34-52424
Sept. 14, 2005
SR-CBOE-2005-68
Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size in the Linkage Plan Comments Due: Rel. No. 34-52657 Federal Register version (70 FR 55193)
34-52412
Sept. 13, 2005
SR-BSE-2005-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Transaction Fees and Tape a Revenue Sharing Program for Electronically Routed Cross Trades Comments Due: Federal Register version (70 FR 55189)
34-52401
Sept. 9, 2005
4-429
Notice of Filing of Joint Amendment No. 16 to the Intermarket Option Linkage Plan Relating to the Definition of Firm Customer Quote Size and Restrictions on Sending Certain Principal Acting as Agent Orders Comments Due: View Received Comments Federal Register version (70 FR 54781)
34-52396
Sept. 8, 2005
SR-NYSE-2005-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Deletion of Superseded Corporate Governance Standards (Sections 303.00, 303.01, and 303.02 of the Listed Company Manual) Comments Due: Federal Register version (70 FR 54430)
34-52394
Sept. 8, 2005
SR-NSCC-2005-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Interpretation of the Definition of "Insurance Company" Under Its Rules and Procedures Comments Due: Federal Register version (70 FR 54425)
34-52397
Sept. 8, 2005
SR-NSCC-2005-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Automated Customer Account Transfer Service Rules and Procedures Comments Due: Federal Register version (70 FR 54426)
34-52393
Sept. 8, 2005
SR-DTC-2005-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Scope and Update the Description of the Security Position Reports Service Comments Due: Federal Register version (70 FR 54598)
34-52398
Sept. 8, 2005
SR-CBOE-2005-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments Comments Due: Federal Register version (70 FR 54597)
34-52376A
Sept. 7, 2005
SR-NASD-2005-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Allow Members To Report Certain Trades in Exchange-Listed Securities Through the Execution Services of the Nasdaq Market Center Comments Due: Rel. No. 34-52376 Federal Register version (70 FR 54096)
34-52385
Sept. 7, 2005
SR-NASD-2005-082
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Clarify the Listing Standards Applicable to Companies in Bankruptcy Proceedings Comments Due: Rel. No. 34-52603 Federal Register version (70 FR 54096)
34-52390
Sept. 7, 2005
SR-PCX-2005-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers Comments Due: Federal Register version (70 FR 54431)
34-52381
Sept. 2, 2005
SR-CFE-2005-02
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Customer Margin Requirements for Security Futures Comments Due: Federal Register version (70 FR 53816)
34-52379
Sept. 2, 2005
SR-CHX-2005-23
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Assignment of Securities to Specialists Comments Due: Federal Register version (70 FR 53825)
34-52380
Sept. 2, 2005
SR-Phlx-2005-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Pilot Program on Dividend Spread and Merger Spread Fee Caps Until March 1, 2006 Comments Due: Federal Register version (70 FR 53828)
34-52376
Sept. 1, 2005
SR-NASD-2005-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Allow Members To Report Certain Trades in Exchange-Listed Securities Through the Execution Services of the Nasdaq Market Center Comments Due: Rel. No. 34-52376A Federal Register version (70 FR 53698)
34-52375
Sept. 1, 2005
SR-CHX-2005-21
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Requiring Its Participants To Provide Electronic Mail Addresses to the Exchange Comments Due: Rel. No. 34-52632 Federal Register version (70 FR 54424)
34-52373
Sept. 1, 2005
SR-PCX-2005-99
Notice of Filing and Immediate Approval of Proposed Rule Changes Relating to Direct Communication Between Parties and Arbitrators Comments Due: Federal Register version (70 FR 53407)
34-52374
Sept. 1, 2005
SR-CBOE-2005-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Pilot Programs Applicable to Fee Caps for Dividend Spread and Merger Spread Transactions Until March 1, 2006 Comments Due: Federal Register version (70 FR 53402)
34-52372
Aug. 31, 2005
SR-NASD-2005-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend on a Pilot Basis Rules Concerning Bond Mutual Fund Volatility Ratings Comments Due: Federal Register version (70 FR 53405)
