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Comments on NASD Rulemaking

Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to NASD’s Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities

(Release No. 34-52119; File No. SR-NASD-2005-089)


Sep. 19, 2005 William A. Vance, President and Kimberly Unger, Executive Director, Security Traders Association of New York
Aug. 26, 2005 R. Cromwell Coulson, Chief Executive Officer, Pink Sheets LLC

 

http://www.sec.gov/rules/sro/nasd/nasd2005089.shtml


Modified: 10/16/2014