34-52569
Oct. 6, 2005
SR-NYSE-2005-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to an Interpretation of Exchange Rule 452 Comments Due: Federal Register version (70 FR 60118)
34-52565
Oct. 5, 2005
SR-Phlx-2005-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties by SIG Indices, LLLP Comments Due: Federal Register version (70 FR 59386)
34-52566
Oct. 5, 2005
SR-PCX-2005-56
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Order Process Comments Due: Rel. No. 34-52827 Federal Register version (70 FR 59791)
34-52563
Oct. 4, 2005
SR-Amex-2004-74
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 Comments Due: Rel. No. 34-52782 Federal Register version (70 FR 59380)
34-52561
Oct. 4, 2005
SR-PCX-2005-107
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Regarding Lead Market Maker's Guaranteed Participation in Trades Executed by Public Outcry Comments Due: Federal Register version (70 FR 59385)
34-52562
Oct. 4, 2005
SR-CBOE-2004-37
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.4 Comments Due: Rel. No. 34-52779 Federal Register version (70 FR 59382)
34-52549
Oct. 3, 2005
SR-NASD-2005-115
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASD Rule 11890 Comments Due: Federal Register version (70 FR 58762)
34-52550
Oct. 3, 2005
SR-NYSE-2005-64
Notice of Filing of Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to Its Minor Rule Violation Plan Comments Due: Rel. No. 34-52768 Federal Register version (70 FR 58770)
34-52552
Oct. 3, 2005
SR-NSCC-2005-13
Notice of Filing of Proposed Rule Change To Modify and Consolidate Clearing Fund Rules Comments Due: View Received Comments Rel. No. 34-52772 Federal Register version (70 FR 59112)
34-52546
Sept. 30, 2005
SR-NASD-2005-109
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program Comments Due: Federal Register version (70 FR 59109)
34-52547
Sept. 30, 2005
SR-NASD-2005-110
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 6 Examination Program Comments Due: Federal Register version (70 FR 59107)
34-52548
Sept. 30, 2005
SR-NASD-2005-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program Comments Due: Federal Register version (70 FR 59111)
34-52542
Sept. 30, 2005
SR-PCX-2005-85
Notice of Filing of Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism Comments Due: Rel. No. 34-52814 Federal Register version (70 FR 58773)
34-52533
Sept. 29, 2005
SR-Amex-2005-085
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a Cancellation Fee for Equities and ETFs Comments Due: Federal Register version (70 FR 58496)
34-52532
Sept. 29, 2005
SR-CBOE-2005-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Remote Market-Maker Transaction Fees Comments Due: Federal Register version (70 FR 58498)
34-52523
Sept. 28, 2005
SR-PCX-2005-98
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Minor Rule Plan and Recommended Fine Schedule in Connection With Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Acces Comments Due: Rel. No. 34-52732 Federal Register version (70 FR 57918)
34-52524
Sept. 28, 2005
SR-DTC-2005-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Procedures Relating to the Destruction of Certain Non-Transferable Securities Certificates That Are Held in DTC's Internal Removal Account Known as PREM Comments Due: Federal Register version (70 FR 58761)
34-52511
Sept. 27, 2005
SR-NASD-2005-113
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Proactive Limit Orders Comments Due: Federal Register version (70 FR 57636)
34-52515
Sept. 27, 2005
SR-NASD-2005-106
Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Regarding Fees for Closed-End Funds Listing on The Nasdaq SmallCap Market Comments Due: Rel. No. 34-52746 Federal Register version (70 FR 57638)
34-52512
Sept. 27, 2005
SR-Phlx-2005-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Reduce the Value of PHLX Housing SectorSM Comments Due: Federal Register version (70 FR 57919)
34-52513
Sept. 27, 2005
SR-PCX-2005-106
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Rescinding Pilot Rules Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration and Section 1281.92 of the California Code of Civil Procedure Comments Due: Federal Register version (70 FR 57916)
