34-55897
June 12, 2007
SR-ISE-2007-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-ISE Market Maker Fees Comments Due: Federal Register version (72 FR 33546)
34-55899
June 12, 2007
SR-ISE-2007-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registration of Representatives and Options Principals and Related Fee Changes Comments Due: Federal Register version (72 FR 33794)
34-55893
June 11, 2007
SR-NSX-2007-05
Notice of Filing of Proposed Rule Change To Modify Chapter VII of the Exchange's Rules Regarding Suspensions of an ETP Holder by Certain Exchange Officers Comments Due: Rel. No. 34-56113 Federal Register version (72 FR 33551)
34-55891
June 11, 2007
SR-Phlx-2007-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Payment for Order Flow Pilot Program Comments Due: Federal Register version (72 FR 33271)
34-55896
June 11, 2007
SR-NYSEArca-2007-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of Primary Sweep Orders Comments Due: Federal Register version (72 FR 33795)
34-55892
June 11, 2007
SR-NASDAQ-2007-043
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Remove Provisions Governing the Operation of the ACES Service Comments Due: Rel. No. 34-56237 Federal Register version (72 FR 33550)
34-55895
June 11, 2007
SR-ISE-2007-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow Fees Comments Due: Federal Register version (72 FR 33549)
34-55894
June 11, 2007
SR-CBOE-2007-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Interpretation to CBOE Rule 8.95 Comments Due: Federal Register version (72 FR 33547)
34-55880
June 8, 2007
SR-Amex-2007-49
Notice of Filing of Proposed Rule Change Relating to the Adoption of Market Data Fees for AMEX Real-Time Trade Price Service Comments Due: View Received Comments Federal Register version (72 FR 32929)
34-55879
June 8, 2007
SR-NASD-2007-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Technical Amendment to New NASD Rule 2342 (SIPC Information) Comments Due: Federal Register version (72 FR 32934)
34-55890
June 8, 2007
SR-NYSEArca-2007-37
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the Four Funds of StateShares, Inc. Comments Due: Federal Register version (72 FR 33264)
34-55881
June 8, 2007
SR-CBOE-2007-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange Comments Due: Federal Register version (72 FR 32933)
34-55882
June 8, 2007
SR-CBOE-2007-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE and CBSX Market Data Fees Comments Due: Federal Register version (72 FR 32931)
34-55873
June 7, 2007
SR-CBOE-2007-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program Comments Due: Federal Register version (72 FR 32690)
34-55865
June 6, 2007
SR-Amex-2007-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Backup Trading Arrangements Comments Due: Federal Register version (72 FR 32368)
34-55866
June 6, 2007
SR-NYSEArca-2007-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 14.3-References to Wave Securities, L.L.C. Comments Due: Federal Register version (72 FR 33263)
34-55870
June 6, 2007
SR-NASDAQ-2007-037
Notice of Filing of Proposed Rule Change To Modify Order Audit Trail System Rules To Provide an Exemption From Transmission Requirements for Proprietary Orders and Amendment No. 1 Thereto Comments Due: View Received Comments Rel. No. 34-56096 Federal Register version (72 FR 32692)
34-55871
June 6, 2007
SR-CBOE-2006-84
Notice of Filing of Amendment No. 5 to a Proposed Rule Change To List and Trade Credit Default Options; and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment Nos. 3, 4, and 5, and Designating Credit Default Options as Standardized Options Under Rule 9b-1 of the Securities Exchange Act of 1934 Comments Due: Rel. No. 34-55251 Federal Register version (72 FR 32372)
34-55860
June 5, 2007
SR-Phlx-2007-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Modification of Phlx Rule 185A Comments Due: Federal Register version (72 FR 32695)
34-55859
June 5, 2007
SR-NYSE-2006-28
Notice of Filing of Amendment No. 4 to Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2, 3, and 4 Relating to NYSE Rules 134 and 411 Comments Due: Rel. No. 34-55361 Federal Register version (72 FR 32386)
34-55861
June 5, 2007
SR-NASDAQ-2007-054
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the Shares of the iShares GSCI Commodity-Indexed Trust Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 32153)
