34-54652
Oct. 25, 2006
SR-Phlx-2006-34
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to U.S. Dollar-Settled Foreign Currency Options Comments Due: Rel. No. 34-54989 Federal Register version (71 FR 64597)
34-54649
Oct. 24, 2006
SR-NYSE-2006-88
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to NYSE Listed Company Manual Section 703.16 (Investment Company Units) Comments Due: Federal Register version (71 FR 63816)
34-54641
Oct. 23, 2006
SR-BSE-2006-45
Notice of Filing of Proposed Rule Change Relating to Correction of Erroneous Cross References Comments Due: Federal Register version (71 FR 63366)
34-54642
Oct. 23, 2006
SR-CHX-2006-30
Notice of Filing of Proposed Rule Change To Permit Routing From the Matching System to a Destination Selected by a Participant Comments Due: Rel. No. 34-54963 Federal Register version (71 FR 63372)
34-54638
Oct. 23, 2006
SR-NYSEArca-2006-58
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Regulatory Oversight Committee Comments Due: Rel. No. 34-54986 Federal Register version (71 FR 63059)
34-54640
Oct. 23, 2006
SR-CBOE-2006-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Appointment Costs of Certain Hybrid 2.0 Classes Comments Due: Federal Register version (71 FR 63370)
34-54643
Oct. 23, 2006
SR-CBOE-2006-73
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Certain of its Rules To Provide for the Listing and Trading of Options on the CBOE Russell 2000 Volatility Index sm Comments Due: Rel. No. 34-55425 Federal Register version (71 FR 63367)
34-54636
Oct. 20, 2006
SR-NYSEArca-2006-70
Notice of Filing of a Proposed Rule Change Relating to the Exchange's Generic Listing Standards for Index-Linked Securities Comments Due: Rel. No. 34-54869 Federal Register version (71 FR 63060)
34-54631
Oct. 20, 2006
SR-CBOE-2006-81
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Minor Rule Violations in Connection With Trade Reporting Comments Due: Rel. No. 34-54827 Federal Register version (71 FR 63057)
34-54629
Oct. 19, 2006
SR-Amex-2006-88
Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange's Generic Listing Standards for Index-Linked Securities Comments Due: Rel. No. 34-54844 Federal Register version (71 FR 63056)
34-54628
Oct. 19, 2006
SR-NYSEArca-2006-74
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Vanguard Emerging Markets Stock Index Fund Comments Due: Federal Register version (71 FR 62634)
34-54618
Oct. 18, 2006
SR-Amex-2006-98
Notice of Filing of Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions Comments Due: View Received Comments Rel. No. 34-55008 Federal Register version (71 FR 62492)
34-54625
Oct. 18, 2006
SR-Amex-2006-95
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Vanguard Emerging Markets Stock Index Fund Comments Due: Federal Register version (71 FR 62493)
34-54621
Oct. 18, 2006
SR-BSE-2006-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges Comments Due: Federal Register version (71 FR 62495)
34-54624
Oct. 18, 2006
SR-NYSE-2006-87
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 13 (Definitions of Orders) Comments Due: Federal Register version (71 FR 62499)
34-54619
Oct. 18, 2006
SR-FICC-2006-07
Notice of Filing of a Proposed Rule Change Relating To Providing Certain Reports to its Members Comments Due: Rel. No. 34-54957 Federal Register version (71 FR 62497)
34-54622
Oct. 18, 2006
SR-FICC-2006-13
Notice of Filing of a Proposed Rule Change Relating to the Federal Reserve's National Settlement Service Comments Due: Rel. No. 34-54821 Federal Register version (71 FR 62632)
34-54614
Oct. 17, 2006
SR-NASD-2006-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Brut Directed Cross Order Comments Due: Federal Register version (71 FR 62329)
34-54617
Oct. 17, 2006
SR-NASD-2006-118
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete Firm-Element Continuing Education To Qualify To Engage in a Security Futures Business Comments Due: Federal Register version (71 FR 62498)
34-54615
Oct. 17, 2006
SR-NYSE-2006-37
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Rule 86 (Automated Bond System) Comments Due: View Received Comments Rel. No. 34-55496 Federal Register version (71 FR 62338)
34-54616
Oct. 17, 2006
SR-NYSE-2006-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to NYSE Rule 472 and NASD Rule 2711 File Nos.: Comments Due: View Received Comments Federal Register version (71 FR 62331)
34-54613
Oct. 17, 2006
