34-52160
July 28, 2005
SR-NYSE-2005-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating To Removal of Size and Frequency Restrictions on Orders Entered Through Direct+ in Investment Company Units, Trust Issued Receipts and StreetTRACKS Gold Shares Comments Due: Federal Register version (70 FR 44963)
34-52146
July 28, 2005
SR-OPRA-2005-02
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Revise the Manner in which OPRA's Professional Subscribers Fee at the Enterprise Rate Is Determined Comments Due: Federal Register version (70 FR 44702)
34-52131
July 27, 2005
SR-NASD-2005-093
Changes in Fees for Meat, Poultry, and Egg Products Inspection Services-Fiscal Years 2005-2008 Comments Due: View Received Comments Rel. No. 34-52426 Federal Register version (70 FR 48238)
34-52140
July 27, 2005
SR-Phlx-2005-31
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Priority in Trades Involving Synthetic Option Orders Comments Due: Federal Register version (70 FR 45481)
34-52125
July 26, 2005
SR-OCC-2005-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to OCC's Data Distribution Service Comments Due: Federal Register version (70 FR 44414)
34-52123
July 26, 2005
SR-DTC-2005-07
Notice of Filing of Proposed Rule Change Relating to an Expansion of DTC's Inventory Management System Comments Due: Rel. No. 34-52450 Federal Register version (70 FR 44132)
34-52119
July 25, 2005
SR-NASD-2005-089
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to NASD's Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities Comments Due: View Received Comments Rel. No. 34-52508 Federal Register version (70 FR 43918)
34-52121
July 25, 2005
SR-NASD-2005-088
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-NASD Member Access to Nasdaq's Brut Facility Comments Due: Federal Register version (70 FR 44135)
34-52122
July 25, 2005
SR-NASD-2005-092
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot Comments Due: Federal Register version (70 FR 44133)
34-52120
July 25, 2005
SR-OCC-2005-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Procedures With Respect to the OCC's Stock Loan/Borrow Program Comments Due: Federal Register version (70 FR 43922)
34-52114
July 22, 2005
SR-Phlx-2005-44
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Payment for Order Flow Program Comments Due: View Received Comments Federal Register version (70 FR 44138)
34-52110
July 22, 2005
SR-OCC-2005-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Year-End Financial Reporting Deadline Applicable to Clearing Members Primarily Regulated as Futures Commission Merchants With the Commodity Futures Trading Commission's Regulations Comments Due: Federal Register version (70 FR 43732)
34-52109
July 22, 2005
SR-PCX-2005-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Q Orders Comments Due: Federal Register version (70 FR 44136)
34-52111
July 22, 2005
SR-CBOE-2005-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Its Prospective Fee Reduction Program Comments Due: Federal Register version (70 FR 43729)
34-52095
July 21, 2005
SR-Phlx-2005-46
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Extension of a Pilot Program Relating to Transaction Charges Applicable to Linkage "P" and "P/A" Orders Comments Due: Federal Register version (70 FR 43733)
34-52102
July 21, 2005
SR-Phlx-2005-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Disclaimer of Warranties by Lehman Brothers Inc. Comments Due: Federal Register version (70 FR 44144)
34-52103
July 21, 2005
SR-PCX-2005-58
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction Comments Due: Rel. No. 34-52361 Federal Register version (70 FR 43924)
34-52104
July 21, 2005
SR-DTC-2005-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Enhancement of the SMART/Track Service Comments Due: Federal Register version (70 FR 43730)
34-52100
July 21, 2005
SR-CBOE-2005-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 8.3A Relating to Class Quoting Limits Comments Due: Federal Register version (70 FR 43911)
34-52101
July 21, 2005
SR-CBOE-2004-86
Notice of Filing of Proposed Rule Change Relating to the Modified ROS Opening Procedure Comments Due: Rel. No. 34-52367 Federal Register version (70 FR 43726)
34-52067
July 20, 2005
SR-Amex-2005-048
Notice of Filing of Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test Comments Due: Rel. No. 34-52349 Federal Register version (70 FR 43470)