34-52366
Aug. 31, 2005
SR-PCX-2005-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Applicable to Option Strategy Executions until March 1, 2006 Comments Due: Federal Register version (70 FR 53705)
34-52364
Aug. 31, 2005
SR-ISE-2005-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Price Improvement Mechanism Comments Due: Federal Register version (70 FR 53403)
34-52360
Aug. 30, 2005
SR-Amex-2004-76
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures Comments Due: Rel. No. 34-52592 Federal Register version (70 FR 53260)
34-52362
Aug. 30, 2005
SR-NYSE-2005-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Automating the Execution of Elected Stop Orders and CAP-DI Orders and Converted CAP-DI Orders Comments Due: View Received Comments Federal Register version (70 FR 53701)
34-52351
Aug. 26, 2005
SR-PCX-2005-92
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Complex Orders Comments Due: Federal Register version (70 FR 52462)
34-52343
Aug. 26, 2005
SR-NSCC-2005-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes to Insurance Processing Service and Revisions to Fee Schedule Comments Due: Federal Register version (70 FR 52461)
34-52334
Aug. 25, 2005
SR-Amex-2005-068
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27 Comments Due: Rel. No. 34-52646 Federal Register version (70 FR 52146)
34-52332
Aug. 24, 2005
SR-NASD-2005-094
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Classification of Arbitrators Pursuant to Rule 10308 of the NASD Code of Arbitration Comments Due: View Received Comments Rel. No. 34-54607 Federal Register version (70 FR 51395)
34-52330
Aug. 24, 2005
SR-ISE-2005-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes Comments Due: Federal Register version (70 FR 51855)
34-52325
Aug. 23, 2005
SR-Amex-2005-052
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff Into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings Comments Due: Rel. No. 34-52527 Federal Register version (70 FR 51392)
34-52326
Aug. 23, 2005
SR-CHX-2005-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities in Sub-Penny Increments Comments Due: Federal Register version (70 FR 51394)
34-52312
Aug. 22, 2005
SR-Amex-2005-063
Notice of Filing of Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options Comments Due: Rel. No. 34-52649 Federal Register version (70 FR 50431)
34-52315
Aug. 22, 2005
SR-PCX-2005-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers Comments Due: Federal Register version (70 FR 51105)
34-52314
Aug. 22, 2005
SR-NYSE-2005-43
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Amendments to NYSE Rule 607 Relating to the Classification of Arbitrators as Public or Industry Comments Due: View Received Comments Rel. No. 34-54407
34-52316
Aug. 22, 2005
SR-NYSE-2005-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Exchange Rule 629 ("Schedule of Fees") To Establish Processing Fees for Members, Member Organizations, and Allied Members That Are Parties to Arbitration Proceedings Comments Due: Federal Register version (70 FR 51102)
34-52313
Aug. 22, 2005
SR-CBOE-2005-41
Notice of Filing of Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options Comments Due: Rel. No. 34-52650 Federal Register version (70 FR 50433)
34-52308
Aug. 19, 2005
SR-NYSE-2004-73
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NYSE Rule 440A Relating to Telephone Solicitation Comments Due: Rel. No. 34-52579 Federal Register version (70 FR 49961)
34-52297
Aug. 18, 2005
SR-Amex-2005-080
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to Fees in Connection With Merger Spreads and Short Stock Interest Spreads Comments Due: Federal Register version (70 FR 49687)
34-52296
Aug. 18, 2005
SR-BSE-2005-30
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Removal of Unreliable Quotes From the Exchange's Calculation of the National Best Bid or Offer Comments Due: View Received Comments Order Rel. No. 34-52501 Federal Register version (70 FR 49689)
34-52295
Aug. 18, 2005
SR-CFE-2005-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by CBOE Futures Exchange, LLC Relating to Its Listing Standards for Security Futures Products Comments Due: Federal Register version (70 FR 49691)
