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Comments on NSCC Rulemaking

Notice of Filing of Proposed Rule Changes to Institute a Clearing Fund Premium Based Upon a Member’s Clearing Fund Requirement to Excess Regulatory Capital Ratio

(Release No. 34-52761; File Nos. SR-NSCC-2006-03, SR-FICC-2006-03)
Jul. 28, 2006 Cheryl T. Lambert, Managing Director, Risk Management, Depository Trust & Clearing Corporation
May 19, 2006 International Association of Small Broker-Dealers and Advisers
May 15, 2006 Richard Gill, Senior Vice President and Donald S. Galante, Senior Vice President, Man Securities Inc.

 

 

http://www.sec.gov/comments/sr-ficc-2006-03/ficc200603.shtml
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Modified: 09/15/2006