SR-NASDAQ-2006-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Operations of Its Recently-Approved "Single Book" Execution System Comments Due: Federal Register version (71 FR 62325)
34-54610
Oct. 16, 2006
SR-NYSE-2006-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pilot To Put Into Operation Certain Rule Changes Pending Before the Securities and Exchange Commission to Coincide With the Exchange's Implementation of Phase 3 of the NYSE HYBRID MARKETSM Comments Due: Federal Register version (71 FR 62142)
34-54611
Oct. 16, 2006
SR-NYSE-2006-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 13 ("Definitions of Orders ") To Clarify That an Immediate or Cancel Order Must Be Designated "Regulation NMS-compliant Immediate or Cancel" in Order To Be so Executed, and To Modify the Definition of an "At the Opening" or "At the Opening Only" Order To Ensure That It Complies With the Securities and Exchange Commission's Regulation NMS Comments Due: Federal Register version (71 FR 62143)
34-54603
Oct. 16, 2006
SR-ISE-2006-62
Notice of Filing of Proposed Rule Change To Implement a Pilot Program To Quote and To Trade Certain Options in Pennies Comments Due: View Received Comments Rel. No. 34-55161 Federal Register version (71 FR 62024)
34-54609
Oct. 16, 2006
SR-FICC-2006-11
Notice of Filing of a Proposed Rule Change Relating To Establishing New Reporting Processes To Support the Bilateral Comparison of Pool Details Associated With Specified Pool Trade Activity Comments Due: Rel. No. 34-54899 Federal Register version (71 FR 62324)
34-54598
Oct. 13, 2006
SR-NASDAQ-2006-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq Rule 4760 Relating to the Operation of the Nasdaq Crossing Network Comments Due: Federal Register version (71 FR 61815)
34-54601
Oct. 13, 2006
SR-NASDAQ-2006-037
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify NASDAQ Rules 3350 and 4755 Comments Due: Federal Register version (71 FR 61816)
34-54593
Oct. 12, 2006
SR-Amex-2006-97
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Electronic Access Fee Comments Due: Federal Register version (71 FR 61809)
34-54595
Oct. 12, 2006
SR-Amex-2006-78
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based On International or Global Indexes Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-54739 Federal Register version (71 FR 61811)
34-54591
Oct. 12, 2006
SR-NASD-2006-115
Notice of Filing of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction With the Boston Stock Exchange Comments Due: View Received Comments Rel. No. 34-54931 Federal Register version (71 FR 61519)
34-54590
Oct. 12, 2006
SR-NYSEArca-2006-73
Notice of Filing of Proposed Rule Change To Create a Penny Pilot Program for Options Trading Comments Due: View Received Comments Rel. No. 34-55156 Federal Register version (71 FR 61525)
34-54592
Oct. 12, 2006
SR-NYSE-2006-04
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NYSE Rule 116 ("Stop" Constitutes Guarantee) and NYSE Rule 123B (Exchange Automated Order Routing Systems) Comments Due: View Received Comments Rel. No. 34-55337 Federal Register version (71 FR 61524)
34-54594
Oct. 12, 2006
SR-NYSE-2006-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Addition of Real-Time Quotation Information to the NYSE OpenBookTM Comments Due: View Received Comments Federal Register version (71 FR 61819)
34-54588
Oct. 11, 2006
SR-CTA/CQ-2006-02
Notice of Filing and Immediate Effectiveness of the Tenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Seventh Substantive Amendment to the Restated Consolidated Quotation Comments Due: Federal Register version (71 FR 61517)
34-54589
Oct. 11, 2006
SR-ISE-2006-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (71 FR 61518)
34-54584
Oct. 6, 2006
SR-Amex-2006-57
Notice of Filing of a Proposed Rule Change Relating to Stop Orders for Exchange Traded Funds and Trust Issued Receipts Comments Due: Rel. No. 34-55006 Federal Register version (71 FR 61111)
34-54581
Oct. 6, 2006
SR-NASDAQ-2006-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Reporting Required When Nasdaq Lists the Security of an Affiliate Comments Due: Federal Register version (71 FR 60783)
34-54576
Oct. 5, 2006
SR-Phlx-2006-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Appeals From a Hearing Officer or Hearing Panel Decision Comments Due: Federal Register version (71 FR 61116)
34-54578
Oct. 5, 2006
SR-NYSE-2006-82