34-52071
July 20, 2005
SR-BSE-2005-16
Notice of Filing of Proposed Rule Change Establishing a De Minimus Exception to the 80/20 Test Relating to Linkage Trades on the Boston Options Exchange Comments Due: Rel. No. 34-52346 Federal Register version (70 FR 43472)
34-52089
July 20, 2005
SR-NASD-2005-071
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility Comments Due: Federal Register version (70 FR 43485)
34-52091
July 20, 2005
SR-NASD-2005-072
Notice of Filing and Order Granting Accelerated Approval to the Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Modifying Pricing for Non-Members Using Nasdaq's Brut Facility Comments Due: Federal Register version (70 FR 43487)
34-52072
July 20, 2005
SR-Phlx-2005-33
Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage Comments Due: Rel. No. 34-52344 Federal Register version (70 FR 43495)
34-52082
July 20, 2005
SR-Phlx-2005-45
Notice of Filing of Proposed Rule Change Relating to the Automatic Execution of Option Transactions During Crossed Markets Comments Due: Rel. No. 34-53449 Federal Register version (70 FR 43493)
34-52070
July 20, 2005
SR-PCX-2005-61
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Establishing a De Minimus Exception to the 80/20 Test Comments Due: Rel. No. 34-52345 Federal Register version (70 FR 43490)
34-52090
July 20, 2005
SR-PCX-2005-68
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify Its Rate Schedule Retroactively to January 1, 2002 To Cap the Fees on Multiple Options Issues Transfers Comments Due: Rel. No. 34-52371 Federal Register version (70 FR 43492)
34-52081
July 20, 2005
SR-NYSE-2005-44
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to an Amendment to Section 703.16 of the Listed Company Manual Regarding Dissemination of Index Value and Indicative Value Comments Due: Federal Register version (70 FR 43488)
34-52074
July 20, 2005
4-429
Notice Filing of Amendment No. 17 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Modifying the 80/20 Test for Determining Limitations on Principal Order Access to Linkage Comments Due: View Received Comments Federal Register version (70 FR 43469)
34-52066
July 20, 2005
SR-ISE-2005-35
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Extend the Pilot Program for Preferenced Orders Comments Due: Federal Register version (70 FR 43479)
34-52069
July 20, 2005
SR-ISE-2005-23
Notice of Filing of Proposed Rule Change Establishing a de minimus Exception to the 80/20 Test Comments Due: Rel. No. 34-52347 Federal Register version (70 FR 43203)
34-52084
July 20, 2005
SR-ISE-2005-27
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards and Position Limits for Broad-Based Index Options Comments Due: Rel. No. 34-52578 Federal Register version (70 FR 43481)
34-52065
July 20, 2005
SR-FICC-2005-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Interpretation of a Rule Change Submission and Making Certain Technical Changes Comments Due: Federal Register version (70 FR 43478)
34-52085
July 20, 2005
SR-FICC-2005-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Procedure for Fine Waivers and To Make Other Technical and Administrative Amendments Comments Due: Federal Register version (70 FR 43476)
34-52068
July 20, 2005
SR-CBOE-2005-57
Notice of Filing of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to the 80/20 Test of the Plan for the Purpose of Creating and Operating an Intermarket Linkage Comments Due: Rel. No. 34-52348 Federal Register version (70 FR 43473)
34-52073
July 20, 2005
SR-CBOE-2005-54
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program Comments Due: Federal Register version (70 FR 43474)
34-52046A
July 19, 2005
SR-NASD-2004-183
Notice of Filing of Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities; Corrected Comments Due: View Received Comments Rel. Nos. 34-56375A , 34-56375 , Rel. Nos. 34-54023 , 34-52191 Federal Register version (70 FR 42126)
34-52059
July 19, 2005
SR-NASD-2005-58
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms Comments Due: View Received Comments Rel. No. 34-52352 Federal Register version (70 FR 43204)
34-52058
July 19, 2005
SR-MSRB-2005-13
Notice of Filing of Proposed Rule Change Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36, and Rule G-11 Comments Due: Rel. No. 34-52333 Federal Register version (70 FR 42604)
