Notice

Release Number SEC Issue Date File Number Details
34-93447 SR-Phlx-2021-66 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options on the Nasdaq 100 Micro Index
Comments Due: November 24, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60719)
34-93445 SR-NYSEArca-2021-89 Notice of Filing of Proposed Rule Change To List and Trade Shares of the Bitwise Bitcoin ETP Trust Under NYSE Arca Rule 8.201-E
Comments Due: November 24, 2021
View Received Comments
Federal Register version (86 FR 60695)
34-93450 SR-NYSEArca-2021-92 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reformat the Tier Rates Section of the NYSE Arca Equities Fees and Charges
Comments Due: November 24, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60672)
34-93451 SR-BX-2021-048 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Request for PRISM
Comments Due: November 24, 2021
Federal Register version (86 FR 60694)
34-93460 SR-PEARL-2021-52 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 501, Days and Hours of Business, To Make Juneteenth National Independence Day a Holiday of the Exchange
Comments Due: November 24, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60681)
34-93461 SR-MIAX-2021-55 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 501, Days and Hours of Business To Make Juneteenth National Independence Day a Holiday of the Exchange
Comments Due: November 24, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60670)
34-93452 SR-MEMX-2021-15 Notice of Filing of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company
Comments Due: November 24, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60683)
34-93448 SR-ISE-2021-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options on the Nasdaq 100 Reduced Value Index
Comments Due: November 24, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60717)
34-93449 SR-ISE-2021-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Nonstandard Expirations Pilot Program
Comments Due: November 24, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60679)
34-93443 SR-ICEEU-2021-019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures
Comments Due: November 24, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60665)
34-93442 SR-DTC-2021-015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend DTC's Procedures and Make Clarifying Changes to the DTC Rules
Comments Due: November 24, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60721)
34-93453 SR-CboeEDGX-2021-047 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments Due: November 24, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60667)
34-93454 SR-CboeBZX-2021-072 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments Due: November 24, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60727)
34-93455 SR-CBOE-2021-062 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program
Comments Due: November 24, 2021
Federal Register version (86 FR 60660)
34-93459 SR-CBOE-2021-063 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew Its Nonstandard Expirations Pilot Program Until May 2, 2022
Comments Due: November 24, 2021
Federal Register version (86 FR 60663)
34-93444 SR-BOX-2021-25 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange
Comments Due: November 24, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60730)
34-93436 SR-OCC-2021-010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Revisions to the Titles of Certain Options Clearing Corporation Personnel
Comments Due: November 23, 2021
See Also - Exhibit 5a, Exhibit 5b, Exhibit 5a, Exhibit 5b
Federal Register version (86 FR 60499)
34-93433 SR-OCC-2021-802 Notice Relating to OCC's Adoption of Cloud Infrastructure for New Clearing, Risk Management, and Data Management Applications
Comments Due: November 23, 2021
View Received Comments
Federal Register version (86 FR 60503)
34-93435 SR-MSRB-2021-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Further Extend the Regulatory Relief and Permit Dealers To Conduct Office Inspections Remotely Until June 30, 2022, Pursuant to MSRB Rule G-27, on Supervision
Comments Due: November 23, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60522)
34-93432 SR-ICC-2021-022 Notice of Filing of Proposed Rule Change Relating to the ICC End-of-Day Price Discovery Policies and Procedures
Comments Due: November 23, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60493)