34-55862
June 5, 2007
SR-NASDAQ-2007-053
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of the PowerShares DB Energy Fund, the PowerShares DB Oil Fund, the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, the PowerShares DB Silver Fund, the PowerShares DB Base Metals Fund, and the PowerShares DB Agriculture Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 32380)
34-55864
June 5, 2007
SR-ISE-2007-35
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Permanently Extend the Pilot Program for Preferenced Orders Comments Due: Federal Register version (72 FR 32378)
34-55852
June 4, 2007
SR-NYSE-2007-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rules 103A and 103B Comments Due: Federal Register version (72 FR 31868)
34-55854
June 4, 2007
SR-NASDAQ-2006-045
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Allow the Use of a Company's Web Site To Distribute an Annual Report and Meet Other Nasdaq Listing Requirements Comments Due: Rel. No. 34-56319 Federal Register version (72 FR 32384)
34-55851
June 4, 2007
SR-CBOE-2007-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in Imergent Inc. and Neurochem, Inc. Options Comments Due: Federal Register version (72 FR 31867)
34-55853
June 4, 2007
SR-CBOE-2007-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market-Maker Obligations Comments Due: Federal Register version (72 FR 32151)
34-55843
June 1, 2007
SR-Amex-2004-27
Notice of Filing of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to the Listing and Trading of Fixed Return Options Comments Due: Rel. No. 34-56251 Federal Register version (72 FR 31636)
34-55846
June 1, 2007
SR-NYSEArca-2007-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to an Increase in the Frequency of the Short Interest Reporting Requirements for Equity Trading Permit Holders and Options Trading Permit Holders Comments Due: Federal Register version (72 FR 32389)
34-55838
May 31, 2007
SR-NYSEArca-2007-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Pilot Program for Initial and Continued Financial Listing Standards for Common Stock Until November 30, 2007 Comments Due: Federal Register version (72 FR 31642)
34-55833
May 31, 2007
SR-ISE-2007-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Expiration of an ISE Stock Exchange Fee Waiver and the Granting of a Fee Waiver for Certain Other Transactions Comments Due: Federal Register version (72 FR 31358)
34-55836
May 31, 2007
SR-ISE-2007-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 31360)
34-55829
May 30, 2007
SR-DTC-2006-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify DTC's Fee Schedule Comments Due: Federal Register version (72 FR 31121)
34-55824
May 29, 2007
SR-Amex-2007-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Zone Requirements in AEMI Comments Due: Federal Register version (72 FR 31642)
34-55825
May 29, 2007
SR-Phlx-2007-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automated Sending of Linkage Principal Acting as Agent Orders Comments Due: Federal Register version (72 FR 30890)
34-55822
May 29, 2007
SR-NASDAQ-2007-022
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Change the Conflicts of Interest Rule Comments Due: Federal Register version (72 FR 31361)
34-55826
May 29, 2007
SR-CBOE-2007-47
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Permanent Approval of the Preferred Market Maker Program Comments Due: Federal Register version (72 FR 31357)
34-55819
May 25, 2007
SR-NASD-2007-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of NASD's Authority Under the Cease and Desist Pilot Program Comments Due: Federal Register version (72 FR 30895)
34-55817
May 25, 2007
SR-Phlx-2007-07
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Index Linked Securities Comments Due: Federal Register version (72 FR 30901)
34-55818
May 25, 2007
SR-NYSE-2007-48
Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to Rule 600 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR Comments Due: View Received Comments Rel. No. 34-56208 , Rel. No. 34-56015 Federal Register version (72 FR 30898)
34-55815
May 25, 2007
SR-NASDAQ-2007-027
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Generic Listing Standards for Portfolio Depositary Receipts and Index Fund Shares Comments Due: Federal Register version (72 FR 30652)
