34-99332
Jan. 11, 2024
SR- NYSEARCA-2023-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its NYSE Arca Equities Fees and Charges
Comments Due: February 8, 2024
See Also -
Exhibit 5
34-99328
Jan. 11, 2024
SR-CboeEDGX-2024-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Add Historical Depth Data Fee
Comments Due: February 8, 2024
See Also -
Exhibit 5
34-99323
Jan. 11, 2024
SR-NYSE-2024-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: February 8, 2024
View Received Comments
See Also -
Exhibit 5
34-99321
Jan. 11, 2024
SR-CboeBZX-2024-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Historical Depth Data Fees
Comments Due: February 8, 2024
See Also -
Exhibit 5
34-99318
Jan. 11, 2024
SR-PEARL-2023-73
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Expand the NBBO Setter Plus Program and Remove the Step-Up Added Liquidity Rebate
Comments Due: February 8, 2024
See Also -
Exhibit 5
34-99327
Jan. 11, 2024
SR-NYSEARCA-2024-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Charges
Comments Due: February 8, 2024
See Also -
Exhibit 5
34-99326
Jan. 11, 2024
SR-CBOE-2024-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Certain Data Fees
Comments Due: February 8, 2024
See Also -
Exhibit 5
34-99325
Jan. 11, 2024
SR-C2-2024-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Add Historical Depth Data Fee
Comments Due: February 8, 2024
See Also -
Exhibit 5
34-99320
Jan. 11, 2024
SR-CboeBYX-2024-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Historical Depth Data Fees
Comments Due: February 8, 2024
See Also -
Exhibit 5
34-99311
Jan. 10, 2024
SR-CboeBYX-2023-020
Notice of Filing of a Proposed Rule Change to Modify Rule 11.24 to Introduce an Enhanced RPI Order and Expand its Retail Price Improvement Program to Include Securities Priced Below $1.00
Comments Due: February 7, 2024
View Received Comments
See Also -
Exhibit 5
34-99307
Jan. 10, 2024
SR-CboeBZX-2024-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Fees for the Short Interest Report
Comments Due: February 7, 2024
34-99310
Jan. 10, 2024
SR-CboeBZX-2024-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Remove the Cross Asset Tier
Comments Due: February 7, 2024
See Also -
Exhibit 5
34-99304
Jan. 9, 2024
SR-FINRA-2023-010
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Provide Relief Relating to Specified Option Transactions under FINRA Rule 4210 (Margin Requirements)
View Received Comments
34-99302
Jan. 9, 2024
SR-CboeEDGX-2024-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: February 6, 2024
See Also -
Exhibit 5
34-99301
Jan. 9, 2024
SR-CBOE-2024-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: February 6, 2024
See Also -
Exhibit 5
34-99299
Jan. 9, 2024
SR-CboeBZX-2023-107
Notice of Filing of a Proposed Rule Change to Make Permanent Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments Due: February 6, 2024
See Also -
Exhibit 3 , Exhibit 5
34-99300
Jan. 9, 2024
SR-CboeEDGX-2023-083
Notice of Filing of a Proposed Rule Change to Make Permanent Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
See Also -
Exhibit 5 , Exhibit 3
34-99298
Jan. 9, 2024
SR-NYSEArca-2021-90
Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of Grayscale Bitcoin Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
View Received Comments
34-99297
Jan. 8, 2024
SR-NASDAQ-2023-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add the User Specific Routing Option
Comments Due: February 2, 2024
See Also -
Exhibit 5
34-99296
Jan. 8, 2024
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List
Comments Due: February 2, 2024
See Also -
Exhibit 5
34-99294
Jan. 8, 2024
SR-NYSEARCA-2023-44
Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
View Received Comments
34-99292
Jan. 8, 2024
SR-CboeBZX-2023-042
Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-99291
Jan. 8, 2024
SR-NYSEARCA-2023-58
Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Hashdex Bitcoin ETF under NYSE Arca Rule 8.500-E (Trust Units)
View Received Comments
34-99290
Jan. 8, 2024
SR-CboeBZX-2023-044
Notice of Filing of Amendment No. 3 to a Proposed Rule Change to List and Trade Shares of the Fidelity Wise Origin Bitcoin Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-99289
Jan. 8, 2024
SR-CboeBZX-2023-040
Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-99288
Jan. 8, 2024
SR-CboeBZX-2023-028
Notice of Filing of Amendment No. 5 to a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-99286
Jan. 8, 2024
SR-CboeBZX-2023-072
Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Franklin Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-99287
Jan. 8, 2024
SR-NASDAQ-2023-019
Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares
34-99283
Jan. 8, 2024
SR-CboeBZX-2023-038
Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-99282
Jan. 8, 2024
SR-NYSEAMER-2024-01
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Certain Transaction Fees and Credits in the NYSE American Equities Price List and Fee Schedule
Comments Due: February 2, 2024
See Also -
Exhibit 5
34-99295
Jan. 8, 2024
SR-NASDAQ-2023-016
Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust Under Nasdaq Rule 5711(d)
View Received Comments
34-99280
Jan. 5, 2024
SR-CboeEDGX-2024-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: February 1, 2024
See Also -
Exhibit 5
34-99279
Jan. 5, 2024
SR-NYSEARCA-2023-37
Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E
View Received Comments
34-99281
Jan. 5, 2024
SR-NYSE-2023-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: February 1, 2024
See Also -
Exhibit 5
34-99277
Jan. 5, 2024
SR-LCH SA-2023-007
Notice of Filing of Proposed Rule Change Relating to Liquidity Risk Modelling Framework
Comments Due: February 1, 2024
See Also -
Exhibit 3 , Exhibit 5
34-99275
Jan. 4, 2024
SR-MEMX-2023-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule to Adopt Connectivity and Application Session Fees for MEMX Options
See Also -
Exhibit 5
34-99274
Jan. 4, 2024
SR-IEX-2023-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Six Typographical Citation and Cross-Reference Errors in the IEX Rule Book
Comments Due: January 30, 2024
See Also -
Exhibit 5
34-99273
Jan. 4, 2024
SR-CboeEDGX-2023-082
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.17
Comments Due: January 31, 2024
34-99270
Jan. 3, 2024
SR-BX-2023-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees at Equity 7, Section 118
Comments Due: January 30, 2024
See Also -
Exhibit 5
34-99269
Jan. 3, 2024
SR-NASDAQ-2023-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees at Equity 7 Sections 114 and 118
Comments Due: January 30, 2024
See Also -
Exhibit 5
34-99268
Jan. 3, 2024
SR-Phlx-2023-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees at Equity 7, Section 3
Comments Due: January 30, 2024
See Also -
Exhibit 5
34-99266
Jan. 3, 2024
SR-MEMX-2023-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Remove Expired Rebate Tier Criterion
Comments Due: January 30, 2024
See Also -
Exhibit 5
34-99265
Jan. 2, 2024
SR-MEMX-2023-40
Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
34-99264
Jan. 2, 2024
SR-DTC-2023-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the DTC Fee Schedule to revise certain fees charged to Participants for (i) Participants Fund Maintenance; (ii) Underwriting Services; (iii) Asset Services; and (iv) Settlement Serv
Comments Due: January 29, 2024
See Also -
Exhibit 3 , Exhibit 5
34-99261
Jan. 2, 2024
SR-MEMX-2023-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Extend the Membership Fee Waiver
Comments Due: January 29, 2024
See Also -
Exhibit 5
34-99259
Jan. 2, 2024
SR-MEMX-2023-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Establish an Options Regulatory Fee (“ORF”)
Comments Due: January 29, 2024
See Also -
Exhibit 5