34-93437 SR-MRX-2021-05 Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
File Nos.: SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 Comments Due: June 1, 2021
Federal Register version (86 FR 60524)
34-93437 SR-CboeEDGX-2021-024 Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
File Nos.: SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 Comments Due: June 1, 2021
Federal Register version (86 FR 60524)
34-93437 SR-CboeBZX-2021-034 Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
File Nos.: SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 Comments Due: June 1, 2021
Federal Register version (86 FR 60524)
34-93437 SR-CBOE-2021-030 Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
File Nos.: SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 View Received Comments
Federal Register version (86 FR 60524)
34-93437 SR-GEMX-2021-03 Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
File Nos.: SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 Comments Due: June 1, 2021
Federal Register version (86 FR 60524)
34-93437 SR-NASDAQ-2021-029 Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
File Nos.: SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 Comments Due: June 1, 2021
View Received Comments
Federal Register version (86 FR 60524)
34-93437 SR-ISE-2021-08 Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
File Nos.: SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 Comments Due: June 1, 2021
Federal Register version (86 FR 60524)
34-93437 SR-CboeEDGA-2021-010 Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
File Nos.: SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 Comments Due: June 1, 2021
Federal Register version (86 FR 60524)
34-93437 SR-CboeBYX-2021-011 Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
File Nos.: SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 Comments Due: June 1, 2021
Federal Register version (86 FR 60524)
34-93437 SR-PHLX-2021-25 Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
File Nos.: SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 View Received Comments
Federal Register version (86 FR 60524)
34-93437 SR-BX-2021-018 Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
File Nos.: SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 Comments Due: June 1, 2021
Federal Register version (86 FR 60524)
34-93427 SR-EMERALD-2021-34 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product
Comments Due: November 22, 2021
View Received Comments
See Also - Exhibit 5
Federal Register version (86 FR 60310)
34-93428 SR-NASDAQ-2021-040 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Establish the "Extended Trading Close" and a New "Extended Trading Close" Order Type
Comments Due: November 22, 2021 Rebuttal comments due: December 6, 2021
View Received Comments
Federal Register version (86 FR 60318)
34-93424 SR-MIAX-2021-49 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt an Incentive Program for Market Makers in SPIKES Options
Comments Due: November 22, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60322)
34-93426 SR-MIAX-2021-50 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product
Comments Due: November 22, 2021
View Received Comments
See Also - Exhibit 5
Federal Register version (86 FR 60314)
34-93429 SR-ICC-2021-021 Notice of Filing of Proposed Rule Change Relating to the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization
Comments Due: November 22, 2021
See Also - Exhibit 5
Federal Register version (86 FR 60305)
34-93416 SR-NYSE-2021-61 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 7.31
Comments Due: November 18, 2021
See Also - Exhibit 5
Federal Register version (86 FR 59774)
34-93406 SR-Phlx-2021-64 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 To Modify the Enhanced Market Quality Program
Comments Due: November 18, 2021
View Received Comments
See Also - Exhibit 5
Federal Register version (86 FR 59767)
34-93405 SR-BX-2021-047 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 To Establish an Enhanced Market Quality Program
Comments Due: November 18, 2021
View Received Comments
See Also - Exhibit 5
Federal Register version (86 FR 59763)
34-93407 SR-NASDAQ-2021-081 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Transaction Credits and Charges at Equity 7, Section 118(a)
Comments Due: November 18, 2021
See Also - Exhibit 5
Federal Register version (86 FR 59771)
