34-100046
May 1, 2024
SR-FINRA-2024-007
Notice of Filing of a Proposed Rule Change to Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATE™)) View Received Comments Exhibit 5
34-100044
May 1, 2024
SR-NYSEARCA-2024-23
Notice of Withdrawal of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
34-100042
April 26, 2024
SR-EMERALD-2024-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: Exhibit 5
34-100039
April 26, 2024
SR-EMERALD-2024-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Purge Ports Comments Due: View Received Comments Exhibit 5
34-100041
April 26, 2024
SR-MIAX-2024-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: Exhibit 5
34-100037
April 26, 2024
SR-PEARL-2024-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Purge Ports Comments Due: View Received Comments Exhibit 5
34-100036
April 26, 2024
SR-MIAX-2024-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Purge PortsNotice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Purge Ports Comments Due: View Received Comments Exhibit 5
34-100034
April 25, 2024
SR-CboeBZX-2024-026
Notice of Filing of a Proposed Rule Change to Expand BZX Rule 14.11(l) to Permit the Generic Listing and Trading of Multi-class ETF Shares Comments Due: View Received Comments Exhibit 5
34-100031
April 25, 2024
SR-FICC-2024-005
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transactions in U.S. Tr View Received Comments
34-100033
April 25, 2024
SR-NYSEAMER-2024-24
Notice of Filing and Immediate Effectiveness of Proposed Change to Adopt Rule 971.2NYP Regarding the Operation of the Customer Best Execution Auction for Complex Orders on the NYSE American Pillar Trading Platform Comments Due: Exhibit 5
34-100030
April 25, 2024
SR-NYSE-2024-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the NYSE Pillar Depth Data Feed Comments Due:
34-100028
April 25, 2024
SR-MIAX-2024-21
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 313, Other Restrictions on Options Transactions and Exercises; and Rule 700, Exercise of Option Contracts Comments Due: Exhibit 5
34-100027
April 25, 2024
SR-NYSE-2024-13
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for Amendments to Rule 7.35 and Rule 7.35B
34-100026
April 25, 2024
SR-BOX-2024-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility ("BOX") Comments Due: Exhibit 5
34-100022
April 24, 2024
SR-FICC-2024-007
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant View Received Comments
34-100021
April 24, 2024
SR-MEMX-2024-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule to Adopt Connectivity and Application Session Fees for MEMX Options Comments Due: Exhibit 5
34-100020
April 24, 2024
SR-MEMX-2024-06
Notice of Withdrawal of a Proposed Rule Change to Amend the Exchange's Fee Schedule to Adopt Connectivity and Application Session Fees for MEMX Options
34-100016
April 23, 2024
SR-NASDAQ-2023-045
Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares View Received Comments
34-100014
April 23, 2024
SR-NYSEARCA-2023-70
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Ethereum Trust under NYSE Arca Ru View Received Comments
34-100013
April 23, 2024
SR-CboeBZX-2024-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-100012
April 23, 2024
SR-C2-2024-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-100015
April 23, 2024
SR-CboeBZX-2024-018
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-100011
April 23, 2024
SR-CboeEDGX-2024-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-100008
April 22, 2024
SR-ICC-2024-003
Notice of Filing of Proposed Rule Change Relating to the ICC Collateral Risk Management Framework Exhibit 3 , Exhibit 5
34-100005
April 22, 2024
SR-CboeBZX-2024-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-100004
April 22, 2024
SR-CboeBYX-2024-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-100010
April 22, 2024
SR-CBOE-2024-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-100001
April 22, 2024
SR-CboeEDGX-2024-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-100002
April 22, 2024
SR-CboeEDGA-2024-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-99995
April 19, 2024
SR-NYSEAMER-2024-26
Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 980NYP Comments Due: Exhibit 5
34-99998
April 19, 2024
SR-MEMX-2024-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Regarding Options Market Data Products Comments Due: Exhibit 5
34-99997
April 19, 2024
SR-PEARL-2024-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading to Amend the Short Term Option Series Program Comments Due: Exhibit 5
34-99996
April 19, 2024
SR-MIAX-2024-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading to Amend the Short Term Option Series Program Comments Due: Exhibit-5
34-99993
April 19, 2024
SR-NYSEARCA-2024-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 6.91P-O Comments Due: Exhibit 5