34-99257
Dec. 29, 2023
SR-MEMX-2023-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: January 29, 2024
See Also -
Exhibit 5
34-99256
Dec. 29, 2023
SR-NYSEAMER-2023-64
Notice of Filing and Immediate Effectiveness of Proposed Change to Adopt New Section 145a of the NYSE American Company Guide
Comments Due: January 26, 2024
See Also -
Exhibit 5
34-99251
Dec. 29, 2023
SR-PEARL-2023-72
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading
Comments Due: January 26, 2024
See Also -
Exhibit 5
34-99252
Dec. 28, 2023
SR-MEMX-2023-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Rules to Accommodate the Listing of Options Series that Would Expire at the Close of Business on the Last Business Day of a Calendar Month (“Monthly Options Ser
Comments Due: January 25, 2024
See Also -
Exhibit 5
34-99238
Dec. 26, 2023
SR-NYSE-2023-34
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual to Modify the Circumstances Under Which a Listed
Comments Due: January 23, 2024
View Received Comments
See Also -
Exhibit 5
34-99234
Dec. 22, 2023
Notice of Filing of Proposed Rule Change to Modify the DTC Settlement Service Guide
Comments Due: January 18, 2024
See Also -
Exhibit 5
34-99234
Dec. 22, 2023
SR-DTC-2023-013
Notice of Filing of Proposed Rule Change to Modify the DTC Settlement Service Guide
See Also -
Exhibit 5
34-99232
Dec. 22, 2023
SR-EMERALD-2023-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 517, Quote Types Defined
Comments Due: January 18, 2024
See Also -
Exhibit 5
34-99231
Dec. 22, 2023
SR-NYSEAMER-2023-66
Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.3NYP
Comments Due: January 18, 2024
See Also -
Exhibit 5
34-99227
Dec. 21, 2023
SR-CboeEDGX-2023-081
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: January 18, 2024
See Also -
Exhibit 5
34-99226
Dec. 21, 2023
SR-MSRB-2023-07
Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date
Comments Due: January 18, 2024
View Received Comments
See Also -
Exhibit 5
34-99224
Dec. 21, 2023
SR-CboeBZX-2023-102
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.22 to Introduce a New Data Product to be Known as the Short Interest Report
Comments Due: January 18, 2024
34-99223
Dec. 21, 2023
SR-CboeEDGA-2023-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: January 18, 2024
See Also -
Exhibit 5
34-99222
Dec. 21, 2023
SR-CBOE-2023-018
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement
Comments Due: January 18, 2024
34-99220
Dec. 21, 2023
SR-C2-2023-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: January 18, 2024
See Also -
Exhibit 5
34-99221
Dec. 21, 2023
SR-CboeEDGX-2023-080
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: January 18, 2024
See Also -
Exhibit 5
34-99219
Dec. 21, 2023
SR-CboeBZX-2023-103
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: January 18, 2024
See Also -
Exhibit 5
34-99218
Dec. 21, 2023
SR-CboeBYX-2023-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: January 18, 2024
See Also -
Exhibit 5
34-99217
Dec. 21, 2023
SR-CboeBZX-2023-104
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: January 18, 2024
See Also -
Exhibit 5
34-99211
Dec. 20, 2023
SR-MEMX-2023-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Short Term Option Series Program
Comments Due: January 17, 2024
See Also -
Exhibit 5
34-99210
Dec. 20, 2023
SR-MIAX-2023-23
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: 21 days after publication in the Federal Register.
34-99208
Dec. 20, 2023
SR-NSCC-2023-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Addendum A (Fee Structure)
Comments Due: January 17, 2024
See Also -
Exhibit 5 , Exhibit 3
34-99209
Dec. 20, 2023
SR-EMERALD-2023-13
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: 21 days after publication in the Federal Register.
34-99209
Dec. 20, 2023
SR-EMERALD-2023-13
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: by August 30, 2023.
