Comments on FICC Rulemaking
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and
Extension of Review Period of Advance Notice to Modify the GSD Rules (i) Regarding
the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions
and That for Indirect Participant Transactions, and (ii) to Address the Conditions of Note
H to Rule 15c3-3a
[Release No. 34-99845; File No. SR-FICC-2024-802]
Submitted Comments
(Click here for meetings with SEC officials)
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| Oct. 25, 2024 | Fixed Income Clearing Corporation |
| Oct. 21, 2024 | Fixed Income Clearing Corporation |
| Jun. 25, 2024 | Fixed Income Clearing Corporation |
| Apr. 18, 2024 | Walt L. Lukken, President and Chief Executive Officer, Futures Industry Association |
| Apr. 17, 2024 | Katherine Darras, General Counsel, International Swaps and Derivatives Association, Inc. |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Nov. 8, 2024 | Memorandum from the Division of Trading and Markets regarding a March 14, 2024, response to the Commission's request for additional information |
| Nov. 4, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 4, 2024, meeting with representatives of the Depository Trust & Clearing Corporation |
| Sep. 24, 2024 | Memorandum from the Office of Clearance and Settlement, Division of Trading and Markets regarding the Commission's request for additional information |
| Sep. 17, 2024 | Memorandum from the Office of Public Engagement regarding a July 16, 2024 meeting with representatives of DTCC |
| Aug. 7, 2024 | Memorandum from the Office of Public Engagement regarding a July 10, 2024 meeting with representatives of FIA |
| Jul. 24, 2024 | Memorandum from the Division of Trading and Markets regarding the Commission's request for additional information |
| Jun. 18, 2024 | Memorandum from the Division of Trading and Marketing regarding a June 18, 2024, meeting with representatives of the Alternative Investment Management Association |
| May 30, 2024 | Memorandum from the Division of Trading and Markets regarding a May 30, 2024 meeting with representatives of the AIMA |
| May 7, 2024 | Memorandum from the Office of Clearance and Settlement, Division of Trading and Markets regarding an April 24, 2024, meeting with representatives of the Independent Dealer and Trader Association |
| Apr. 24, 2024 | Memorandum from the Office of Clearance and Settlement, Division of Trading and Markets regarding the Commission's request for additional information |
