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Comments on NASD Rulemaking

Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to Amendments to Order Audit Trail System Rules

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Date Sort descending	Letter Type	Commenter Name
July 26, 2005	Public Comment	Ira D. Hammerman, Senior Vice President and General Counsel, Securities Industry Association
July 22, 2005	Public Comment	Joseph C. Korsak, Law Office of Joseph C. Korsak, York, Pennsylvania
July 22, 2005	Public Comment	Manisha Kulkarni, Executive Director, Financial Information Forum, New York, New York
July 19, 2005	Public Comment	Howard Meyerson, General Counsel, Liquidnet, Inc.
July 18, 2005	Public Comment	Bonnie K. Wachtel, CEO and Wendie L. Wachtel, COO, Wachtel & Co. Inc.
July 18, 2005	Public Comment	Ronald C. Long, Senior Vice President, Regulatory Policy and Administration, Wachovia Securities, LLC
July 12, 2005	Public Comment	Chris Charles, President, Wulff, Hansen & Co.

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-00-23

Release Number

34-51890

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