34-52510
Sept. 26, 2005
SR-Amex-2005-094
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Options Licensing Fees for Certain PowerShares ETF Options Comments Due: Federal Register version (70 FR 57634)
34-52509
Sept. 26, 2005
SR-DTC-2005-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Transfer Agent Drop Service Comments Due: Federal Register version (70 FR 57635)
34-52504
Sept. 23, 2005
SR-Amex-2005-086
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising the Implementation Date for the ANTE System Comments Due: Federal Register version (70 FR 57632)
34-52505
Sept. 23, 2005
SR-Amex-2005-056
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement that Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs Comments Due: Rel. No. 34-52837 Federal Register version (70 FR 57336)
34-52506
Sept. 23, 2005
SR-CBOE-2005-58
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Exchange's Preferred Designated Primary Market-Maker Program Comments Due: Federal Register version (70 FR 57340)
34-52493
Sept. 22, 2005
SR-Amex-2005-087
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Options Transaction Fees Comments Due: Federal Register version (70 FR 56941)
34-52494
Sept. 22, 2005
SR-CBOE-2005-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to Market-Maker Access to the Hybrid Automatic Execution System Comments Due: Federal Register version (70 FR 56943)
34-52489
Sept. 21, 2005
SR-NASD-2005-108
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename The Nasdaq SmallCap Market Comments Due: Federal Register version (70 FR 56948)
34-52488
Sept. 21, 2005
SR-MSRB-2005-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-8(a), on Adoption of Proposed Rules and Submission to Commission Comments Due: Federal Register version (70 FR 56947)
34-52479
Sept. 21, 2005
SR-ISE-2004-04
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to Exposure Periods in the Facilitation and Solicited Order Mechanisms Comments Due: Rel. No. 34-52711 Federal Register version (70 FR 56755)
34-52473
Sept. 20, 2005
SR-OCC-2005-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for OCC's Theoretical Profit/Loss File Comments Due: Federal Register version (70 FR 56761)
34-52472
Sept. 20, 2005
SR-PCX-2005-73
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service Comments Due: Rel. No. 34-52719 Federal Register version (70 FR 56762)
34-52475
Sept. 20, 2005
SR-NYSE-2005-50
Notice of Intention To Close) Comments Due: Rel. No. 34-52842 Federal Register version (70 FR 56757)
34-52474
Sept. 20, 2005
SR-CBOE-2005-72
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Marketing Fee Assessed on Options on DIAMONDS ("DIA") Comments Due: Federal Register version (70 FR 56520)
34-52476
Sept. 20, 2005
SR-CBOE-2005-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise an Administrative CBOE Membership Rule Comments Due: Federal Register version (70 FR 56754)
34-52469
Sept. 19, 2005
SR-Amex-2005-089
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Certain Vanguard ETF Options Comments Due: Federal Register version (70 FR 56193)
34-52470
Sept. 19, 2005
SR-Amex-2005-090
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Spade Defense Index Option Comments Due: Federal Register version (70 FR 56194)
34-52468
Sept. 19, 2005
SR-NYSE-2005-48
Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery Comments Due: Federal Register version (70 FR 56201)
34-52462
Sept. 19, 2005
SR-ISE-2005-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (70 FR 55932)
34-52471
Sept. 19, 2005
SR-DTC-2005-08
Notice of Filing of a Proposed Rule Change Relating to the New Canadian-Link Service Comments Due: Rel. No. 34-52784 Federal Register version (70 FR 56196)
34-52460
Sept. 16, 2005
SR-Amex-2005-088
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ) Comments Due: Federal Register version (70 FR 55639)
34-52463
Sept. 16, 2005
SR-NYSE-2005-35
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Changes to Listed Company Manual Section 902.00 Regarding Listing Fees Comments Due: Rel. No. 34-52696 Federal Register version (70 FR 55933)
34-52458
Sept. 16, 2005