34-99992
April 19, 2024
SR-NYSE-2024-21
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 802.01D of the NYSE Listed Company Manual Concerning the Suspension and Delisting of a Listed Company that has Changed its Primary Business Focus Comments Due: View Received Comments Exhibit 5
34-99991
April 18, 2024
SR-FINRA-2024-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Retire the FINRA Rule 10000 Series (Code of Arbitration Procedure) Comments Due: Exhibit 5
34-99990
April 18, 2024
SR-IEX-2024-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Activation Value in IEX Rule 11.190(g)(2) Comments Due: Exhibit 5
34-99989
April 18, 2024
SR-IEX-2024-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Fees for Tape B Securities Comments Due: Exhibit 5
34-99983
April 17, 2024
SR-CboeEDGA-2024-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: Exhibit 5
34-99982
April 17, 2024
SR-PEARL-2024-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5
34-99978
April 17, 2024
SR-CBOE-2024-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Options Series Program in Rule 4.5(d) Comments Due: Exhibit 5
34-99984
April 17, 2024
SR-PEARL-2024-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor, Non-Substantive Edits to Rule 531, Reports and Market Data Products Comments Due:
34-99981
April 17, 2024
SR-CboeEDGX-2024-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .05v Comments Due: Exhibit 5
34-99979
April 17, 2024
SR-CboeBZX-2024-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .05 Comments Due: Exhibit 5
34-99975
April 17, 2024
SR-BOX-2024-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Listing and Trading of Options Series With Tuesday and Thursday Expirations for Options on iShares Russell 2000 ETF (IWM) Comments Due: Exhibit 5
34-99974
April 17, 2024
SR-NYSE-2024-22
New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 123D Comments Due: Exhibit 5
34-99971
April 16, 2024
SR-NYSECHX-2024-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-99970
April 16, 2024
SR-NYSEARCA-2024-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-99972
April 16, 2024
SR-NYSENAT-2024-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-99968
April 16, 2024
SR-NYSEAMER-2024-25
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-99969
April 16, 2024
SR-NYSE-2024-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-99963
April 16, 2024
SR-CBOE-2024-008
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt a New Rule Regarding Order and Execution Management Systems View Received Comments
34-99961
April 15, 2024
SR-CboeBYX-2024-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-99959
April 15, 2024
SR-CboeEDGA-2024-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-99962
April 15, 2024
SR-CboeBZX-2024-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-99960
April 15, 2024
SR-CboeEDGX-2024-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-99955
April 15, 2024
SR-MIAX-2024-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees and Rebates for QCC and cQCC Orders Comments Due: Exhibit 5
34-99954
April 12, 2024
SR-PEARL-2024-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Operation of the Trading Collar under Exchange Rule 2618(b) Comments Due: Exhibit 5
34-99951
April 12, 2024
SR-OCC-2024-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update The Options Clearing Corporation’s Operational Loss Fee Pursuant to Its Capital Management Policy Comments Due: View Received Comments Exhibit 3 , Exhibit 5
34-99950
April 12, 2024
SR-NASDAQ-2024-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 114(f) Comments Due: Exhibit 5
34-99949
April 12, 2024
SR-MSRB-2024-03
Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-47, on Time of Trade Disclosure, to Codify and Retire Certain Existing Interpretive Guidance and Add New Time of Trade Disclosure Scenarios Comments Due: View Received Comments Exhibit 2 , Exhibit 5
34-99937
April 10, 2024
SR-CBOE-2024-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for the Cboe Silexx Platform Comments Due: Exhibit 5
34-99932
April 10, 2024
SR-CboeBYX-2024-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-99931
April 10, 2024
SR-CboeBZX-2024-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-99934
April 10, 2024
SR-MEMX-2024-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Comments Due: Exhibit 5
34-99938
April 10, 2024
4-698
Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures View Received Comments
34-99924
April 9, 2024
SR-MIAX-2024-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 Comments Due: Exhibit 5
34-99923
April 9, 2024
SR-EMERALD-2024-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 Comments Due: Exhibit 5
34-99921
April 8, 2024
SR-NYSEAMER-2024-10
