34-51933
June 28, 2005
SR-NASD-2005-075
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Non-Members Using the New Testing Facility
Comments Due: July 27, 2005
Federal Register version (70 FR 38987)
34-51928
June 28, 2005
SR-Phlx-2005-036
Notice of Filing of Proposed Rule Change Relating to an Amendment of Phlx Rule 1023
Comments Due: July 28, 2005
See Also -
Rel. No. 34-52254
Federal Register version (70 FR 39351)
34-51921
June 24, 2005
SR-NASD-2005-046
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Amending the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims
Comments Due: July 21, 2005
View Received Comments
See Also -
Rel. No. 34-52658
Federal Register version (70 FR 37887)
34-51923
June 24, 2005
SR-NYSE-2005-13
Notice of Filing of Proposed Rule Change Relating to Proposed Uniform Branch Office Form ("Form BR")
Comments Due: July 22, 2005
See Also -
Rel. No. 34-52543
Federal Register version (70 FR 38229)
34-51925
June 24, 2005
SR-NYSE-2004-43
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to NYSE OpenBook Exhibit C
Comments Due: July 22, 2005
View Received Comments
See Also -
Rel. No. 34-53585 , Rel. No. 34-50275
Federal Register version (70 FR 38226)
34-51915
June 23, 2005
SR-NASD-2003-168
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Release of Information Through the Public Disclosure Program
Comments Due: July 21, 2005
View Received Comments
See Also -
Rel. No. 34-55127 , Rel. No. 34-54053
Federal Register version (70 FR 37880)
34-51912
June 23, 2005
SR-NSX-2005-03
Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSX's Board of Directors
Comments Due: July 21, 2005
See Also -
Rel. No. 34-52224
Federal Register version (70 FR 37889)
34-51911
June 23, 2005
600-23
Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency
Comments Due: July 21, 2005
See Also -
SECURITIES AND EXCHANGE COMMISSION , Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency
34-51900
June 22, 2005
SR-Amex-2005-003
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Expand the Types of Trusts Permitted to Directly Own Amex Memberships
Comments Due: July 19, 2005
See Also -
Rel. No. 34-52275
Federal Register version (70 FR 37139)
34-51905
June 22, 2005
SR-NASD-2005-006
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Require Semi-Annual Financial Reporting by Foreign Private Issuers
See Also -
Rel. No. 34-52192
Federal Register version (70 FR 37456)
34-51909
June 22, 2005
SR-Phlx-2005-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Directed Orders
See Also -
Rel. No. 34-51984
Federal Register version (70 FR 37484)
34-51910
June 22, 2005
SR-Phlx-2005-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Electronic Submission of Financial Reports
Comments Due: July 20, 2005
Federal Register version (70 FR 37489)
34-51899
June 22, 2005
SR-NYSE-2005-16
Notice of Filing of Proposed Rule Change To Rescind the "Nine-Bond" Rule
See Also -
Rel. No. 34-52182
Federal Register version (70 FR 37461)
34-51906
June 22, 2005
SR-NYSE-2004-05
Notice of Filing of Amendment No. 5 to a Proposed Rule Change Relating to Enhancements to the Exchange's Existing Automatic Execution Facility Pilot (NYSE Direct+)
Comments Due: July 20, 2005
View Received Comments
See Also -
Rel. No. 34-53539 , 34-50667 , 34-50277 , 34-50173
Federal Register version (70 FR 37463)
34-51901
June 22, 2005
SR-ISE-2005-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts
Comments Due: July 20, 2005
Federal Register version (70 FR 37455)
34-51902
June 22, 2005
SR-ISE-2005-19
Final Supplemental Environmental Impact Statement for the Wyoming Valley Levee Raising Project, Wilkes-Barre, PA
Comments Due: July 21, 2005
Federal Register version (70 FR 41820)
34-51890
June 21, 2005
SR-NASD-00-23
Notice of Filing of Amendment No. 2 to Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendments To Order Audit Trail System Rules
Comments Due: July 18, 2005
View Received Comments
See Also -
Rel. No. 34-52521
Federal Register version (70 FR 36985)
34-51892
June 21, 2005
SR-MSRB-2005-08
Notice of Filing of Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40
See Also -
Rel. No. 34-52162
Federal Register version (70 FR 37142)
34-51884
June 20, 2005
SR-Amex-2005-038
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Options, Including LEAPS, on Full and Reduced Values of the Nasdaq 100 Index
Comments Due: July 18, 2005