SR-NSCC-2005-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mutual Fund Commission Settlement Service Comments Due: Federal Register version (70 FR 56200)
34-52449
Sept. 15, 2005
SR-NASD-2005-107
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Enhancements to the Nasdaq Market Center Pegged Order Functionality Comments Due: Federal Register version (70 FR 55647)
34-52448
Sept. 15, 2005
SR-Phlx-2005-25
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Adoption of New Rules That Would Establish an Automated Opening System on the Exchange Comments Due: Rel. No. 34-52667
34-52445
Sept. 15, 2005
SR-NSCC-2005-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify, Consolidate, and Clarify Financial Responsibility and Operational Capability Rules Comments Due: Federal Register version (70 FR 55438)
34-52451
Sept. 15, 2005
SR-ISE-2005-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Primary Market Maker Obligations Comments Due: Federal Register version (70 FR 55642)
34-52428
Sept. 14, 2005
SR-Amex-2005-047
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Principal Acting as Agent (P/A) Orders Through the Linkage Comments Due: Rel. No. 34-52657 Federal Register version (70 FR 55186)
34-52429
Sept. 14, 2005
SR-BSE-2005-39
Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and Limitations on Sending of Multiple P/A Orders on the Boston Options Exchange Comments Due: Rel. No. 34-52657 Federal Register version (70 FR 55191)
34-52430
Sept. 14, 2005
SR-NASD-2004-162
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Establish Fee and Notice Requirements for Substitution Listing Events and to provide Additional Transparency for Changes Requiring a Record-keeping Fee Comments Due: Rel. No. 34-52712 Federal Register version (70 FR 55643)
34-52431
Sept. 14, 2005
SR-NASD-2005-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Changes to NASD Rule 3110 and IM-3110 Comments Due: Federal Register version (70 FR 55436)
34-52425
Sept. 14, 2005
SR-Phlx-2005-27
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Modification of the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary P/A Orders Under the Linkage Plan Comments Due: Rel. No. 34-52657 Federal Register version (70 FR 55443)
34-52427
Sept. 14, 2005
SR-PCX-2005-104
Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary Principal Acting as Agent Orders Pursuant to the Linkage Plan Comments Due: Rel. No. 34-52657 Federal Register version (70 FR 55201)
34-52436
Sept. 14, 2005
SR-PCX-2005-53
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. To Create a New Order Type-Passive Liquidity Orders-for Use in the ArcaEx Trading Facility of the PCX Comments Due: View Received Comments Rel. No. 34-54511 Federal Register version (70 FR 55441)
34-52435
Sept. 14, 2005
SR-NYSE-2005-62
Notice of Filing of Proposed Rule Change To Add Exchange Rule 123G Prohibiting Trade Shredding Comments Due: Rel. No. 34-52683 Federal Register version (70 FR 55440)
34-52410
Sept. 14, 2005
SR-ISE-2005-42
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Firm Customer Quote Size in the Linkage Plan Comments Due: Rel. No. 34-52657 Federal Register version (70 FR 55198)
34-52422
Sept. 14, 2005
SR-DTC-2005-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Insurance Program as Part of the Profile Modification System Feature of Its Direct Registration System Comments Due: Federal Register version (70 FR 55196)
34-52423
Sept. 14, 2005
SR-CBOE-2005-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry Comments Due: Federal Register version (70 FR 55194)
34-52424
Sept. 14, 2005
SR-CBOE-2005-68
Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size in the Linkage Plan Comments Due: Rel. No. 34-52657 Federal Register version (70 FR 55193)
34-52412
Sept. 13, 2005
SR-BSE-2005-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Transaction Fees and Tape a Revenue Sharing Program for Electronically Routed Cross Trades Comments Due: Federal Register version (70 FR 55189)
34-52401
Sept. 9, 2005
4-429
Notice of Filing of Joint Amendment No. 16 to the Intermarket Option Linkage Plan Relating to the Definition of Firm Customer Quote Size and Restrictions on Sending Certain Principal Acting as Agent Orders Comments Due: View Received Comments Federal Register version (70 FR 54781)