34-52054
July 18, 2005
SR-Phlx-2005-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Impose a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap Comments Due: Federal Register version (70 FR 42611)
34-52051
July 18, 2005
SR-NYSE-2005-45
Notice of Filing of Proposed Rule Change To Amend NYSE Rule 80A (Index Arbitrage Trading Restrictions) To Calculate Limitations on Index Arbitrage Trading Based on the NYSE Composite Index, Replacing the Current Usage of the Dow Jones Industrial Average Comments Due: Rel. No. 34-52328 Federal Register version (70 FR 42608)
34-52045
July 15, 2005
SR-NASD-2005-023
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Representation in Arbitration and Mediation Comments Due: View Received Comments Federal Register version (70 FR 42123)
34-52049
July 15, 2005
SR-NASD-2005-087
Notice of Filing of Proposed Rule Change To Reflect Nasdaq's Separation From NASD Upon Nasdaq's Anticipated Approval as a National Securities Exchange Comments Due: View Received Comments Limited Liability Company Agreement of [the Trade Reporting Facility LLC] , Plan of Allocation and Delegation of Functions by NASD to Subsidiaries , Rel. No. 34-54084 Federal Register version (70 FR 42398)
34-52043
July 15, 2005
SR-NSCC-2005-05
Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing File Nos.: Comments Due: Rel. No. 34-52446 Federal Register version (70 FR 42122)
34-52044
July 15, 2005
SR-CBOE-2005-28
Notice of Filing of a Proposed Rule Change Relating to DPM Obligations for Maintaining Backup Autoquote Systems Comments Due: Rel. No. 34-52319 Federal Register version (70 FR 42397)
34-52033
July 14, 2005
SR-BSE-2005-20
Notice of Filing of Proposed Rule Change Relating to Trade Shredding Comments Due: Rel. No. 34-52341 Federal Register version (70 FR 42396)
34-52034
July 14, 2005
SR-OCC-2005-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reducing Clearing Fees for Securities Option Contracts Comments Due: Federal Register version (70 FR 42134)
34-52024
July 13, 2005
SR-PCX-2005-82
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges Comments Due: Federal Register version (70 FR 41806)
34-52027
July 13, 2005
SR-ISE-2005-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a One-Year Pilot Extension for the Price Improvement Mechanism Comments Due: Federal Register version (70 FR 41804)
34-52021
July 13, 2005
SR-CBOE-2005-50
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Modify the Designated Primary Market-Maker Participation Entitlement for Orders Specifying a Preferred DPM Comments Due: Federal Register version (70 FR 41462)
34-52028
July 13, 2005
SR-CBOE-2005-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing the Class Quoting Limit in Options on DIAMONDS Comments Due: Federal Register version (70 FR 41803)
34-52014
July 12, 2005
SR-Amex-2005-035
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Short Term Option Series Comments Due: Federal Register version (70 FR 41244)
34-52010
July 12, 2005
SR-OCC-2005-06
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend By-Laws and Rules To Accommodate Short-Term Options Proposed for Trading by the Chicago Board Options Exchange, Inc., the American Stock Exchange, LLC, the International Securities Exchange, Inc., and the Pacific Exchange, Inc. Comments Due: Federal Register version (70 FR 41469)
34-52013
July 12, 2005
SR-PCX-2005-32
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade One Week Option Series Comments Due: Federal Register version (70 FR 41471)
34-52018
July 12, 2005
SR-NYSE-2005-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 440H Relating to Activity Assessment Fees Comments Due: Federal Register version (70 FR 41467)
34-52012
July 12, 2005
SR-ISE-2005-17
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Short Term Option Series Comments Due: View Received Comments Federal Register version (70 FR 41246)
34-52017
July 12, 2005
SR-CBOE-2005-46
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of PAR Officials Comments Due: Rel. No. 34-52798 Federal Register version (70 FR 41453)
34-52019
July 12, 2005
SR-CBOE-2005-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit a Limited Suspension of Exchange Membership Transactions to Allow for the Dissemination of Information Deemed Material to the Value of Exchange Memberships Comments Due: Federal Register version (70 FR 41464)
