Comments on NYSE Rulemaking

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Rule 350A ("Business Entertainment") Concerning Policies and Procedures Addressing Business Entertainment

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Date Received
Date Letter Type Commenter Name
Public Comment John Ramsay, Managing Director, Citigroup Global Markets Inc.
Public Comment Sarah A. Miller, General Counsel, ABA Securities Association
Public Comment Board of Directors, National Association of Independent Broker-Dealers
Public Comment Douglas G. Preston, Senior Vice President, Head of Regulatory Affairs, Bank of America Corporation, New York, New York
Public Comment Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association
Public Comment Jane G. Heinrichs, Associate Counsel, Investment Company Institute

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2006-06
Release Number
34-55766
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