34-52396
Sept. 8, 2005
SR-NYSE-2005-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Deletion of Superseded Corporate Governance Standards (Sections 303.00, 303.01, and 303.02 of the Listed Company Manual) Comments Due: Federal Register version (70 FR 54430)
34-52394
Sept. 8, 2005
SR-NSCC-2005-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Interpretation of the Definition of "Insurance Company" Under Its Rules and Procedures Comments Due: Federal Register version (70 FR 54425)
34-52397
Sept. 8, 2005
SR-NSCC-2005-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Automated Customer Account Transfer Service Rules and Procedures Comments Due: Federal Register version (70 FR 54426)
34-52393
Sept. 8, 2005
SR-DTC-2005-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Scope and Update the Description of the Security Position Reports Service Comments Due: Federal Register version (70 FR 54598)
34-52398
Sept. 8, 2005
SR-CBOE-2005-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments Comments Due: Federal Register version (70 FR 54597)
34-52376A
Sept. 7, 2005
SR-NASD-2005-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Allow Members To Report Certain Trades in Exchange-Listed Securities Through the Execution Services of the Nasdaq Market Center Comments Due: Rel. No. 34-52376 Federal Register version (70 FR 54096)
34-52385
Sept. 7, 2005
SR-NASD-2005-082
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Clarify the Listing Standards Applicable to Companies in Bankruptcy Proceedings Comments Due: Rel. No. 34-52603 Federal Register version (70 FR 54096)
34-52390
Sept. 7, 2005
SR-PCX-2005-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers Comments Due: Federal Register version (70 FR 54431)
34-52381
Sept. 2, 2005
SR-CFE-2005-02
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Customer Margin Requirements for Security Futures Comments Due: Federal Register version (70 FR 53816)
34-52379
Sept. 2, 2005
SR-CHX-2005-23
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Assignment of Securities to Specialists Comments Due: Federal Register version (70 FR 53825)
34-52380
Sept. 2, 2005
SR-Phlx-2005-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Pilot Program on Dividend Spread and Merger Spread Fee Caps Until March 1, 2006 Comments Due: Federal Register version (70 FR 53828)
34-52376
Sept. 1, 2005
SR-NASD-2005-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Allow Members To Report Certain Trades in Exchange-Listed Securities Through the Execution Services of the Nasdaq Market Center Comments Due: Rel. No. 34-52376A Federal Register version (70 FR 53698)
34-52375
Sept. 1, 2005
SR-CHX-2005-21
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Requiring Its Participants To Provide Electronic Mail Addresses to the Exchange Comments Due: Rel. No. 34-52632 Federal Register version (70 FR 54424)
34-52373
Sept. 1, 2005
SR-PCX-2005-99
Notice of Filing and Immediate Approval of Proposed Rule Changes Relating to Direct Communication Between Parties and Arbitrators Comments Due: Federal Register version (70 FR 53407)
34-52374
Sept. 1, 2005
SR-CBOE-2005-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Pilot Programs Applicable to Fee Caps for Dividend Spread and Merger Spread Transactions Until March 1, 2006 Comments Due: Federal Register version (70 FR 53402)
34-52372
Aug. 31, 2005
SR-NASD-2005-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend on a Pilot Basis Rules Concerning Bond Mutual Fund Volatility Ratings Comments Due: Federal Register version (70 FR 53405)
34-52366
Aug. 31, 2005
SR-PCX-2005-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Applicable to Option Strategy Executions until March 1, 2006 Comments Due: Federal Register version (70 FR 53705)
34-52364
Aug. 31, 2005
SR-ISE-2005-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Price Improvement Mechanism Comments Due: Federal Register version (70 FR 53403)
34-52360
Aug. 30, 2005
SR-Amex-2004-76
