34-96085
Oct. 14, 2022
SR-NYSEARCA-2022-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 63847)
34-96086
Oct. 14, 2022
SR-NYSEARCA-2022-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (87 FR 63837)
34-96084
Oct. 14, 2022
SR-NYSE-2022-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (87 FR 63842)
34-96081
Oct. 14, 2022
SR-CBOE-2022-051
Notice of Filing of a Proposed Rule Change To Amend Its Rules Relating to the Processing of Auction Responses Comments Due: Exhibit 5 Federal Register version (87 FR 63830)
34-96066
Oct. 13, 2022
SR-NYSEAMER-2022-45
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee View Received Comments Exhibit 5 Federal Register version (87 FR 63565)
34-96074
Oct. 13, 2022
SR-NYSEAMER-2022-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 63537)
34-96061
Oct. 13, 2022
SR-FICC-2022-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify and Update GSD Rules, MBSD Rules and EPN Rules Comments Due: Exhibit 5 Federal Register version (87 FR 63548)
34-96060
Oct. 13, 2022
SR-DTC-2022-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Procedures Set Forth in the Custody Guide and the Underwriting Guide Including the Policy Statement on the Eligibility of Foreign Securities Comments Due: Exhibit 5 Federal Register version (87 FR 63541)
34-96073
Oct. 13, 2022
SR-CboeEDGX-2022-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 63555)
34-96068
Oct. 13, 2022
SR-NYSEARCA-2022-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee View Received Comments Exhibit 5 Federal Register version (87 FR 63551)
34-96062
Oct. 13, 2022
SR-GEMX-2022-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Options 7 Comments Due: Exhibit 5 Federal Register version (87 FR 63544)
34-96069
Oct. 13, 2022
SR-NASDAQ-2022-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4757 Comments Due: Exhibit 5 Federal Register version (87 FR 63558)
34-96065
Oct. 13, 2022
SR-CBOE-2022-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 63560)
34-96038
Oct. 12, 2022
SR-CboeBZX-2022-045
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) View Received Comments Federal Register version (87 FR 63115)
34-96042
Oct. 12, 2022
SR-NASDAQ-2022-055
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Nasdaq's Program Providing Eligible Companies With Complimentary Board Recruiting Services Comments Due: Exhibit 5 Federal Register version (87 FR 63113)
34-96046
Oct. 12, 2022
SR-MRX-2022-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 6 View Received Comments Exhibit 5 Federal Register version (87 FR 63119)
34-96047
Oct. 12, 2022
SR-MRX-2022-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 5 Related to Membership Fees View Received Comments Exhibit 5 Federal Register version (87 FR 63131)
34-96044
Oct. 12, 2022
SR-PEARL-2022-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 63115)
34-96021
Oct. 11, 2022
SR-NYSEAMER-2022-42
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Sections 140 and 141 of the NYSE American Company Guide To Waive Initial Listing Fees and Annual Listing Fees for the Remainder of the Year the Listing Occurs for an Issuer Listing Upon Closing of Its Acquisition of an Exchange-Listed Special Purpose Acquisition Company Comments Due: Exhibit 5 Federal Register version (87 FR 62910)
34-96014
Oct. 11, 2022
SR-IEX-2022-06
Notice of Filing of Proposed Rule Change To Amend Rule 11.190(g) To Provide an Alternative Calculation for Pegged Order Types for Determining Whether a Quote Instability Condition Exists Comments Due: Exhibit 5 Federal Register version (87 FR 62903)
34-96018
Oct. 11, 2022
SR-CboeEDGX-2022-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 62898)
34-96023
Oct. 11, 2022
SR-NYSE-2022-14
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing View Received Comments Federal Register version (87 FR 62902)
34-96006
Oct. 7, 2022
SR-MIAX-2022-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 62147)
34-96007
Oct. 7, 2022
SR-MIAX-2022-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Extend the Waiver Period for Certain Non-Transaction Fees and To Extend the SPIKES Options Market Maker Incentive Program Until December 31, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 62151)
34-95990
Oct. 6, 2022
