Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change Relating to Motions to Decide Claims Before a Hearing on the Merits

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Date Received
Date Letter Type Commenter Name
Public Comment Richard M Layne, Attorney, Portland, Oregon
Public Comment Richard P. Ryder, Esquire, Editor, Securities Arbitration Commentator, Maplewood, New Jersey
Public Comment Howard Rosenfield, Esq., Law Offices of Howard M Rosenfield, Farmington, Connecticut
Public Comment Stuart Meissner Esq., The Law Offices of Stuart D. Meissner LLC, New York, New York
Public Comment Jenice L. Malecki, Esquire
Public Comment John Miller, Kansas City, Missouri
Public Comment James D. Keeney, James D. Keeney, P.A.
Public Comment Jorge A. Lopez, Esquire, Coral Gables, Florida
Public Comment Michael B. Lynch, Esq., Levin Papantonio Thomas Mitchell Echsner & Proctor P.A.
Public Comment Theodore M. Davis, Esq.
Public Comment Adam S. Doner, Palm Beach Gardens, Florida
Public Comment Brian N. Smiley, Gard Smiley Bishop & Porter LLP, Atlanta, Georgia
Public Comment Eliot Goldstein, Esq., Partner, Law Offices of Eliot Goldstein LLP, Cabin John, Maryland
Public Comment Frederick W. Rosenberg J.D., East Hanover, New Jersey
Public Comment Harry S. Miller, Burns & Levenson LLP
Public Comment Henry Simpson, Simpson Woolley McConachie, LLP
Public Comment Herbert E. Pounds, Jr., San Antonio, Texas
Public Comment Jonathan W. Evans, Esq., Jonathan W. Evans & Associates
Public Comment Kyle M. Kulzer, Esq., Alan L. Frank Law Associates, P.C.
Public Comment Leonard Steiner, Steiner & Libo, Professional Corporation
Public Comment Rob Bleecher, Esquire, Pecht & Associates, PC
Public Comment Robert Goehring, Attorney at Law
Public Comment Gail E. Boliver, Boliver Law Firm, Omaha, Nebraska
Public Comment Jan Graham, Graham Law Offices, Salt Lake City, Utah
Public Comment Jeffrey B. Kaplan, Esq., Attorney, Miami, Florida
Public Comment Jeffrey S. Kruske, Esq.
Public Comment Michael J. Willner, Miller Faucher and Cafferty LLP, Philadlephia, Pennsylvania
Public Comment Richard A. Lewins, Burg Simpson Eldredge Hersh & Jardine P.C., Dallas, Texas
Public Comment Sarah G. Anderson
Public Comment Scott R. Shewan, Born, Pape & Shewan LLP, Clovis, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2006-088
Release Number
334-54360
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