34-93404 SR-MIAX-2021-51 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule To Establish a Policy Relating to Billing Errors
Comments Due: November 18, 2021
See Also - Exhibit 5
Federal Register version (86 FR 59833)
34-93403 SR-CBOE-2021-061 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Length of Its Current Global Trading Hours Session
Comments Due: November 18, 2021
See Also - Exhibit 5
Federal Register version (86 FR 59824)
34-93399 SR-NYSE-2021-62 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Proprietary Market Data Fee Schedule
Comments Due: November 17, 2021
See Also - Exhibit 5
Federal Register version (86 FR 59443)
34-93394 SR-BOX-2021-24 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as Open-Close Data Report and To Adopt Fees for Such Product
Comments Due: November 17, 2021
See Also - Exhibit 5
Federal Register version (86 FR 59439)
34-93390 SR-CboeBYX-2021-024 Notice of Filing of a Proposed Rule Change To Make Certain Clarifying Changes to Its Rule Related to Periodic Auctions
Comments Due: November 16, 2021
View Received Comments
See Also - Exhibit 5
Federal Register version (86 FR 59202)
34-93386 SR-CFE-2021-008 Notice of a Filing of a Proposed Rule Change Regarding Disruptive Trading Practices
Comments Due: November 15, 2021
See Also - Exhibit 4
Federal Register version (86 FR 58975)
34-93381 SR-MEMX-2021-12 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Billing Errors Policy and Enable the Exchange To Agree to Alternative Payment Instructions for the Exchange's Direct Debit Collection Process
Comments Due: November 15, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58972)
34-93383 SR-MEMX-2021-10 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish a Retail Midpoint Liquidity Program
Comments Due: September 29, 2021
View Received Comments
Federal Register version (86 FR 58964)
34-93371 SR-OCC-2021-011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Interest Rates Used for Options Pricing in the STANS Methodology Description
Comments Due: November 12, 2021
Federal Register version (86 FR 58704)
34-93376 SR-LTSE-2021-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58713)
34-93372 SR-CBOE-2021-060 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.22
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58709)
34-93374 SR-C2-2021-015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 6.32.01
Comments Due: November 12, 2021
Federal Register version (86 FR 58706)
34-93367 SR-EMERALD-2021-33 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee
Comments Due: November 12, 2021
View Received Comments
See Also - Exhibit 5
Federal Register version (86 FR 58315)
34-93356 SR-NYSEAMER-2021-41 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10E
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58345)
34-93359 SR-NYSENAT-2021-20 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58322)
34-93360 SR-NYSECHX-2021-15 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10
Comments Due: November 12, 2021
View Received Comments
See Also - Exhibit 5
Federal Register version (86 FR 58313)
34-93357 SR-NYSEArca-2021-87 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58326)
34-93354 SR-NYSE-2021-59 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10
Comments Due: November 12, 2021
View Received Comments
See Also - Exhibit 5
Federal Register version (86 FR 58354)
34-93361 SR-NASDAQ-2021-080 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 2022
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58370)
34-93347 SR-PEARL-2021-33 Notice of Withdrawal of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Ports
Comments Due: August 5, 2021
View Received Comments
Federal Register version (86 FR 58341)
34-93369 SR-PEARL-2021-48 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adjust the Options Regulatory Fee
Comments Due: November 12, 2021
View Received Comments
See Also - Exhibit 5
Federal Register version (86 FR 58360)
34-93346 SR-PEARL-2021-32 Notice of Withdrawal of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees
Comments Due: August 5, 2021
View Received Comments
Federal Register version (86 FR 58367)
34-93368 SR-MIAX-2021-48 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee
Comments Due: November 12, 2021
View Received Comments
See Also - Exhibit 5
Federal Register version (86 FR 58356)
34-93358 SR-MEMX-2021-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 2022
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58319)