SR-FINRA-2022-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 0150 (Application of Rules to Exempted Securities Except Municipal Securities) Comments Due: Federal Register version (87 FR 62137)
34-95992
Oct. 6, 2022
SR-ISE-2022-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Comments Due: Exhibit 5 Federal Register version (87 FR 62163)
34-95995
Oct. 6, 2022
SR-CboeEDGX-2022-044
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17 Concerning Drill-Through Protection and Fat Finger Check Comments Due: Exhibit 5 Federal Register version (87 FR 62125)
34-95994
Oct. 6, 2022
SR-CboeBZX-2022-049
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17 Concerning Drill-Through Protection and Fat Finger Check Comments Due: Exhibit 5 Federal Register version (87 FR 62123)
34-95993
Oct. 6, 2022
SR-Phlx-2022-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Comments Due: Exhibit 5 Federal Register version (87 FR 62161)
34-96001
Oct. 6, 2022
SR-CBOE-2022-049
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Facility Fees Section in the Fees Schedule in Connection With the Exchange's New Trading Floor Comments Due: Exhibit 3 , Exhibit 5a , Exhibit 5b Federal Register version (87 FR 62129)
34-96003
Oct. 6, 2022
SR-CBOE-2022-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 62166)
34-95996
Oct. 6, 2022
SR-C2-2022-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Concerning Drill-Through Protection and Fat Finger Check Comments Due: Exhibit 5 Federal Register version (87 FR 62158)
34-95985
Oct. 5, 2022
SR-Phlx-2022-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Waive Certain Port-Related Fees at Equity 7, Section 3 Comments Due: Exhibit 5 Federal Register version (87 FR 61640)
34-95986
Oct. 5, 2022
SR-MEMX-2022-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 61637)
34-95987
Oct. 5, 2022
SR-CBOE-2022-041
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 5.34(b) Related to Price Protections and Risk Controls for Complex Orders Comments Due: Federal Register version (87 FR 61634)
34-95970
Oct. 4, 2022
SR-NYSEAMER-2022-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 61426)
34-95971
Oct. 4, 2022
SR-NYSECHX-2022-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 61374)
34-95972
Oct. 4, 2022
SR-NYSENAT-2022-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 61416)
34-95967
Oct. 4, 2022
SR-CboeBZX-2022-038
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend BZX Rule 11.28(a) To Extend the MOC Cut-Off Time View Received Comments Federal Register version (87 FR 61425)
34-95969
Oct. 4, 2022
SR-NYSEArca-2022-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 61423)
34-95976
Oct. 4, 2022
SR-NYSEARCA-2022-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 61376)
34-95968
Oct. 4, 2022
SR-NYSE-2022-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 61421)
34-95982
Oct. 4, 2022
SR-MRX-2022-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality Comments Due: Exhibit 5 Federal Register version (87 FR 61391)
34-95981
Oct. 4, 2022
SR-MEMX-2022-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees View Received Comments Exhibit 5 Federal Register version (87 FR 61379)
34-95964
Oct. 3, 2022
SR-ICEEU-2022-015
Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Operational Risk and Resilience Policy Comments Due: Exhibit 5 Federal Register version (87 FR 61109)
34-95945
Sept. 29, 2022
SR-NYSEAMER-2022-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Exchange To Declare a Regulatory Halt Comments Due: Exhibit 5 Federal Register version (87 FR 60428)
34-95939
Sept. 29, 2022
SR-FINRA-2022-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) Comments Due: Exhibit 5 Federal Register version (87 FR 60421)
34-95937
Sept. 28, 2022
SR-FINRA-2022-025
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) To Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings Federal Register version (87 FR 60230)
34-95930
Sept. 27, 2022
SR-NYSE-2022-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fee Provisions of the Listed Company Manual Applicable to Companies Listing Upon Emergence From Bankruptcy Comments Due: Exhibit 5 Federal Register version (87 FR 59856)
34-95933
Sept. 27, 2022
SR-NASDAQ-2022-027
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise View Received Comments Federal Register version (87 FR 59844)