34-52291
Aug. 18, 2005
SR-NASD-2005-011
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent In Its Periodic Reporting Obligations Comments Due: View Received Comments Rel. No. 34-52786 Federal Register version (70 FR 49701)
34-52303
Aug. 18, 2005
SR-NASD-2005-057
Notice of Filing of Proposed Rule Change Relating to Summary Orders in the Nasdaq Market Center Comments Due: Rel. No. 34-52526 Federal Register version (70 FR 49957)
34-52290
Aug. 18, 2005
SR-MSRB-2005-02
Notice of Filing of Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping Comments Due: View Received Comments Rel. No. 34-52555 Federal Register version (70 FR 49696)
34-52277
Aug. 17, 2005
SR-NASD-2005-096
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Nasdaq Listing Fees for Closed-End Funds Comments Due: Federal Register version (70 FR 49347)
34-52280
Aug. 17, 2005
SR-NASD-2005-095
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities Comments Due: View Received Comments Rel. No. 34-53024 Federal Register version (70 FR 49959)
34-52273
Aug. 16, 2005
SR-Amex-2005-078
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ) Comments Due: Rel. No. 34-52516 Federal Register version (70 FR 49339)
34-52270
Aug. 16, 2005
SR-Amex-2005-066
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Option Linkage Comments Due: View Received Comments Rel. No. 34-52503 Federal Register version (70 FR 49335)
34-52271
Aug. 16, 2005
SR-NASD-2005-097
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options Comments Due: Federal Register version (70 FR 49344)
34-52260
Aug. 15, 2005
SR-Amex-2005-082
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock Comments Due: Federal Register version (70 FR 48991)
34-52267
Aug. 15, 2005
SR-Amex-2005-081
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ) Comments Due: Federal Register version (70 FR 49338)
34-52268
Aug. 15, 2005
SR-Amex-2005-077
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ) Comments Due: Federal Register version (70 FR 49336)
34-52264
Aug. 15, 2005
SR-BSE-2005-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded Comments Due: Federal Register version (70 FR 48992)
34-52261
Aug. 15, 2005
SR-Phlx-2005-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits Comments Due: Federal Register version (70 FR 49004)
34-52263
Aug. 15, 2005
SR-PCX-2005-95
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Standard Position and Exercise Limit Pilot Program Comments Due: Federal Register version (70 FR 49003)
34-52255
Aug. 15, 2005
SR-NYSE-2005-54
Notice of Filing of Proposed Rule Change To Amend NYSE Rule 123C (Market on the Close Policy and Expiration Procedures) To Eliminate the Requirement To Publish Pre-Opening Market Order Imbalances on Expiration Fridays Comments Due: Rel. No. 34-52421 Federal Register version (70 FR 48792)
34-52259
Aug. 15, 2005
SR-NYSE-2004-64
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Proposed Changes to Exchange Rule 342 ("Offices-Approval, Supervision and Control") Comments Due: View Received Comments Rel. No. 34-52780 Federal Register version (70 FR 48997)
34-52265
Aug. 15, 2005
SR-ISE-2005-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock Comments Due: Federal Register version (70 FR 48996)
34-52256
Aug. 15, 2005
SR-CBOE-2005-56
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend CBOE Rule 8.7 To Extend for an Additional Six Months Its Pilot Program Pertaining to Market-Maker Quote Sizes Comments Due: Federal Register version (70 FR 48787)
34-52262
Aug. 15, 2005
SR-CBOE-2005-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange Comments Due: Federal Register version (70 FR 48995)
34-52248
Aug. 12, 2005
SR-CHX-2004-25
Notice of Filing of Amendment No. 3 to a Proposed Rule Change Relating to a Prohibition on Using a Layoff Service Unless the Service Provides Required Information to the Exchange Comments Due: Rel. No. 34-52534 , Rel. No. 34-51967 Federal Register version (70 FR 48610)
34-52249
Aug. 12, 2005
SR-PCX-2005-90
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc., PCX Rules and Bylaws of Archipelago Holdings, Inc. Comments Due: View Received Comments Rel. No. 34-52497 , Inc. , Proposed PCX Rules , Inc. , Amendment No. 2 Federal Register version (70 FR 48611)