34-55816
May 25, 2007
SR-DTC-2006-16
Notice of Filing of Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents Comments Due: View Received Comments Rel. Nos. 34-57959 , and 34-57362 , 34-60196 Federal Register version (72 FR 30648)
34-55810
May 24, 2007
SR-NASD-2007-034
Notice of Filing of Proposed Rule Change Creating NASD Rule 1160 (Firm Contact Information) Regarding the Reporting and Annual Review of Designated Contact Information to NASD Comments Due: View Received Comments Rel. No. 34-56179 Federal Register version (72 FR 30404)
34-55806
May 23, 2007
SR-NASD-2007-028
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Order Audit Trail System Comments Due: Rel. No. 34-56003 Federal Register version (72 FR 30406)
34-55807
May 23, 2007
SR-NSX-2007-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Liquidity Provider Rebate Program for Transactions Executed Through NSX BLADE in Which the Order Delivery Mode of Interaction Has Been Selected Comments Due: Federal Register version (72 FR 30409)
34-55803
May 23, 2007
SR-Phlx-2007-37
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Extension of a Pilot Concerning the Exchange's Directed Order Program Comments Due: Federal Register version (72 FR 30413)
34-55804
May 23, 2007
SR-NYSE-2007-21
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 92 (Limitations on Members' Trading Because of Customers' Orders) Comments Due: View Received Comments Rel. No. 34-56071 Federal Register version (72 FR 30410)
34-55808
May 23, 2007
SR-ISE-2007-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment of the International Securities Exchange Holdings, Inc. Certificate of Incorporation and Bylaws Comments Due: Federal Register version (72 FR 30893)
34-55809
May 23, 2007
SR-ISE-2007-34
Notice of Filing of a Proposed Rule Change Relating to an Amendment to the International Securities Exchange, LLC Constitution and Amended and Restated LLC Agreement Comments Due: Rel. No. 34-56211 Federal Register version (72 FR 30894)
34-55794
May 22, 2007
SR-Amex-2007-45
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Generic Listing Standards for Index-Linked Securities and Adopt New Generic Listing Standards for Commodity-Linked Securities and Currency-Linked Securities Comments Due: Federal Register version (72 FR 29558)
34-55788
May 21, 2007
SR-OCC-2006-19
Notice of Filing of a Proposed Rule Change Relating to Close-Out Netting Procedures Comments Due: View Received Comments Rel. No. 34-56069 , Rel. No. 34-56069 Federal Register version (72 FR 29569)
34-55789
May 21, 2007
SR-NYSEArca-2007-34
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker Comments Due: Rel. No. 34-56001 Federal Register version (72 FR 29568)
34-55784
May 18, 2007
SR-ISE-2007-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Delivery Comments Due: Federal Register version (72 FR 29189)
34-55783
May 17, 2007
SR-NYSEArca-2007-36
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish Generic Listing Standards for Exchange-Traded Funds Based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended Comments Due: Federal Register version (72 FR 29194)
34-55780
May 17, 2007
SR-NYSE-2007-37
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Investment Company Units Based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended Comments Due: Federal Register version (72 FR 29022)
34-55781
May 17, 2007
SR-NASDAQ-2007-052
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to the Trade Units of the United States Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 29191)
34-55773
May 16, 2007
SR-BSE-2007-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Odd-lot and Mixed-lot Orders To Be Sent To the Boston Equities Exchange Comments Due: Federal Register version (72 FR 29020)
34-55774
May 16, 2007
SR-BSE-2007-09
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Appointment of Market Makers Comments Due: Rel. No. 34-55950 Federal Register version (72 FR 29019)
34-55775
May 16, 2007
SR-NYSEArca-2007-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Closing Auctions for Securities Similar to Exchange-Traded Funds Comments Due: Federal Register version (72 FR 29027)
34-55772
May 16, 2007
SR-CBOE-2007-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a "Holdback Timer" Comments Due: Federal Register version (72 FR 28732)