34-95917
Sept. 27, 2022
SR-MEMX-2022-19
Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees View Received Comments Federal Register version (87 FR 59856)
34-95936
Sept. 27, 2022
SR-MEMX-2022-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 59845)
34-95934
Sept. 27, 2022
SR-CBOE-2022-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 59841)
34-95909
Sept. 26, 2022
SR-IEX-2022-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.270 (Cleary Erroneous Executions) Comments Due: Exhibit 5 Federal Register version (87 FR 59478)
34-95910
Sept. 26, 2022
SR-CBOE-2022-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.6 Concerning the Clearing Editor Comments Due: Federal Register version (87 FR 59474)
34-95900
Sept. 23, 2022
SR-Phlx-2022-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules Comments Due: Exhibit 5 Federal Register version (87 FR 59135)
34-95896
Sept. 23, 2022
SR-BX-2022-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules Comments Due: Exhibit 5 Federal Register version (87 FR 59142)
34-95902
Sept. 23, 2022
SR-NASDAQ-2022-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Equity 11, Rule 11890 Comments Due: Exhibit 5 Federal Register version (87 FR 59150)
34-95899
Sept. 23, 2022
SR-MIAX-2022-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments Comments Due: Exhibit 5 Federal Register version (87 FR 59133)
34-95903
Sept. 23, 2022
SR-MEMX-2022-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Exchange Rule 13.4(a) Regarding the Exchange's Usage of Data Feeds Comments Due: Exhibit 5 Federal Register version (87 FR 59148)
34-95885
Sept. 22, 2022
SR-EMERALD-2022-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 58856)
34-95871
Sept. 22, 2022
SR-FINRA-2022-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Change References in the Codes of Arbitration Procedure From the Neutral List Selection System to the List Selection Algorithm Comments Due: Federal Register version (87 FR 58854)
34-95869
Sept. 22, 2022
SR-NYSENAT-2022-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (87 FR 58851)
34-95859
Sept. 22, 2022
SR-CboeEDGX-2022-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook Comments Due: Exhibit 5 Federal Register version (87 FR 58848)
34-95860
Sept. 22, 2022
SR-CboeEDGX-2022-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 58883)
34-95878
Sept. 22, 2022
SR-CboeEDGX-2022-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 11.15, Clearly Erroneous Executions Comments Due: Exhibit 5 Federal Register version (87 FR 58827)
34-95865
Sept. 22, 2022
SR-CboeBYX-2022-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook Comments Due: Exhibit 5 Federal Register version (87 FR 58891)
34-95876
Sept. 22, 2022
SR-CboeBYX-2022-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BYX Rule 11.17, Clearly Erroneous Executions Comments Due: Exhibit 5 Federal Register version (87 FR 58859)
34-95874
Sept. 22, 2022
4-698
Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 View Received Comments Federal Register version (87 FR 58876)
34-95881
Sept. 22, 2022
SR-PEARL-2022-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2621, Clearly Erroneous Executions Comments Due: Exhibit 5 Federal Register version (87 FR 58837)
34-95886
Sept. 22, 2022
SR-PEARL-2022-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 58843)
34-95883
Sept. 22, 2022
SR-LTSE-2022-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend LTSE Rule 11.270, Clearly Erroneous Executions Comments Due: Exhibit 5 Federal Register version (87 FR 58885)
34-95867
Sept. 22, 2022
SR-CboeEDGA-2022-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook Comments Due: Exhibit 5 Federal Register version (87 FR 58834)
34-95877
Sept. 22, 2022
SR-CboeEDGA-2022-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGA Rule 11.15, Clearly Erroneous Executions Comments Due: Exhibit 5 Federal Register version (87 FR 58866)
34-95870
Sept. 22, 2022
SR-CBOE-2022-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Concerning Drill-Through Protection and Fat Finger Check Comments Due: Exhibit 5 Federal Register version (87 FR 58872)
34-95853
Sept. 21, 2022
SR-NYSEARCA-2022-61
Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Breakwave Tanker Shipping ETF Comments Due: Federal Register version (87 FR 58552)
34-95854
Sept. 21, 2022
SR-MRX-2022-10
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Rules Relating to Single-Leg and Complex Orders in Connection With a Technology Migration View Received Comments Federal Register version (87 FR 58571)
34-95842
Sept. 20, 2022
SR-OCC-2022-010
Notice of Filing of Proposed Rule Change by the Options Clearing Corporation Concerning a Risk Management Framework and Corporate Risk Management Policy Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5j Federal Register version (87 FR 58409)
34-95837
Sept. 20, 2022
SR-DTC-2022-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Clarifications to the DTC Rules Concerning the Admission of Participants to DTC's Premises and DTC's Authority To Impose Fines Comments Due: Exhibit 5 Federal Register version (87 FR 58425)
34-95841
Sept. 20, 2022
SR-ISE-2022-18
Notice of Filing of Proposed Rule Change To Amend the Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (87 FR 58399)
34-95846
Sept. 20, 2022
SR-CboeBZX-2022-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 58396)
34-95844
Sept. 20, 2022
SR-CboeBYX-2022-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 58406)
34-95843
Sept. 20, 2022
SR-MEMX-2022-20
Notice of Withdrawal of a Proposed Rule Change To Update Exchange Rule 13.4(a) Regarding the Exchange's Usage of Data Feeds View Received Comments Federal Register version (87 FR 58405)
34-95845
Sept. 20, 2022
SR-CboeEDGA-2022-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 58393)
34-95823
Sept. 19, 2022
SR-NYSEAMER-2022-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10E Comments Due: Exhibit 5 Federal Register version (87 FR 58168)
34-95825
Sept. 19, 2022
SR-NYSECHX-2022-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 Comments Due: Exhibit 5 Federal Register version (87 FR 58153)
34-95829
Sept. 19, 2022
SR-NYSENAT-2022-21
Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend Rule 7.10 Comments Due: Exhibit 5 Federal Register version (87 FR 58159)
34-95820
Sept. 19, 2022
SR-NYSEARCA-2022-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (87 FR 58166)
34-95827
Sept. 19, 2022
SR-NYSEARCA-2022-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10-E Comments Due: Exhibit 5 Federal Register version (87 FR 58147)
34-95822
Sept. 19, 2022
SR-NYSE-2022-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 Comments Due: Exhibit 5 Federal Register version (87 FR 58140)
34-95810
Sept. 16, 2022
SR-EMERALD-2022-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Emerald Order Monitor Comments Due: Exhibit 5 Federal Register version (87 FR 57944)
34-95813
Sept. 16, 2022
SR-NYSEAMER-2022-40
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List Comments Due: Exhibit 5 Federal Register version (87 FR 57948)
34-95806
Sept. 16, 2022
SR-FICC-2022-006
Notice of Filing of Proposed Rule Change To Increase the Minimum Required Fund Deposit for GSD Netting Members and Sponsoring Members, and Make Other Changes Comments Due: Exhibit 5 Federal Register version (87 FR 57960)
34-95808
Sept. 16, 2022
SR-LCHSA-2022-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the CDSClear CCP Switch Programme Comments Due: Exhibit 5 Federal Register version (87 FR 57931)
34-95811
Sept. 16, 2022
SR-NASDAQ-2022-027
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (87 FR 57951)
34-95807
Sept. 16, 2022
SR-MRX-2022-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality Comments Due: Exhibit 5 Federal Register version (87 FR 57933)
34-95814
Sept. 16, 2022
SR-MIAX-2022-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 57930)
34-95798
Sept. 15, 2022
SR-NYSE-2022-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Reflect the Fee for Directed Orders Routed by the Exchange to an Alternative Trading System Comments Due: Exhibit 5 Federal Register version (87 FR 57741)
34-95781
Sept. 15, 2022
SR-MRX-2022-07
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 5 To Add Membership Fees View Received Comments Federal Register version (87 FR 57741)
34-95782
Sept. 15, 2022
SR-MRX-2022-08
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Fees for Market Data View Received Comments Federal Register version (87 FR 57730)