Federal Register version (70 FR 36973)
34-51881
June 20, 2005
SR-BSE-2005-15
Notice of Filing of a Proposed Rule Change Relating to Listing Fees
See Also -
Rel. No. 34-52132
Federal Register version (70 FR 36674)
34-51889
June 20, 2005
SR-CHX-2005-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Submission of Immediate or Cancel CHXpress Orders
Comments Due: July 18, 2005
Federal Register version (70 FR 36979)
34-51885
June 20, 2005
SR-PCX-2005--71
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System
See Also -
Rel. No. 34-52060
Federal Register version (70 FR 36995)
34-51882
June 20, 2005
SR-NSCC-2005-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Number of Extended Settlement Days for Fixed Income Securities
Comments Due: July 18, 2005
Federal Register version (70 FR 36992)
34-51880
June 20, 2005
SR-CBOE-2005-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Sales Value Fee
Comments Due: July 15, 2005
Federal Register version (70 FR 36676)
34-51888
June 20, 2005
SR-CBOE-2005-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Hybrid Trading System and Hybrid 2.0 Platform
Comments Due: July 18, 2005
Federal Register version (70 FR 36977)
34-51868
June 17, 2005
SR-Amex-2005-044
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Portfolio Depositary Receipts and Index Fund Shares
Comments Due: July 15, 2005
Federal Register version (70 FR 36672)
34-51869
June 17, 2005
SR-NASD-2005-051
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Create an Enterprise License Fee for the TotalView Entitlement
Comments Due: July 19, 2005
View Received Comments
See Also -
Rel. No. 34-52377
Federal Register version (70 FR 37144)
34-51874
June 17, 2005
SR-NASD-2005-063
Notice of Filing of Proposed Rule Change To Amend NASD Rule 7010(k) Relating to TRACE Transaction Data
View Received Comments
See Also -
Rel. No. 34-52183
Federal Register version (70 FR 36681)
34-51872
June 17, 2005
SR-NYSE-2005-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Specialist Marketing and Investor Education Fee for Investment Company Units
Comments Due: July 15, 2005
Federal Register version (70 FR 36683)
34-51865
June 17, 2005
SR-FICC-2005-11
Notice of Filing of Proposed Rule Change to Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division
See Also -
Rel. No. 34-52157
Federal Register version (70 FR 36679)
34-51859
June 16, 2005
SR-NASD-2005-068
Notice of Filing of Proposed Rule Change Regarding a New Order Type for the Pre-Market Trading Session
See Also -
Rel. No. 34-52133
Federal Register version (70 FR 36428)
34-51860
June 16, 2005
SR-NASD-2005-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Two-Year Period NASD's Authority Under the Cease and Desist Pilot Program
Comments Due: July 14, 2005
Federal Register version (70 FR 36427)
34-51861
June 16, 2005
SR-OCC-2005-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Update Its By-Laws and Rules Pertaining to the Settlement of Exercised Cross-Rate Foreign Currency Options
Comments Due: July 18, 2005
Federal Register version (70 FR 36993)
34-51863
June 16, 2005
SR-NYSE-2005-02
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Relating to Amendments to Exchange Rule 607
Comments Due: July 14, 2005
View Received Comments
See Also -
Rel. No. 34-52822
Federal Register version (70 FR 36451)
34-51858
June 16, 2005
SR-ISE-2005-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments Due: July 13, 2005
Federal Register version (70 FR 36218)
34-51854
June 15, 2005
SR-NASD-2005-065
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Market Center Rules for Trade Reporting of Exchange-Listed Securities
Comments Due: July 13, 2005
Federal Register version (70 FR 36220)
34-51855
June 15, 2005
SR-NASD-2004-013
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Amend NASD Arbitration Rules for Mediation Proceedings
Comments Due: July 14, 2005
See Also -
Rel. No. 34-52705
Federal Register version (70 FR 36440)
34-51856
June 15, 2005
SR-NASD-2003-158
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto To Amend NASD Arbitration Rules for Customer Disputes
Comments Due: July 14, 2005
View Received Comments
See Also -
Rel. No. 34-55158
Federal Register version (70 FR 36442)
34-51857
June 15, 2005
SR-NASD-2004-011
Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, 3, and 4 Thereto to Amend NASD Arbitration Rules for Industry Disputes