34-52009
July 11, 2005
SR-NASD-2005-032
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies Comments Due: View Received Comments Federal Register version (70 FR 41065)
34-52008
July 11, 2005
SR-PCX-2005-78
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obvious Error Rule for Equity Options Comments Due: Federal Register version (70 FR 41069)
34-52005
July 11, 2005
SR-CBOE-2005-17
Notice of Filing of Proposed Rule Change To Adopt a Revenue Sharing Program for Trades in Tape B Securities Comments Due: Rel. No. 34-52252 Federal Register version (70 FR 41063)
34-52004
July 8, 2005
SR-Amex-2005-043
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Extend Pilots Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Trading Privileges Basis Comments Due: Federal Register version (70 FR 41061)
34-51997
July 8, 2005
SR-CHX-2004-17
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Article XX, Rule 37(a)(3) of Its Rules To Eliminate Its Requirement That Specialists Guarantee Execution of Limit Orders When Certain Conditions Occur in Another Market Comments Due: Rel. No. 34-52652 Federal Register version (70 FR 40760)
34-51999
July 8, 2005
SR-NYSE-2004-69
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Rules for the Trading of Unlisted Debt Securities on the Exchange's Automated Bond System Comments Due: View Received Comments Rel. No. 34-54767 Federal Register version (70 FR 41067)
34-52000
July 8, 2005
SR-ISE-2005-21
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend Its Summary Fine Schedule for Position Limit Violations Comments Due: Federal Register version (70 FR 40762)
34-51991
July 7, 2005
SR-BSE-2005-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Add New Account Identification Codes Comments Due: Federal Register version (70 FR 40757)
34-51994
July 7, 2005
SR-NASD-2004-025
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend NASD's Minor Rule Violation Plan Comments Due: View Received Comments Rel. No. 34-52294 Federal Register version (70 FR 40764)
34-51990
July 7, 2005
SR-PCX-2005-16
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Market Data Rebate Program To Allow Equity Trading Permit Holders To Receive Rebates on an Estimated Basis Comments Due: Rel. No. 34-52253 Federal Register version (70 FR 40770)
34-51985
July 7, 2005
SR-NYSE-2005-21
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Temporary Reallocation of Securities Among Specialists Comments Due: Rel. No. 34-52274 Federal Register version (70 FR 40768)
34-51975
July 6, 2005
SR-Amex-2005-065
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Odd-Lots in Nasdaq Securities Comments Due: Federal Register version (70 FR 40409)
34-51981
July 6, 2005
SR-NASD-2005-079
Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery Comments Due: View Received Comments Rel. No. 34-55038 , Rel. No. 34-54134 Federal Register version (70 FR 40411)
34-51980
July 6, 2005
SR-NYSE-2005-19
Notice of Filing of Proposed Rule Change To Require Members That Use Appendix E To Calculate Net Capital To File Supplemental and Alternative Reports Comments Due: Rel. No. 34-52269 Federal Register version (70 FR 40767)
34-51970
July 5, 2005
SR-NASD-2004-131
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Nikkei 225 Index Comments Due: Rel. No. 34-52276 Federal Register version (70 FR 40091)
34-51972
July 5, 2005
SR-PCX-2005-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Securities in Subpenny Increments Comments Due: Federal Register version (70 FR 39842)
34-51969
July 5, 2005
SR-CBOE-2005-44
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obvious Error Rules Comments Due: Federal Register version (70 FR 40084)
34-51965
July 1, 2005
SR-Amex-2005-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising Various Implementation Dates for the ANTE System Comments Due: Federal Register version (70 FR 40082)
34-51966
July 1, 2005
SR-Amex-2005-049
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Generic Listing Standards for Index-Linked Securities Comments Due: Federal Register version (70 FR 40069)
34-51967
July 1, 2005
SR-CHX-2004-25
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to a Prohibition on Using a Layoff Service Unless the Service Provides Required Information to the Exchange Comments Due: Rel. No. 34-52534 , Rel. No. 34-52248 Federal Register version (70 FR 40086)