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to A Pilot Until 10/31/06 to Put Into Operation Certain Rule Changes Pending Before the Securities and Exchange Commission to Coincide With the Exchange's Implementation of Phase 3 of the NYSE HYBRID MARKETSM Comments Due: View Received Comments Federal Register version (71 FR 60216)
34-54579
Oct. 5, 2006
SR-NYSE-2006-30
Notice of Filing of Proposed Rule Change and Amendments No. 1 & 2 Thereto Relating to the Treasury Share Exception in NYSE Listed Company Manual Section 312.03, Section 312.04 and Section 703.01(A) Comments Due: View Received Comments Rel. No. 34-54999 Federal Register version (71 FR 60786)
34-54572
Oct. 4, 2006
SR-OCC-2006-12
Notice of Filing of a Proposed Rule Change Relating to an Escrow Program Fee To Be Charged to Escrow Banks Comments Due: Rel. No. 34-54880 , Rel. No. 34-54880 Federal Register version (71 FR 60599)
34-54569
Oct. 4, 2006
SR-NYSEArca-2006-64
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of the PowerShares DB G10 Currency Harvest Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (71 FR 60594)
34-54571
Oct. 4, 2006
SR-ISE-2006-56
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders Comments Due: Rel. No. 34-54751
34-54570
Oct. 4, 2006
SR-FICC-2006-12
Notice of Filing of a Proposed Rule Change Relating to Financial Responsibility, Operational Capability, Insolvency, and Ceasing To Act Comments Due: Rel. No. 34-54879 Federal Register version (71 FR 60591)
34-54565
Oct. 3, 2006
SR-Amex-2006-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stocksup (QQQQ) Comments Due: Federal Register version (71 FR 60201)
34-54562
Oct. 3, 2006
SR-NASD-2006-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Citation to Section 19 of the Securities Exchange Act in NASD Rule 9559 Comments Due: Federal Register version (71 FR 59845)
34-54566
Oct. 3, 2006
SR-NASD-2006-066
Notice of Filing of Proposed Rule Change To Allow Certain Institutional Customers To Elect Not To Receive Account Statements Comments Due: View Received Comments Rel. No. 34-54811 Federal Register version (71 FR 60784)
34-54563
Oct. 3, 2006
SR-CBOE-2006-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange and Regulatory Bulletin Annual Subscription Fee Comments Due: Federal Register version (71 FR 60203)
34-54558
Oct. 2, 2006
SR-NASD-2006-076
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Exempt All Securities Included in the Nasdaq-100 Index From the Price Test Set Forth in NASD Rule 5100 Comments Due: Rel. No. 34-54010 Federal Register version (71 FR 59573)
34-54555
Oct. 2, 2006
SR-Phlx-2006-60
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to NMS Linkage and Phlx's Covered Sale Fee Comments Due: Federal Register version (71 FR 59577)
34-54559
Oct. 2, 2006
SR-NYSE-2006-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 19 (Locking or Crossing Protected Quotations in NMS Stocks) Comments Due: Federal Register version (71 FR 60204)
34-54560
Oct. 2, 2006
SR-NYSE-2006-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 17 Comments Due: Federal Register version (71 FR 60206)
34-54561
Oct. 2, 2006
SR-ISE-2006-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Stock Exchange Fees Comments Due: Federal Register version (71 FR 59844)
34-54543
Sept. 29, 2006
SR-Amex-2006-92
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series Comments Due: Federal Register version (71 FR 59157)
34-54553
Sept. 29, 2006
SR-Amex-2006-91
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index Comments Due: Federal Register version (71 FR 59561)
34-54541
Sept. 29, 2006
SR-NYSEArca-2006-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series Comments Due: Federal Register version (71 FR 59576)
34-54549
Sept. 29, 2006
SR-NYSEArca-2006-59
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating To Adoption of Regulation NMS Comments Due: Federal Register version (71 FR 59179)
34-54540
Sept. 29, 2006
SR-ISE-2006-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series Comments Due: Federal Register version (71 FR 59171)
34-54542
Sept. 29, 2006
SR-ISE-2006-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending a Pilot Relating to Directed Orders Comments Due: Federal Register version (71 FR 59170)
34-54548
Sept. 29, 2006
SR-Amex-2006-85
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan File Nos.: Comments Due: Federal Register version (71 FR 59159)
34-54531