34-52251
Aug. 12, 2005
SR-NYSE-2005-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to NYSE Rule 103.12 Requiring Specialists and Clerks To Record Their Time on the Trading Floor of the Exchange Comments Due: Federal Register version (70 FR 48790)
34-52250
Aug. 12, 2005
SR-ISE-2005-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto Relating to Fee Changes Comments Due: Federal Register version (70 FR 48789)
34-52242
Aug. 11, 2005
SR-CHX-2005-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend Exchange Article VI, Rule 9 Relating to Continuing Education for Registered Persons Comments Due: Federal Register version (70 FR 48608)
34-52239
Aug. 11, 2005
SR-Phlx-2005-14
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Matching at the Opening in PACE Comments Due: Federal Register version (70 FR 48457)
34-52243
Aug. 11, 2005
SR-PCX-2005-91
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Continuing Education Regulatory Element Requirement Comments Due: Federal Register version (70 FR 49000)
34-52238
Aug. 10, 2005
SR-PCX-2005-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Fee Comments Due: Federal Register version (70 FR 48454)
34-52235
Aug. 10, 2005
SR-MSRB-2005-12
Notice of Filing of Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations Comments Due: View Received Comments Rel. No. 34-52496 Federal Register version (70 FR 48214)
34-52221
Aug. 8, 2005
SR-PCX-2005-74
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Trade Shares of Certain Vanguard International Equity Index Funds Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (70 FR 48222)
34-52225
Aug. 8, 2005
SR-PCX-2005-19
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees Comments Due: Order Rel. No. 34-52502 Federal Register version (70 FR 48224)
34-52216
Aug. 5, 2005
SR-Amex-2005-024
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish a Process for the Waiver, Deferral, or Rebate of Listing Fees for Certain Closed-End Funds Comments Due: Rel. No. 34-52408 Federal Register version (70 FR 46896)
34-52220
Aug. 5, 2005
SR-Phlx-2005-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Impose Licensing Fees in Connection With the Firm-Related Equity Option and Index Option Fee Cap Comments Due: Federal Register version (70 FR 46899)
34-52205
Aug. 4, 2005
SR-BSE-2005-29
Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules Comments Due: Federal Register version (70 FR 46551)
34-52206
Aug. 4, 2005
SR-PCX-2005-59
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules Comments Due: Rel. No. 34-52417 Federal Register version (70 FR 46898)
34-52201
Aug. 3, 2005
SR-SCCP-2004-03
Notice of Filing of Proposed Rule Change by Relating Anonymous Features on Trading Systems Comments Due: Rel. No. 34-52651 Federal Register version (70 FR 46565)
34-52195
Aug. 3, 2005
SR-NASD-2005-084
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, To Require Notification of Reliance on "Limited Size and Resources" Exception Comments Due: View Received Comments Rel. No. 34-52799 Federal Register version (70 FR 46242)
34-52200
Aug. 3, 2005
SR-CHX-2005-20
Notice of Filing of Proposed Rule Change Relating to Participant Fees and Credits Comments Due: Rel. No. 34-52556 Federal Register version (70 FR 46238)
34-52204
Aug. 3, 2005
SR-PCX-2005-63
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of Generic Listing Standards for Index-Linked Securities Comments Due: Federal Register version (70 FR 46559)
34-52203
Aug. 3, 2005
SR-ISE-2005-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fee Changes Comments Due: View Received Comments Federal Register version (70 FR 46553)
34-52197
Aug. 2, 2005
SR-Amex-2004-62
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating To Listing and Trading of Shares of the xtraShares Trust Comments Due: Rel. No. 34-52553 Federal Register version (70 FR 46228)
34-52191
Aug. 2, 2005
SR-NASD-2004-183
Notice of Extension of the Comment Period for the Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities Comments Due: View Received Comments Rel. Nos. 34-56375A , 34-56375 , Rel. Nos. 34-54023 , Rel. No. 34-52046A Federal Register version (70 FR 46239)
34-52187
Aug. 1, 2005
SR-Phlx-2005-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders Comments Due: Federal Register version (70 FR 46255)