34-51962
July 1, 2005
SR-ISE-2005-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes Comments Due: Federal Register version (70 FR 40088)
34-51968
July 1, 2005
SR-ISE-2004-33
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Facilitation of Complex Orders Comments Due: Rel. No. 34-52327 Federal Register version (70 FR 40089)
34-51955
June 30, 2005
SR-Amex-2005-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in the ANTE System on a Pilot Basis Comments Due: Federal Register version (70 FR 39812)
34-51957
June 30, 2005
SR-CME-2005-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Rules Governing Contract Specifications for Physically Delivered Single Security Futures Comments Due: Federal Register version (70 FR 39820)
34-51958
June 30, 2005
SR-CME-2005-02
Notice of Filing and Immediate Effectiveness of Proposed Rules Governing Security Futures Adjustments Comments Due: Federal Register version (70 FR 39814)
34-51959
June 30, 2005
SR-CME-2005-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products Comments Due: Federal Register version (70 FR 39826)
34-51953
June 30, 2005
SR-NASD-2005-085
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating to Manning Price-Improvement Standards for Decimals Comments Due: Federal Register version (70 FR 39839)
34-51956
June 30, 2005
SR-NASD-2005-081
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Maximum Single Order Share Size Limits in Nasdaq's Brut Facility Comments Due: Federal Register version (70 FR 39838)
34-51944
June 30, 2005
SR-CHX-2005-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities in Subpenny Increments Comments Due: Federal Register version (70 FR 39539)
34-51947
June 30, 2005
SR-Phlx-2005-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Option Specialist Deficit (Shortfall) Fee Comments Due: Federal Register version (70 FR 39542)
34-51954
June 30, 2005
SR-NSCC-2005-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Charges for Communications Fees To Continue Operating Legacy Communication Networks Comments Due: Federal Register version (70 FR 39840)
34-51951
June 30, 2005
SR-MSRB-2005-09
Notice of Filing of Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-21 Comments Due: View Received Comments Rel. No. 34-52289 , and comments Federal Register version (70 FR 39833)
34-51952
June 30, 2005
SR-MSRB-2005-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical Amendment to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business Comments Due: Federal Register version (70 FR 39836)
34-51948
June 30, 2005
SR-ISE-2005-28
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts on a Retroactive Basis Comments Due: Rel. No. 34-52237 Federal Register version (70 FR 39832)
34-51935
June 29, 2005
SR-NASD-2005-066
Notice of Filing of Proposed Rule Change Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material Comments Due: View Received Comments Rel. No. 34-53030 Federal Register version (70 FR 38990)
34-51936
June 29, 2005
SR-NSX-2005-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend an Existing Pilot Rule That Stipulates the Price Increment by Which Designated Dealers Must Better Customer Subpenny Orders Comments Due: Federal Register version (70 FR 39540)
34-51937
June 29, 2005
SR-PCX-2005-31
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto To Permit Lead Market Makers To Operate From a Remote Location Comments Due: Rel. No. 34-52241 Federal Register version (70 FR 38997)
34-51934
June 29, 2005
SR-NYSE-2005-36
Notice of Filing of Proposed Rule Change To Amend Rule 445 Comments Due: View Received Comments Rel. No. 34-53176 Federal Register version (70 FR 38994)
34-51938
June 29, 2005
SR-CBOE-2005-40
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Hybrid Opening System Comments Due: Rel. No. 34-52234 Federal Register version (70 FR 39537)
34-51929
June 28, 2005
SR-NASD-2005-083
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of "Non-Professional" and Use of TRACE Transaction Data Comments Due: Federal Register version (70 FR 38992)
34-51932
June 28, 2005
SR-NASD-2005-076
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for NASD Members Using the New Testing Facility Comments Due: Federal Register version (70 FR 38985)