Comments Due: July 14, 2005
View Received Comments
See Also -
Rel. No. 34-55158
Federal Register version (70 FR 36430)
34-51853
June 15, 2005
SR-Phlx-2005-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Providing an Electronic, Auditable Means of Receiving Orders and Cancels to Those Orders
Comments Due: July 13, 2005
Federal Register version (70 FR 36222)
34-51840
June 14, 2005
SR-Amex-2005-042
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE DJIA BuyWrite Index(sm)
Comments Due: July 11, 2005
Federal Register version (70 FR 35468)
34-51851
June 14, 2005
SR-NASD-2005-060
Notice of Filing of Proposed Rule Change to Create the ModelView Entitlement
See Also -
Rel. No. 34-52112
Federal Register version (70 FR 35752)
34-51838
June 14, 2005
SR-Phlx-2005-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Impose a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap
Comments Due: July 11, 2005
Federal Register version (70 FR 35490)
34-51834
June 13, 2005
SR-Amex-2005-026
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to Quotes in Nasdaq UTP Stocks To Be Disseminated by Amex Specialists Before 9:30 a.m.
Comments Due: July 11, 2005
See Also -
Rel. No. 34-52244
Federal Register version (70 FR 35466)
34-51825
June 13, 2005
SR-NASD-2005-070
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rescinding the Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration
Comments Due: July 11, 2005
Federal Register version (70 FR 35482)
34-51836
June 13, 2005
SR-NASD-2005-059
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rule 7090 To Modify the Annual Listing and Administrative Fees
Comments Due: July 12, 2005
View Received Comments
See Also -
Rel. No. 34-52517
Federal Register version (70 FR 35753)
34-51837
June 13, 2005
SR-NASD-2005-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Text of NASD Trade Reporting Rules to Reflect the Implementation of SR-NASD-2003-159
Comments Due: July 12, 2005
Federal Register version (70 FR 35747)
34-51835
June 13, 2005
SR-ISE-2004-16
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Establishing a Directed Order Process
Comments Due: July 11, 2005
See Also -
Rel. No. 34-52331
Federal Register version (70 FR 35479)
34-51828
June 13, 2005
SR-CBOE-2005-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Fee Cap for Options Merger Spread Transactions
Comments Due: July 11, 2005
Federal Register version (70 FR 35475)
34-51830
June 13, 2005
SR-CBOE-2005-26
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Terms of Index Option Contracts Listed on the Exchange
Comments Due: July 11, 2005
Federal Register version (70 FR 35473)
34-51820
June 10, 2005
SR-Phlx-2005-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority
Comments Due: July 12, 2005
Federal Register version (70 FR 35759)
34-51818
June 10, 2005
SR-ISE-2005-18
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Preferencing of Orders to Exchange Market Makers
Comments Due: July 7, 2005
View Received Comments
Federal Register version (70 FR 35146)
34-51824
June 10, 2005
SR-CBOE-2005-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Designated Primary Market-Maker Participation Entitlement for Orders Specifying a Preferred DPM
Comments Due: July 11, 2005
Federal Register version (70 FR 35476)
34-51812
June 9, 2005
SR-Amex-2005-054
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in Options on a Pilot Basis
Comments Due: July 7, 2005
Federal Register version (70 FR 35140)
34-51815
June 9, 2005
SR-Amex-2005-55
Notice of Filing of Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis
See Also -
Rel. No. 34-52061
Federal Register version (70 FR 35142)
34-51810
June 9, 2005
SR-NASD-2005-069
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Multiple Market Participant Identifiers
Comments Due: July 6, 2005
Federal Register version (70 FR 34803)
34-51816
June 9, 2005
SR-Phlx-2005-23
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Retroactive Amendment of Exchange Rule 640(a) Pertaining to the Continuing Education Regulatory Element Requirement
Comments Due: July 12, 2005
Federal Register version (70 FR 35756)
34-51805
June 8, 2005
SR-NSX-2005-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Liquidity Provider Rebate and Fee Program
Comments Due: July 6, 2005
Federal Register version (70 FR 34805)
34-51800
June 8, 2005
SR-CHX-2005-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments Due: July 6, 2005