Sept. 28, 2006
SR-ISE-2006-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Block Order Mechanism Comments Due: Federal Register version (71 FR 58649)
34-54533
Sept. 28, 2006
SR-CBOE-2006-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include DXL Options on the Hybrid 2.0 Platform Comments Due: Federal Register version (71 FR 59169)
34-54522
Sept. 27, 2006
SR-CHX-2006-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Prohibiting a Participant Firm From Earning Credits When Its Exchange Bill Is More Than 30 Days Past Due Comments Due: Federal Register version (71 FR 58456)
34-54520
Sept. 27, 2006
SR-NYSE-2006-65
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Exchange Rules Governing Certain Definitions, Systemic Processing of Certain Orders, and the Implementation Schedule of the NYSE HYBRID MARKETSM Comments Due: View Received Comments Rel. No. 34-54820 Federal Register version (71 FR 57590)
34-54521
Sept. 27, 2006
SR-DTC-2006-11
Notice of Filing of Proposed Rule Change To Allow the Inventory Management System To Accept Real-Time and Late Affirmed Trades From Omgeo Comments Due: Rel. No. 34-54701 Federal Register version (71 FR 58457)
34-54505
Sept. 26, 2006
SR-BSE-2006-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Information Submitted to the Exchange Comments Due: Federal Register version (71 FR 58021)
34-54507
Sept. 26, 2006
SR-BSE-2006-36
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility Comments Due: Rel. No. 34-54733 Federal Register version (71 FR 58020)
34-54504
Sept. 26, 2006
SR-NYSE-2006-76
Notice of Filing of Proposed Rule Change Relating To Exchange Rule 104.10 ("Dealings by Specialists") Comments Due: View Received Comments Rel. No. 34-54860 Federal Register version (71 FR 57011)
34-54510
Sept. 26, 2006
4-518
Notice of Filing and Order Granting Temporary Effectiveness of Amendment To Plan Establishing Procedures Under Rule 605 of Regulation NMS Comments Due: Federal Register version (71 FR 58018)
34-54508
Sept. 26, 2006
SR-ISE-2006-44
Notice of Filing of a Proposed Rule Change to Expand the Broker Marketing Alliance To Include Non-Broker-Dealers With Regard to the Enhanced Sentiment Market Data Offering Comments Due: Rel. No. 34-54704 Federal Register version (71 FR 58459)
34-54496
Sept. 25, 2006
SR-NASD-2006-105
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Communications Concerning Investment Analysis Tools Comments Due: View Received Comments Federal Register version (71 FR 57587)
34-54498
Sept. 25, 2006
SR-NASD-2006-095
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for Non-NASD Member Subscribers to the New Nasdaq Workstation and Weblink ACT Comments Due: Federal Register version (71 FR 58029)
34-54499
Sept. 25, 2006
SR-NASD-2006-094
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT Comments Due: Federal Register version (71 FR 58030)
34-54493
Sept. 25, 2006
SR-NYSEArca-2006-46
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Generic Listing and Maintenance Standards for Broad-Based Index Options Comments Due: Federal Register version (71 FR 58036)
34-54500
Sept. 25, 2006
SR-NASDAQ-2006-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT Comments Due: Federal Register version (71 FR 58026)
34-54501
Sept. 25, 2006
SR-NASDAQ-2006-026
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Amended Regarding Pricing for Non-Members Using the New Nasdaq Workstation and Weblink ACT Comments Due: Federal Register version (71 FR 58027)
34-54488
Sept. 22, 2006
SR-SCCP-2006-02
Notice of Filing of a Proposed Rule Change Relating to the Definition of a Margin Member Comments Due: Rel. No. 34-54734 Federal Register version (71 FR 57598)
34-54486
Sept. 22, 2006
SR-Amex-2006-79
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To the Amendment to the Payment for Order Flow Plan To Include Supplemental Registered Options Traders Comments Due: Federal Register version (71 FR 57009)
34-54485
Sept. 22, 2006
SR-Phlx-2006-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending the Summary of Index Option and FXI Options Charges and the $60,000 "Firm Related" Equity Option and Index Option Cap Comments Due: Federal Register version (71 FR 57017)
34-54490
Sept. 22, 2006
SR-NYSEArca-2006-61
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Existing Rules for Investment Company Units Comments Due: Federal Register version (71 FR 58034)
34-54491
