due: Federal Register version (87 FR 4686)
34-94041
Jan. 24, 2022
SR-CBOE-2022-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its FINRA Non-Member Processing Registration Fee Comments Due: Federal Register version (87 FR 4697)
34-94023
Jan. 21, 2022
SR-C2-2022-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its FINRA Non-Member Processing Registration Fee Comments Due: Federal Register version (87 FR 4319)
34-94015
Jan. 20, 2022
SR-NYSEArca-2022-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 4090)
34-94017
Jan. 20, 2022
SR-NYSEArca-2022-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Cap Certain Port Fees Comments Due: Exhibit 5 Federal Register version (87 FR 4095)
34-94016
Jan. 20, 2022
SR-LCHSA-2022-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the New Swaption Standard Terms Supplement Comments Due: Exhibit 5 Federal Register version (87 FR 4066)
34-94018
Jan. 20, 2022
SR-FINRA-2022-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effectiveness of Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Years 2020 and 2021, and Through June 30 of Calendar Year 2022) Under FINRA Rule 3110 (Supervision) Comments Due: View Received Comments Federal Register version (87 FR 4072)
34-94011
Jan. 20, 2022
SR-FINRA-2021-030
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend FINRA Rule 6730 To Require Members To Append Modifiers To Delayed Treasury Spot Trades and Portfolio Trades When Reporting to TRACE Federal Register version (87 FR 4097)
34-94008
Jan. 20, 2022
SR-CboeEDGX-2021-049
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to "Data Products", and Add a Preamble to Rule 13.8 Comments Due: View Received Comments Federal Register version (87 FR 4069)
34-94007
Jan. 20, 2022
SR-CboeEDGA-2021-025
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to "Data Products", and Add a Preamble to Rule 13.8 Comments Due: View Received Comments Federal Register version (87 FR 4072)
34-94010
Jan. 20, 2022
SR-CboeBZX-2021-078
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Federal Register version (87 FR 4075)
34-94009
Jan. 20, 2022
SR-CboeBYX-2021-028
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Federal Register version (87 FR 4098)
34-94012
Jan. 20, 2022
SR-CboeBYX-2021-024
Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To Make Clarifying Changes Regarding Its Periodic Auctions Comments Due: View Received Comments Federal Register version (87 FR 4060)
34-94000
Jan. 19, 2022
SR-EMERALD-2021-38
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 531 To Provide for a New Service Called the "High Precision Network Time Signal Service" View Received Comments Federal Register version (87 FR 3865)
34-94003
Jan. 19, 2022
SR-NYSEArca-2021-65
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: View Received Comments Federal Register version (87 FR 3865)
34-93999
Jan. 19, 2022
SR-GEMX-2022-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX's Pricing Schedule at Options 7, Section 3 Comments Due: Exhibit 5 Federal Register version (87 FR 3866)
34-93998
Jan. 19, 2022
SR-C2-2022-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.5 To Improve the Operation of the Rule Comments Due: Federal Register version (87 FR 3860)
34-93994
Jan. 18, 2022
SR-CboeBZX-2022-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 3613)
34-93986
Jan. 18, 2022
SR-Phlx-2022-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule at Options 7, Section 3 Comments Due: Exhibit 5 Federal Register version (87 FR 3632)
34-93992
Jan. 18, 2022
SR-NYSE-2022-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Extend a Waiver of New Firm Application Fees for Certain Applications and of Bond Trading License Fees Comments Due: Exhibit 5 Federal Register version (87 FR 3635)
34-93989
Jan. 18, 2022
SR-BX-2022-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Pricing Schedule at Options 7, Section 2 Comments Due: Exhibit 5 Federal Register version (87 FR 3625)
34-93987
Jan. 18, 2022
SR-NASDAQ-2022-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NOM Pricing Schedule at Options 7, Section 2 Comments Due: Exhibit 5 Federal Register version (87 FR 3610)
34-93991
Jan. 18, 2022
SR-CboeEDGX-2022-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6 To Improve the Operation of the Rule Comments Due: Federal Register version (87 FR 3628)
34-93997
Jan. 18, 2022
SR-CboeEDGX-2022-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: Exhibit 5 Federal Register version (87 FR 3604)
34-93995
Jan. 18, 2022
SR-CboeEDGA-2022-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 3597)
34-93988
Jan. 18, 2022
SR-CboeBZX-2022-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6 To Improve the Operation of the Rule Comments Due: Federal Register version (87 FR 3636)
34-93996
Jan. 18, 2022
SR-CboeBYX-2022-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: Exhibit 5 Federal Register version (87 FR 3599)
34-93990
Jan. 18, 2022
SR-CBOE-2022-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.5 To Improve the Operation of the Rule Comments Due: Federal Register version (87 FR 3592)
34-93979
Jan. 14, 2022
SR-PEARL-2022-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 3151)
34-93982
Jan. 14, 2022
SR-BOX-2022-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility Comments Due: Federal Register version (87 FR 3138)
34-93973
Jan. 13, 2022
SR-NYSEAMER-2021-54
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 3143)
34-93972
Jan. 13, 2022
SR-MIAX-2021-58
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls Comments Due: View Received Comments Federal Register version (87 FR 3137)
34-93974
Jan. 13, 2022
SR-CboeBZX-2022-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 3160)
34-93975
Jan. 13, 2022
SR-C2-2022-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 3150)
34-93962
Jan. 12, 2022
SR-EMERALD-2022-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors Comments Due: Exhibit 5 Federal Register version (87 FR 2950)