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 915 to Permit the Listing and Trading of Options on the Bitwise Bitcoin ETF, the Grayscale Bitcoin Trust, and Any Trust That Holds Bitcoin View Received Comments
34-99913
April 5, 2024
SR-BX-2024-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule at Options 7, Section 2(1) Comments Due: Exhibit 5
34-99911
April 5, 2024
SR-DTC-2024-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Deposits Service Guide and the Operational Arrangements Comments Due: View Received Comments Exhibit 5
34-99910
April 5, 2024
SR-CboeEDGX-2023-083
Notice of Withdrawal of a Proposed Rule Change to Make Permanent Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
34-99909
April 5, 2024
SR-CboeBZX-2023-107
Notice of Withdrawal of a Proposed Rule Change to Make Permanent Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
34-99907
April 4, 2024
SR-PEARL-2024-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Exchange Fee Schedule to Establish Market Data Fees Comments Due: Exhibit 5
34-99906
April 4, 2024
SR-NYSE-2024-18
Notice of Filing of Proposed Rule Change to Amend Section 102.06 of the NYSE Listed Company Manual to Provide that a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months from its Original Listing Date if it Has Entered into a Defin Comments Due: View Received Comments Exhibit 5
34-99902
April 3, 2024
SR-MIAX-2024-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due:
34-99889
April 2, 2024
SR-NYSEARCA-2024-31
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Bitwise Ethereum ETF View Received Comments
34-99888
April 2, 2024
SR-CboeBZX-2023-095
Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-99887
April 2, 2024
SR-NYSEARCA-2023-70
Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Trust View Received Comments
34-99878
April 1, 2024
SR-CboeBYX-2024-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member Comments Due:
34-99879
April 1, 2024
SR-NASDAQ-2024-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Encourage Members to Contribute Liquidity to the Exchange by Offering those that Maintain a Particular Minimum Trading Volume Lower Fees for Specified Market Data and Connectivity Pro View Received Comments Exhibit 3 , Exhibit 5
34-99877
April 1, 2024
SR-CboeEDGX-2024-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member Comments Due:
34-99876
April 1, 2024
SR-CboeEDGA-2024-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member Comments Due:
34-99874
April 1, 2024
SR-NYSECHX-2024-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.8A and Article 9, Rule 7 Comments Due: Exhibit 5
34-99875
April 1, 2024
SR-CboeEDGA-2024-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt Fees for Dedicated Cores Comments Due: Exhibit 5
34-99873
April 1, 2024
SR-NYSENAT-2024-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.4 Comments Due: Exhibit 5
34-99872
April 1, 2024
SR-NYSEAMER-2024-23
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rules 7.4E, 64, 236, and 257, as well as Sections 510, 512, and 521 of the NYSE American LLC Company Guide Comments Due: Exhibit 5
34-99871
April 1, 2024
SR-NYSE-2024-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Dealings and Settlements, Rule 235, and Rule 236, Sections 204.12, 703.02, and 703.03 of the Listed Company Manual Comments Due: Exhibit 5
34-99881
April 1, 2024
SR-NYSEARCA-2024-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.4-E Comments Due: Exhibit 5
34-99880
April 1, 2024
SR-CboeBZX-2024-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member Comments Due:
34-99863
March 27, 2024
SR-NYSEAMER-2024-22
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.18E Comments Due: Exhibit 5
34-99862
March 27, 2024
SR-NYSEARCA-2024-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.18-E Comments Due: Exhibit 5
34-99859
March 26, 2024
SR-OPRA-2023-01
Withdrawal of Proposed Amendment to Modify the Options Price Reporting Authority’s Fee Schedule Regarding Caps on Certain Port Fees
34-99852
March 22, 2024
SR-NYSENAT-2024-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-99851
March 22, 2024
SR-NYSECHX-2024-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-99850
March 22, 2024
SR-NYSEARCA-2024-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-99849
March 22, 2024
SR-NYSEAMER-2024-20
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-99848
March 22, 2024
SR-NYSE-2024-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: View Received Comments Exhibit 5
34-99845
March 22, 2024
SR-FICC-2024-802
Notice of Filing and Extension of Review Period of Advance Notice to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to Add Comments Due: View Received Comments Exhibit 5
34-99842
March 22, 2024
SR-NYSEARCA-2023-63
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF under NYSE Arca Rule 8.200-E, Com View Received Comments