Sept. 22, 2006
SR-NYSE-2005-09
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 409 Regarding Statements of Accounts to Customers and Proposed New Rule 409A Regarding SIPC Disclosure Comments Due: Rel. No. 34-54904 Federal Register version (71 FR 58032)
34-54482
Sept. 22, 2006
SR-NSCC-2006-09
Notice of Filing of Proposed Rule Change To Allow Cash, Next Day, and Seller's Option Equity Trades To Be Processed in the Continuous Net Settlement System and To Modify the Clearing Fund Formula To Mitigate the Risk Associated With the Shorter Settlement Cycle of Cash and Next Day Settling Trades Comments Due: Rel. No. 34-54816 Federal Register version (71 FR 57588)
34-54479
Sept. 21, 2006
SR-NASD-2006-108
Notice of Filing of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction With the National Stock Exchange Comments Due: View Received Comments NSX Trade Reporting Facility LLC , Rel. No. 34-54715A , Rel. No. 34-54715 Federal Register version (71 FR 56573)
34-54480
Sept. 21, 2006
SR-NYSE-2006-72
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Amended, Relating to Exchange to Exchange Billing Under the Linkage Plan Comments Due: Federal Register version (71 FR 57596)
34-54476
Sept. 20, 2006
SR-BSE-2006-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Removing Its Short Sale Price Test Rule Comments Due: Federal Register version (71 FR 56569)
34-54473
Sept. 20, 2006
SR-NYSEArca-2006-60
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of iShares S&P Global Index Funds Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (71 FR 56204)
34-54477
Sept. 20, 2006
SR-NASDAQ-2006-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Practice of Using a Fifth Character Identifier With the Symbol of Foreign Securities Comments Due: Federal Register version (71 FR 56571)
34-54469
Sept. 19, 2006
SR-BSE-2006-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Previously Approved Rule Relating to Information Contained in a Directed Order Comments Due: Federal Register version (71 FR 56201)
34-54467
Sept. 18, 2006
SR-BSE-2006-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, To Re-Establish the Market Opening Pilot Program Comments Due: Federal Register version (71 FR 55530)
34-54319A
Sept. 18, 2006
SR-NASD-2006-060
Notice of Filing of Proposed Rule Change To Require Members To File Regulatory Notices With NASD Electronically Comments Due: View Received Comments Rel. No. 34-54654 , Rel. No. 34-54319 Federal Register version (71 FR 55537)
34-54464
Sept. 18, 2006
SR-OCC-2006-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reduced Discounted Clearing Fees Comments Due: Federal Register version (71 FR 56208)
34-54466
Sept. 18, 2006
SR-NYSEArca-2006-48
Notice of Filing of Proposed Rule Change To Amend NYSE Arca Equities, Inc.s Clearly Erroneous Executions Rule To Include an Appeal Fee for the Archipelago Exchange Comments Due: Rel. No. 34-54655 Federal Register version (71 FR 55537)
34-54465
Sept. 18, 2006
SR-CBOE-2006-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Marketing Fee Program Comments Due: Federal Register version (71 FR 55532)
34-54452
Sept. 15, 2006
SR-OC-2006-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Block Trades Comments Due: Federal Register version (71 FR 55540)
34-54454
Sept. 15, 2006
SR-OC-2006-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards of Security Futures Products Comments Due: Federal Register version (71 FR 55539)
34-54451
Sept. 15, 2006
SR-NASD-2006-104
Notice of Filing of Proposed Rule Change To Reflect Nasdaq's Complete Separation From NASD Upon the NASDAQ Stock Market LLC's Operation as a National Securities Exchange for Non-Nasdaq Exchange-Listed Securities Comments Due: Rel. No. 34-54798 Federal Register version (71 FR 55243)
34-54455
Sept. 15, 2006
SR-NASD-2006-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow for the Digital Recording of Arbitration Hearings Comments Due: View Received Comments Federal Register version (71 FR 55536)
34-54461
Sept. 15, 2006
SR-NASD-2006-106
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market/Limit-on-Open Orders Sent to the American Stock Exchange or New York Stock Exchange Comments Due: Federal Register version (71 FR 55817)
34-54462
Sept. 15, 2006
SR-NASD-2006-107
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Thru Orders for Nasdaq's INET Facility Comments Due: Federal Register version (71 FR 55816)