Rebuttal comments should be submitted by September 13, 2023
34-99207
Dec. 19, 2023
SR-CboeBZX-2023-106
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Modifying Certain Tiers and Discontinuing the NBBO Setter Program
Comments Due: January 16, 2024
See Also -
Exhibit 5
34-99205
Dec. 19, 2023
SR-NYSE-2023-41
Notice of Withdrawal of Proposed Rule Change to Amend Its Price List
34-99204
Dec. 19, 2023
SR-FINRA-2023-015
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Dissemination of Information on Individual Transactions in U.S. Treasury Securities and Related Fees
View Received Comments
34-99206
Dec. 19, 2023
SR-NYSE-2023-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: January 16, 2024
See Also -
Exhibit 5
34-99203
Dec. 18, 2023
SR-PEARL-2023-71
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2615(d) to Eliminate the Contingent Open
Comments Due: January 12, 2024
See Also -
Exhibit 5
34-99197
Dec. 18, 2023
SR-CboeBZX-2023-101
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-99192
Dec. 15, 2023
SR-BOX-2023-20
Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FLEX Equ
View Received Comments
See Also -
Exhibit 5
34-99191
Dec. 15, 2023
SR-BOX-2023-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-7150-1 and Rule 7250 (Quote Mitigation)
Comments Due: January 11, 2024
See Also -
Exhibit 5
34-99190
Dec. 15, 2023
SR-GEMX-2023-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6
Comments Due: January 11, 2024
See Also -
Exhibit 5
34-99187
Dec. 15, 2023
SR- NASDAQ-2023-054
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3
Comments Due: January 11, 2024
See Also -
Exhibit 5
34-99189
Dec. 15, 2023
SR-MRX-2023-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6
Comments Due: January 11, 2024
See Also -
Exhibit 5
34-99184
Dec. 14, 2023
SR-CboeEDGA-2023-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99186
Dec. 14, 2023
SR-Phlx-2023-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99183
Dec. 14, 2023
SR-Phlx-2023-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Proprietary Data Fees for Top of PHLX Options ("TOPO"), PHLX Orders, and TOPO Plus Orders at Options 7, Section 10
Comments Due: January 10, 2024
View Received Comments
See Also -
Exhibit 5
34-99181
Dec. 14, 2023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99179
Dec. 14, 2023
SR-NYSEAMER-2023-65
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Connectivity Fee Schedule
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99180
Dec. 14, 2023
SR-PEARL-2023-70
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99177
Dec. 14, 2023
SR-CboeEDGX-2023-075
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99176
Dec. 14, 2023
SR-NASDAQ-2023-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 114(f)
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99174
Dec. 14, 2023
SR-CboeEDGX-2023-076
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Low Priced Stock Strike Price Interval Program
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99170
Dec. 14, 2023
SR-NYSEARCA-2023-85
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.62P-O
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99175
Dec. 14, 2023
SR-PEARL-2023-69
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99172
Dec. 14, 2023
SR-GEMX-2023-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 7
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99171
Dec. 14, 2023
SR-ISE-2023-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Options on the Nasdaq 100 Index in the Exchange’s Pricing Schedule at Options 7
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99169
Dec. 14, 2023
SR-OCC-2023-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Amendments to The Options Clearing Corporation’s Collateral Risk Management Policy and Margin Policy.
Comments Due: January 10, 2024
View Received Comments
See Also -
Exhibit 5a , Exhibit 5b
34-99168
Dec. 14, 2023
SR-NYSENAT-2023-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99167
Dec. 14, 2023
SR-NYSECHX-2023-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99166
Dec. 14, 2023
SR-NYSEARCA-2023-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99182
Dec. 14, 2023
SR-CboeBZX-2023-097
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports
Comments Due: January 10, 2024
See Also -
Exhibit 5
34-99185
Dec. 14, 2023
SR-CboeEDGX-2023-072
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports
Comments Due: January 10, 2024
See Also -
Exhibit 5