Federal Register version (70 FR 34802)
34-51795
June 7, 2005
SR-PCX-2005-67
Notice of Filing of Proposed Rule Change Relating to Exchange Fees and Charges
See Also -
Rel. No. 34-52083
Federal Register version (70 FR 34511)
34-51786
June 6, 2005
SR-NASD-2005-064
Notice of Filing of Proposed Rule Change Relating to the Publication of Any Decision Issued by the National Adjudicatory Council Pursuant to Rule 1015
Comments Due: July 5, 2005
View Received Comments
See Also -
Rel. No. 34-52692
Federal Register version (70 FR 34170)
34-51787
June 6, 2005
SR-PCX-2005-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments Due: July 5, 2005
Federal Register version (70 FR 34174)
34-51788
June 6, 2005
SR-PCX-2005-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Correct a Typographical Error in Its Schedule of Fees and Charges
Comments Due: July 5, 2005
Federal Register version (70 FR 34173)
34-51791
June 6, 2005
SR-PCX-2005-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of a Third Party to Maintain a Member's Books and Records
Comments Due: July 5, 2005
Federal Register version (70 FR 34513)
34-51789
June 6, 2005
SR-FICC-2005-09
Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities
See Also -
Rel. No. 34-521249
Federal Register version (70 FR 34169)
34-51778
June 2, 2005
SR-BSE-2005-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 to Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments Due: June 29, 2005
Federal Register version (70 FR 33562)
34-51776
June 2, 2005
SR-CHX-2005-11
Notice of Filing and Immediate Effectiveness of Rule Change Relating to Transactions in Certain Odd-Lot Orders
Comments Due: June 29, 2005
Federal Register version (70 FR 33567)
34-51775
June 2, 2005
SR-ISE-2005-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments Due: June 29, 2005
Federal Register version (70 FR 33569)
34-51770
May 31, 2005
SR-Amex-2005-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 to Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments Due: June 28, 2005
Federal Register version (70 FR 33226)
34-51765
May 31, 2005
SR-NSX-2005-02
Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSX's Board of Directors and Committees
See Also -
Rel. No. 34-52007
Federal Register version (70 FR 33238)
34-51763
May 31, 2005
SR-CHX-2005-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments Due: June 28, 2005
Federal Register version (70 FR 33230)
34-51768
May 31, 2005
SR-Phlx-2005-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments Due: June 28, 2005
Federal Register version (70 FR 33250)
34-51767
May 31, 2005
SR-PCX-2005-69
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments Due: June 28, 2005
Federal Register version (70 FR 33244)
34-51769
May 31, 2005
SR-ISE-2005-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments Due: June 28, 2005
Federal Register version (70 FR 33232)
34-51771
May 31, 2005
SR-CBOE-2005-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments Due: June 28, 2005
Federal Register version (70 FR 33228)
34-51756
May 27, 2005
SR-NASD-2005-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq's Brut Facility
Comments Due: June 28, 2005
Federal Register version (70 FR 33236)
34-51757
May 27, 2005
SR-NASD-2005-037
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq's Brut Facility for Non-Members
Comments Due: June 28, 2005
Federal Register version (70 FR 33234)
34-51751
May 27, 2005
SR-PCX-2005-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to OTP Holders and OTP Firms Borrowing From or Lending to Their Customers
Comments Due: June 28, 2005
Federal Register version (70 FR 33248)
34-51752
May 27, 2005
SR-PCX-2005-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to ETP Holders Borrowing from or Lending to Their Customers
Comments Due: June 28, 2005
Federal Register version (70 FR 33245)
34-51755
May 27, 2005
4-208
Intermarket Trading System; Notice of Filing of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments
Comments Due: June 27, 2005
Federal Register version (70 FR 32853)
34-51747
May 26, 2005
SR-NYSE-2005-26
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Closing Time of Crossing Session II and to Amend its Crossing Sessions III and IV to Eliminate the Share Size Restriction and the Process by Which an Order is Executed if There is No Execution Prior to 4 p.m.
