Comments on NASD Rulemaking

Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to NASD's Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities

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Date Received
Date Letter Type Commenter Name
Public Comment William A. Vance, President and Kimberly Unger, Executive Director, Security Traders Association of New York
Public Comment R. Cromwell Coulson, Chief Executive Officer, Pink Sheets LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-089
Release Number
34-52119
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