34-55762
May 15, 2007
SR-Amex-2007-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Method By Which Specialists on the Exchange Execute Odd-Lot Market Orders Under Rule 205-AEMI Comments Due: Federal Register version (72 FR 28529)
34-55759
May 15, 2007
SR-NASD-2007-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASD's Exemptive Authority Relating to Regulation NMS Trade Reporting Requirements Comments Due: Federal Register version (72 FR 28741)
34-55765
May 15, 2007
SR-NASD-2006-044
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Interpretive Material to NASD Rule 3060 To Require Members To Adopt Policies and Procedures Addressing Business Entertainment Comments Due: View Received Comments Federal Register version (72 FR 28743)
34-55766
May 15, 2007
SR-NYSE-2006-06
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Rule 350A ("Business Entertainment") Concerning Policies and Procedures Addressing Business Entertainment Comments Due: View Received Comments Federal Register version (72 FR 28534)
34-55768
May 15, 2007
SR-NYSE-2007-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 13 (Definitions of Orders) To Establish the New Order Type Called Do Not Ship Comments Due: Federal Register version (72 FR 28532)
34-55770
May 15, 2007
SR-NSCC-2007-05
Stainless Steel Bar from Germany; Preliminary Results of the Sunset Review of Antidumping Duty Order Comments Due: Federal Register version (72 FR 31660)
34-55760
May 15, 2007
SR-NASDAQ-2007-046
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Three iPath Exchange-Traded Notes Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 28736)
34-55761
May 15, 2007
SR-NASDAQ-2007-045
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Trade the United States Oil Fund, LP Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 28739)
34-55767
May 15, 2007
SR-NASDAQ-2007-051
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the PowerShares DB Commodity Index Tracking Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 28733)
34-55756
May 14, 2007
SR-Amex-2007-42
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Amending the Required Number of Letters of Reference an Applicant Must Provide Comments Due: Rel. No. 34-55923 Federal Register version (72 FR 28089)
34-55758
May 14, 2007
SR-CBOE-2007-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund Comments Due: Federal Register version (72 FR 28090)
34-55745
May 11, 2007
SR-NASD-2007-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Obligations for Transactions in Foreign Equity Securities Comments Due: View Received Comments Federal Register version (72 FR 27891)
34-55751
May 11, 2007
SR-ISE-2007-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Conforming Certain Rules With Comparable NASD Rules Comments Due: Federal Register version (72 FR 27884)
34-55746
May 11, 2007
SR-CBOE-2007-49
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Certain iShares MSCI International Index Funds Pursuant to UTP Comments Due: Federal Register version (72 FR 27879)
34-55750
May 11, 2007
SR-CBOE-2007-46
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the SPDR DJ Global Titans ETF Pursuant to UTP Comments Due: Federal Register version (72 FR 27876)
34-55752
May 11, 2007
SR-CBOE-2007-44
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the streetTRACKS Gold Shares Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 27868)
34-55733
May 10, 2007
SR-Amex-2007-34
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Section 107 of the Company Guide Comments Due: Federal Register version (72 FR 27602)
34-55741
May 10, 2007
SR-CME-2007-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products Comments Due: Federal Register version (72 FR 27881)
34-55737
May 10, 2007
SR-NASD-2006-124
Notice of Filing of Amendment Nos. 1 and 2 to, and Order Granting Accelerated Approval of, a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Require the Provision of Certain Information About the Securities Investor Protection Corporation to Customers Comments Due: View Received Comments Rel. No. 34-54871 Federal Register version (72 FR 27606)
34-55742
May 10, 2007
SR-NYSE-2007-19
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendment No. 1 Relating to the Waiver of Certain Listing Fees Comments Due: Rel. No. 34-55421 Federal Register version (72 FR 27893)