Comments Due: June 29, 2005
See Also -
Rel. No. 34-52026
Federal Register version (70 FR 33571)
34-51746
May 26, 2005
SR-CBOE-2005-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Remote Market-Maker Transaction Fees
Comments Due: June 27, 2005
Federal Register version (70 FR 32855)
34-51749
May 26, 2005
SR-CBOE-2005-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees in Options on the Russell 2000 Index
Comments Due: July 5, 2005
Federal Register version (70 FR 34510)
34-51742
May 25, 2005
SR-NASD-2005-030
Notice for Securities Industry Registration ("Form U5")
Comments Due: June 23, 2005
View Received Comments
See Also -
Rel. No. 34-52544
Federal Register version (70 FR 48802)
34-51740
May 25, 2005
SR-PCX-2005-64
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to the Market Maker Risk Limitation Mechanism
Comments Due: June 24, 2005
Federal Register version (70 FR 32686)
34-51744
May 25, 2005
SR-NYSE-2005-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretation of Exchange Rules
Comments Due: June 23, 2005
Federal Register version (70 FR 32391)
34-51732
May 24, 2005
SR-OC-2005-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to EFP Transaction Reporting Procedures
Comments Due: June 24, 2005
Federal Register version (70 FR 32685)
34-51734
May 24, 2005
SR-BSE-2005-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Membership Dues Fee
Comments Due: June 27, 2005
Federal Register version (70 FR 32854)
34-51735
May 24, 2005
SR-NASD-2004-165
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 2790
View Received Comments
See Also -
Rel. No. 34-52209A , Rel. No. 34-52209
Federal Register version (70 FR 31554)
34-51731
May 24, 2005
SR-Phlx-2005-02
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses
See Also -
Rel. No. 34-51996
Federal Register version (70 FR 32692)
34-51727
May 24, 2005
SR-PCX-2005-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments Due: June 24, 2005
Federal Register version (70 FR 32690)
34-51728
May 24, 2005
SR-PCX-2005-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating To Delay of Implementation Date of Revisions to the Series 4 Examination Program
Comments Due: June 24, 2005
Federal Register version (70 FR 32689)
34-51729
May 24, 2005
SR-NYSE-2004-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Member Organization Increases in Arbitration Filing Fees and Member Organization Surcharges in Arbitration Claims Filed by Customers
Comments Due: June 21, 2005
Federal Register version (70 FR 30986)
34-51737
May 24, 2005
SR-MSRB-2005-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendment to Rule G-8, on Recordkeeping, Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses
Comments Due: June 22, 2005
Federal Register version (70 FR 31552)
34-51722
May 20, 2005
SR-NASD-2004-009
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto by the National Association of Securities Dealers, Inc. To Modify Nasdaq's Clearly Erroneous Rule
See Also -
Rel. No. 34-52141
Federal Register version (70 FR 30508)
34-51723
May 20, 2005
SR-PCX-2005-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Making Certain Administrative Changes to the PCX Rules
Comments Due: June 21, 2005
Federal Register version (70 FR 30988)
34-51718
May 19, 2005
SR-Phlx-2004-65
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Backup Trading Arrangements
See Also -
Rel. No. 34-51926 , Exhibits 3.A and 3.B
Federal Register version (70 FR 30171)
34-51720
May 19, 2005
SR-CBOE-2005-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increased Class Quoting Limits in AAPL, GOOG, MNX, QQQQ
Comments Due: June 15, 2005
Federal Register version (70 FR 30164)
34-51706
May 18, 2005
SR-NYSE-2005-27
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Listing of PIESSM
Comments Due: June 15, 2005
Federal Register version (70 FR 30166)
34-51704
May 18, 2005
SR-CBOE-2005-29
Notice of Filing of a Proposed Rule Change Relating to the Composition of the Exchange's Modified Trading System Appointments Committee
See Also -
Rel. No. 34-51993
Federal Register version (70 FR 30156)