34-93362 SR-MEMX-2021-14 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 2022
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58364)
34-93355 SR-FINRA-2021-026 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58374)
34-93345 SR-CboeEDGX-2021-045 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Executions, to the Close of Business on April 20, 2022
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58368)
34-93353 SR-CboeEDGX-2021-046 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58349)
34-93344 SR-CboeEDGA-2021-022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Executions, to the Close of Business on April 20, 2022
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58352)
34-93366 SR-CboeEDGA-2021-023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58330)
34-93342 SR-CboeBZX-2021-070 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Executions, to the Close of Business on April 20, 2022
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58332)
34-93365 SR-CboeBZX-2021-071 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58342)
34-93343 SR-CboeBYX-2021-025 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extend the Current Pilot Program Related To Clearly Erroneous Executions, to the Close of Business on April 20, 2022
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58347)
34-93364 SR-CboeBYX-2021-026 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58324)
34-93348 SR-CBOE-2021-058 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its Lead Market-Maker Incentive Programs
Comments Due: November 12, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58335)
34-93330 SR-Phlx-2021-61 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 2022
Comments Due: November 10, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58128)
34-93331 SR-NYSEAMER-2021-10 Notice of Withdrawal of Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Connectivity Services Available at the Data Center in Mahwah, New Jersey
File Nos.: SR-NYSENAT-2021-04, SR-NYSECHX-2021-03, SR-NYSEArca-2021-13, SR-NYSEAMER-2021-10, SR-NYSE-2021-14 Comments Due: March 25, 2021
View Received Comments
Federal Register version (86 FR 58130)
34-93331 SR-NYSECHX-2021-03 Notice of Withdrawal of Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Connectivity Services Available at the Data Center in Mahwah, New Jersey
File Nos.: SR-NYSENAT-2021-04, SR-NYSECHX-2021-03, SR-NYSEArca-2021-13, SR-NYSEAMER-2021-10, SR-NYSE-2021-14 Comments Due: March 25, 2021
View Received Comments
Federal Register version (86 FR 58130)
34-93331 SR-NYSE-2021-14 Notice of Withdrawal of Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Connectivity Services Available at the Data Center in Mahwah, New Jersey
File Nos.: SR-NYSENAT-2021-04, SR-NYSECHX-2021-03, SR-NYSEArca-2021-13, SR-NYSEAMER-2021-10, SR-NYSE-2021-14 Comments Due: March 25, 2021
View Received Comments
Federal Register version (86 FR 58130)
34-93331 SR-NYSENAT-2021-04 Notice of Withdrawal of Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Connectivity Services Available at the Data Center in Mahwah, New Jersey
File Nos.: SR-NYSENAT-2021-04, SR-NYSECHX-2021-03, SR-NYSEArca-2021-13, SR-NYSEAMER-2021-10, SR-NYSE-2021-14 Comments Due: March 25, 2021
View Received Comments
Federal Register version (86 FR 58130)
34-93331 SR-NYSEArca-2021-13 Notice of Withdrawal of Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Connectivity Services Available at the Data Center in Mahwah, New Jersey
File Nos.: SR-NYSENAT-2021-04, SR-NYSECHX-2021-03, SR-NYSEArca-2021-13, SR-NYSEAMER-2021-10, SR-NYSE-2021-14 Comments Due: March 25, 2021
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Federal Register version (86 FR 58130)
34-93332 SR-NYSENAT-2021-05 Notice of Withdrawal of Proposed Rule Changes To Amend Each of the Exchange's Fee Schedules Related to Co-Location
File Nos.: SR-NYSENAT-2021-05, SR-NYSEArca-2021-15, SR-NYSEAMER-2021-13, SR-NYSE-2021-15 Comments Due: April 19, 2021
Federal Register version (86 FR 58109)
34-93332 SR-NYSEArca-2021-15 Notice of Withdrawal of Proposed Rule Changes To Amend Each of the Exchange's Fee Schedules Related to Co-Location
File Nos.: SR-NYSENAT-2021-05, SR-NYSEArca-2021-15, SR-NYSEAMER-2021-13, SR-NYSE-2021-15 View Received Comments
Federal Register version (86 FR 58109)