34-52188
Aug. 1, 2005
SR-NYSE-2005-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for Additional Six Months the Pilot Program Permitting a Floor Broker To Use an Exchange Authorized and Provided Portable Telephone on the Exchange Floor Comments Due: Federal Register version (70 FR 46252)
34-52181
Aug. 1, 2005
SR-NYSE-2005-04
Notice of Filing of Proposed Rule Change, Amending Interpretation of NYSE Rule 311 ("Formation and Approval of Member Organizations") To Codify Certain Qualification Requirements for and Criteria for Dual- or Multi-Designation of Principal Executive Officers Comments Due: Rel. No. 34-52386 Federal Register version (70 FR 45459)
34-52180
July 29, 2005
SR-OC-2005-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products and the Final Settlement Price for Futures on Narrow-Based Security Indexes Comments Due: Federal Register version (70 FR 45464)
34-52172
July 29, 2005
SR-Amex-2005-046
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules Comments Due: Rel. No. 34-52414 Federal Register version (70 FR 45449)
34-52166
July 29, 2005
SR-BSE-2005-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Boston Options Exchange Trading Rules Regarding Market Opening Procedures Comments Due: Federal Register version (70 FR 44957)
34-52169
July 29, 2005
SR-BSE-2005-21
Notice of Filing of Proposed Rule Change Relating to Proposal To Transfer a Portion of Ownership Interest in Boston Options Exchange Facility Comments Due: Rel. No. 34-52404 Federal Register version (70 FR 45451)
34-52170
July 29, 2005
SR-NASD-2005-090
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Brut's Directed Cross Order Routing Process Comments Due: View Received Comments Federal Register version (70 FR 44961)
34-52176
July 29, 2005
SR-NASD-2005-086
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article VIII of the By-Laws of NASD Regulation, Inc. Relating to District Committees and District Nominating Committees Comments Due: View Received Comments Federal Register version (70 FR 46554)
34-52175
July 29, 2005
SR-Phlx-2005-26
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules Comments Due: Rel. No. 34-52416 Federal Register version (70 FR 45480)
34-52165
July 29, 2005
SR-PCX-2005-80
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Continuing Education Regulatory Element Requirement Comments Due: Federal Register version (70 FR 45477)
34-52178
July 29, 2005
SR-NYSE-2005-41
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to iShares(r) MSCI EAFE Growth Fund and iShares MSCI EAFE Value Fund Comments Due: Federal Register version (70 FR 46244)
34-52179
July 29, 2005
SR-NYSE-2004-47
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 352 Concerning Guarantees and Sharing in Accounts Comments Due: Rel. No. 34-52391 Federal Register version (70 FR 45461)
34-52167
July 29, 2005
4-429
Notice of Filing of Amendment No. 15 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to a "Trade and Ship" Exception to the Definition of "Trade-Through" and a "Book and Ship" Exception to the Locked Markets Provision Comments Due: View Received Comments Federal Register version (70 FR 46224)
34-52168
July 29, 2005
SR-ISE-2005-32
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 2 Thereto To Extend the Linkage Fee Pilot Program Comments Due: Federal Register version (70 FR 45454)
34-52174
July 29, 2005
SR-ISE-2005-33
Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules Comments Due: Rel. No. 34-52418 Federal Register version (70 FR 45455)
34-52177
July 29, 2005
SR-ISE-2005-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fee Changes Comments Due: View Received Comments Federal Register version (70 FR 45457)
34-52173
July 29, 2005
SR-CBOE-2005-51
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules Comments Due: Rel. No. 34-51419 Federal Register version (70 FR 45452)
34-52150
July 28, 2005
SR-Amex-2005-079
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Linkage Fee Pilot Program Comments Due: Federal Register version (70 FR 44703)
34-52147
July 28, 2005
SR-BSE-2005-28
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program Comments Due: Federal Register version (70 FR 44706)