34-55739
May 10, 2007
SR-NASDAQ-2007-049
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the PowerShares DB G10 Currency Harvest Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 27885)
34-55740
May 10, 2007
SR-NASDAQ-2007-048
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Claymore MACROshares Oil Up Tradeable Shares and Claymore MACROshares Oil Down Tradeable Shares Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 27889)
34-55734
May 10, 2007
SR-ISE-2007-22
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Split Prices Comments Due: Federal Register version (72 FR 27604)
34-55736
May 10, 2007
SR-CBOE-2007-37
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 to Trade the iShares MSCI Index Funds and the S&P Europe 350 Index Fund Pursuant to UTP Comments Due: Federal Register version (72 FR 27871)
34-55747
May 10, 2007
SR-CBOE-2007-48
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares MSCI Canada Index Fund Pursuant to UTP Comments Due: Federal Register version (72 FR 27874)
34-55732
May 9, 2007
SR-NFA-2007-02
Notice of Filing and Immediate Effectiveness of a Proposed Interpretive Notice to Compliance Rule 2-4 Regarding Disclosure Guidelines for FCMs Offering Sweep Accounts Comments Due: Federal Register version (72 FR 27608)
34-55729
May 9, 2007
SR-Phlx-2007-26
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to Price Improved Linkage P/A Orders Comments Due: Rel. No. 34-55910 Federal Register version (72 FR 27347)
34-55723
May 8, 2007
SR-NYSEArca-2007-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 6.80 Governing Accommodation Transactions (Cabinet Trades) Comments Due: Federal Register version (72 FR 27164)
34-55722
May 8, 2007
SR-ISE-2007-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Market Data Revenue Rebates Comments Due: Federal Register version (72 FR 27159)
34-55724
May 8, 2007
SR-CBOE-2007-39
Notice of Filing of Proposed Rule Change Regarding Penny Price Improvement Comments Due: View Received Comments Rel. No. 34-57716 Federal Register version (72 FR 27156)
34-55714
May 7, 2007
SR-Amex-2007-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a One-Year Extension of the $1 Strike Price Pilot Program Comments Due: Federal Register version (72 FR 26853)
34-55719
May 7, 2007
SR-Amex-2006-17
Notice of Filing of Amendment Nos. 3 and 4 Relating to Procedures for At-Risk Cross Transactions Comments Due: Rel. No. 34-55875 , Rel. No. 34-55068 Federal Register version (72 FR 27155)
34-55717
May 7, 2007
SR-NASD-2007-029
Notice of Filing of Proposed Rule Change Relating to Access Fee Display Requirements for the OTCBB Comments Due: View Received Comments Federal Register version (72 FR 26856)
34-55718
May 7, 2007
SR-NYSEArca-2007-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the $1 Strike Pilot Program for an Additional Year Comments Due: Federal Register version (72 FR 27346)
34-55720
May 7, 2007
SR-NYSEArca-2007-22
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing and Annual Fees for Derivative Securities Products and Closed-End Funds Comments Due: Rel. No. 34-55917 Federal Register version (72 FR 27160)
34-55721
May 7, 2007
SR-NASDAQ-2007-047
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Opening and Closing Cross for Securities Listed on the NYSE, Amex, and Regional Exchanges Comments Due: Federal Register version (72 FR 27344)
34-55715
May 7, 2007
SR-ISE-2007-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program That Allows the Listing of Strike Prices at One-Point Intervals for Stocks Trading Under $20 Comments Due: Federal Register version (72 FR 26854)
34-55710
May 4, 2007
SR-NFA-2007-03
Notice of Filing and Immediate Effectiveness of Proposed Amendments to Compliance Rule 2-9 (Supervision) and the Interpretive Notice Regarding Compliance Rule 2-9 (Enhanced Supervisory Requirements) Comments Due: Federal Register version (72 FR 26858)
34-55705
May 4, 2007
SR-CHX-2007-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, Relating to Participant Fees and Credits Comments Due: Federal Register version (72 FR 26660)
34-55709
May 4, 2007
SR-OCC-2007-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to OCC's Clearing Fee Schedule Comments Due: Federal Register version (72 FR 26669)