34-93332 SR-NYSEAMER-2021-13 Notice of Withdrawal of Proposed Rule Changes To Amend Each of the Exchange's Fee Schedules Related to Co-Location
File Nos.: SR-NYSENAT-2021-05, SR-NYSEArca-2021-15, SR-NYSEAMER-2021-13, SR-NYSE-2021-15 Federal Register version (86 FR 58109)
34-93332 SR-NYSECHX-2021-04 Notice of Withdrawal of Proposed Rule Changes To Amend Each of the Exchange's Fee Schedules Related to Co-Location
File Nos.: SR-NYSENAT-2021-05, SR-NYSEArca-2021-15, SR-NYSEAMER-2021-13, SR-NYSE-2021-15 Comments Due: April 19, 2021
Federal Register version (86 FR 58109)
34-93333 SR-NYSEAMER-2021-21 Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
File Nos.: SR-NYSENAT-2021-09, SR-NYSECHX-2021-07, SR-NYSEArca-2021-24, SR-NYSEAMER-2021-21, SR-NYSE-2021-25 Comments Due: May 13, 2021
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Federal Register version (86 FR 58116)
34-93333 SR-NYSECHX-2021-07 Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
File Nos.: SR-NYSENAT-2021-09, SR-NYSECHX-2021-07, SR-NYSEArca-2021-24, SR-NYSEAMER-2021-21, SR-NYSE-2021-25 Comments Due: May 13, 2021
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Federal Register version (86 FR 58116)
34-93333 SR-NYSE-2021-25 Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
File Nos.: SR-NYSENAT-2021-09, SR-NYSECHX-2021-07, SR-NYSEArca-2021-24, SR-NYSEAMER-2021-21, SR-NYSE-2021-25 Comments Due: May 13, 2021
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Federal Register version (86 FR 58116)
34-93333 SR-NYSENAT-2021-09 Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
File Nos.: SR-NYSENAT-2021-09, SR-NYSECHX-2021-07, SR-NYSEArca-2021-24, SR-NYSEAMER-2021-21, SR-NYSE-2021-25 Comments Due: May 13, 2021
View Received Comments
Federal Register version (86 FR 58116)
34-93333 SR-NYSEArca-2021-24 Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
File Nos.: SR-NYSENAT-2021-09, SR-NYSECHX-2021-07, SR-NYSEArca-2021-24, SR-NYSEAMER-2021-21, SR-NYSE-2021-25 Comments Due: May 13, 2021
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Federal Register version (86 FR 58116)
34-93328 SR-BX-2021-046 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 2022
Comments Due: November 10, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58116)
34-93312 SR-PEARL-2021-50 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by To Extend the Pilot Related to the Market-Wide Circuit Breakers in Exchange Rule 2622
Comments Due: November 10, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58130)
34-93329 SR-PEARL-2021-30 Notice of Withdrawal of Proposed Rule Changes To Amend Fees for Purge Ports
File Nos.: SR-PEARL-2021-30, SR-MIAX-2021-29, SR-EMERALD-2021-22 Comments Due: August 5, 2021
View Received Comments
Federal Register version (86 FR 58124)
34-93329 SR-EMERALD-2021-22 Notice of Withdrawal of Proposed Rule Changes To Amend Fees for Purge Ports
File Nos.: SR-PEARL-2021-30, SR-MIAX-2021-29, SR-EMERALD-2021-22 Comments Due: August 5, 2021
View Received Comments
Federal Register version (86 FR 58124)
34-93329 SR-MIAX-2021-29 Notice of Withdrawal of Proposed Rule Changes To Amend Fees for Purge Ports
File Nos.: SR-PEARL-2021-30, SR-MIAX-2021-29, SR-EMERALD-2021-22 Comments Due: August 5, 2021
View Received Comments
Federal Register version (86 FR 58124)
34-93314 SR-ISE-2021-21 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 6.A To Modify the QCC and Solicitation Rebate Program
Comments Due: November 10, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58121)
34-93323 SR-IEX-2021-12 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market-Wide Circuit Breakers to March 18, 2022
Comments Due: November 10, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58125)
34-93316 SR-CboeBZX-2021-014 Notice of Withdrawal of a Proposed Rule Change To Allow Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish Multiple Intraday Net Asset Values
Comments Due: March 3, 2021
Federal Register version (86 FR 58118)
34-93326 SR-CBOE-2021-059 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.54 and Rule 5.55 in Connection With a Designated Primary Market-Maker's and a Lead Market-Maker's Obligation To Submit Opening Quotes for the Regular Trading Hours Session in Index Options
Comments Due: November 10, 2021
See Also - Exhibit 5
Federal Register version (86 FR 58118)
34-93324 4-700 Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authorit
Comments Due: November 10, 2021
View Received Comments
Federal Register version (86 FR 58110)