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures Comments Due: Rel. No. 34-52592 Federal Register version (70 FR 53260)
34-52362
Aug. 30, 2005
SR-NYSE-2005-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Automating the Execution of Elected Stop Orders and CAP-DI Orders and Converted CAP-DI Orders Comments Due: View Received Comments Federal Register version (70 FR 53701)
34-52351
Aug. 26, 2005
SR-PCX-2005-92
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Complex Orders Comments Due: Federal Register version (70 FR 52462)
34-52343
Aug. 26, 2005
SR-NSCC-2005-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes to Insurance Processing Service and Revisions to Fee Schedule Comments Due: Federal Register version (70 FR 52461)
34-52334
Aug. 25, 2005
SR-Amex-2005-068
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27 Comments Due: Rel. No. 34-52646 Federal Register version (70 FR 52146)
34-52332
Aug. 24, 2005
SR-NASD-2005-094
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Classification of Arbitrators Pursuant to Rule 10308 of the NASD Code of Arbitration Comments Due: View Received Comments Rel. No. 34-54607 Federal Register version (70 FR 51395)
34-52330
Aug. 24, 2005
SR-ISE-2005-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes Comments Due: Federal Register version (70 FR 51855)
34-52325
Aug. 23, 2005
SR-Amex-2005-052
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff Into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings Comments Due: Rel. No. 34-52527 Federal Register version (70 FR 51392)
34-52326
Aug. 23, 2005
SR-CHX-2005-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities in Sub-Penny Increments Comments Due: Federal Register version (70 FR 51394)
34-52312
Aug. 22, 2005
SR-Amex-2005-063
Notice of Filing of Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options Comments Due: Rel. No. 34-52649 Federal Register version (70 FR 50431)
34-52315
Aug. 22, 2005
SR-PCX-2005-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers Comments Due: Federal Register version (70 FR 51105)
34-52314
Aug. 22, 2005
SR-NYSE-2005-43
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Amendments to NYSE Rule 607 Relating to the Classification of Arbitrators as Public or Industry Comments Due: View Received Comments Rel. No. 34-54407
34-52316
Aug. 22, 2005
SR-NYSE-2005-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Exchange Rule 629 ("Schedule of Fees") To Establish Processing Fees for Members, Member Organizations, and Allied Members That Are Parties to Arbitration Proceedings Comments Due: Federal Register version (70 FR 51102)
34-52313
Aug. 22, 2005
SR-CBOE-2005-41
Notice of Filing of Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options Comments Due: Rel. No. 34-52650 Federal Register version (70 FR 50433)
34-52308
Aug. 19, 2005
SR-NYSE-2004-73
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NYSE Rule 440A Relating to Telephone Solicitation Comments Due: Rel. No. 34-52579 Federal Register version (70 FR 49961)
34-52297
Aug. 18, 2005
SR-Amex-2005-080
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to Fees in Connection With Merger Spreads and Short Stock Interest Spreads Comments Due: Federal Register version (70 FR 49687)
34-52296
Aug. 18, 2005
SR-BSE-2005-30
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Removal of Unreliable Quotes From the Exchange's Calculation of the National Best Bid or Offer Comments Due: View Received Comments Order Rel. No. 34-52501 Federal Register version (70 FR 49689)
34-52295
Aug. 18, 2005
SR-CFE-2005-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by CBOE Futures Exchange, LLC Relating to Its Listing Standards for Security Futures Products Comments Due: Federal Register version (70 FR 49691)
34-52291
Aug. 18, 2005
SR-NASD-2005-011
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent In Its Periodic Reporting Obligations Comments Due: View Received Comments Rel. No. 34-52786 Federal Register version (70 FR 49701)
34-52303
Aug. 18, 2005
SR-NASD-2005-057
Notice of Filing of Proposed Rule Change Relating to Summary Orders in the Nasdaq Market Center Comments Due: Rel. No. 34-52526 Federal Register version (70 FR 49957)
