34-56085
July 17, 2007
SR-NYSE-2007-09
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to Rule 18 (Compensation in Relation to System Failure) Comments Due: View Received Comments Rel. No. 34-55555 Federal Register version (72 FR 40348)
34-56076
July 16, 2007
SR-Phlx-2007-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority of Synthetic Option Orders in Open Outcry Comments Due: Federal Register version (72 FR 39873)
34-56067
July 13, 2007
SR-NSX-2007-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE Comments Due: Federal Register version (72 FR 39650)
34-56064
July 13, 2007
SR-CHX-2006-42
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modify Provisions Relating to Cross With Yield Orders Comments Due: Rel. No. 34-56291 Federal Register version (72 FR 39865)
34-56070
July 13, 2007
SR-NYSEArca-2007-60
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Arca Equities Rule 12 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR Comments Due: Rel. No. 34-56259 Federal Register version (72 FR 40188)
34-56071
July 13, 2007
SR-NYSE-2007-21
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Rule 12 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR Comments Due: View Received Comments Rel. No. 34-56258 Federal Register version (72 FR 40184)
34-56071
July 13, 2007
SR-NYSEArca-2007-59
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Rule 12 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR Comments Due: Rel. No. 34-56258 Federal Register version (72 FR 40184)
34-56072
July 13, 2007
SR-NYSEArca-2007-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known As the Mid-Point Passive Liquidity Order Comments Due: Federal Register version (72 FR 39867)
34-56073
July 13, 2007
SR-NYSEArca-2007-53
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on Commodity Pool Units Comments Due: Federal Register version (72 FR 39654)
34-56065
July 13, 2007
SR-NYSE-2007-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Charge Member Organizations a Routing Fee for Orders Routed to Other Markets for Execution Comments Due: Federal Register version (72 FR 39651)
34-56068
July 13, 2007
SR-NASDAQ-2007-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Partial Trading Days From the Calculation of a Member's Average Daily Volume Comments Due: Federal Register version (72 FR 39866)
34-56051
July 12, 2007
SR-BSE-2007-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund Option Pilot Program Until January 18, 2008 Comments Due: Federal Register version (72 FR 39469)
34-56056
July 12, 2007
SR-BSE-2007-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rules of the Boston Options Exchange Related to Obvious Errors Comments Due: Federal Register version (72 FR 39471)
34-56054
July 12, 2007
SR-NYSEArca-2007-52
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges Comments Due: Federal Register version (72 FR 39474)
34-56057
July 12, 2007
SR-NYSEArca-2006-82
Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rules 2.16 and 4.5 Relating to Certain ETP Holder Administrative Procedures Comments Due: Rel. No. 34-57136 Federal Register version (72 FR 39477)
34-56058
July 12, 2007
SR-NYSEArca-2006-83
Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Rules 2.17 and 4.5 Relating to Certain OTP Holder and OTP Firm Administrative Procedures Comments Due: Rel. No. 34-57135 Federal Register version (72 FR 39476)
34-56055
July 12, 2007
SR-ISE-2007-52
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Waivers Comments Due: Federal Register version (72 FR 39648)
34-56046
July 11, 2007
SR-Amex-2007-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program Comments Due: Federal Register version (72 FR 39105)
34-56049
July 11, 2007
SR-Phlx-2007-20
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities Comments Due: Federal Register version (72 FR 39121)
34-56041
July 11, 2007
SR-NYSEArca-2007-43
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Shares of the iShares COMEX Gold Trust Comments Due: Federal Register version (72 FR 39114)
34-56042
July 11, 2007
SR-NYSEArca-2007-45
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Units of the United States Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 39118)
34-56048
July 11, 2007
SR-NYSEArca-2007-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the One Week Option Series Pilot Program Comments Due: Federal Register version (72 FR 39653)
34-56044
July 11, 2007
SR-NASDAQ-2007-024
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Provide Additional Transparency To How Nasdaq Applies Its Public Interest Authority Comments Due: Rel. No. 34-56294 Federal Register version (72 FR 39108)
34-56047
July 11, 2007
SR-ISE-2007-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program Comments Due: Federal Register version (72 FR 39106)
34-56050
July 11, 2007
SR-CBOE-2007-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program Comments Due: Federal Register version (72 FR 39472)
34-56039
July 10, 2007
SR-NASD-2007-021
Notice of Filing of Proposed Rule Change To Amend the Definition of Public Arbitrator Comments Due: View Received Comments Rel. No. 34-57492 Federal Register version (72 FR 39110)
34-56034, IS-1304
July 10, 2007
SR-Phlx-2007-34
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled Foreign Currency Options Comments Due: Federal Register version (72 FR 38853)
34-56034, IS-1304
July 10, 2007
SR-Phlx-2007-34
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled Foreign Currency Options Comments Due: Federal Register version (72 FR 38853)
34-56040
July 10, 2007
SR-NYSEArca-2007-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program for a Two-Week Period Comments Due: Federal Register version (72 FR 39112)
34-56037
July 10, 2007
4-534
American Stock Exchange LLC, New York Stock Exchange LLC, and NYSE Arca, Inc. and Chicago Stock Exchange, Inc., The Nasdaq Stock Market, Inc., National Association of Securities Dealers, Inc., National Stock Exchange, Inc., and Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed National Market System Plans for the Selection and Reservation of Securities Symbols Comments Due: Federal Register version (72 FR 39096)
34-56035
July 10, 2007
SR-CBOE-2007-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Quarterly Options Series Pilot Program Comments Due: Federal Register version (72 FR 38851)
34-56036
July 10, 2007
SR-CBOE-2007-41
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Codify Pre-Existing Practices and To Amend and Supplement Rule 24.9 Comments Due: Rel. No. 34-56287 Federal Register version (72 FR 38850)
34-56032
July 9, 2007
SR-Amex-2007-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program Comments Due: Federal Register version (72 FR 38634)
34-56029
July 9, 2007
SR-NASD-2007-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Customer and the Industry Codes of Arbitration Procedure To Clarify NASD's Jurisdiction Concerning Members of Other Self-Regulatory Organizations Comments Due: Federal Register version (72 FR 38641)
34-56030
July 9, 2007
SR-Phlx-2007-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program Comments Due: Federal Register version (72 FR 38645)
34-56031
July 9, 2007
SR-ISE-2007-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program Comments Due: Federal Register version (72 FR 38637)
34-56021
July 6, 2007
SR-NYSEArca-2007-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares Russell 2000 Index Fund Comments Due: Federal Register version (72 FR 38115)
34-56024
July 6, 2007
SR-NYSE-2007-61
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 97, Limitation on Members' Trading Because of Block Positioning Comments Due: Federal Register version (72 FR 38643)
34-56020
July 6, 2007
SR-ISE-2007-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Position and Exercise Limits for Options on the iShares Russell 2000 Index Fund Comments Due: Federal Register version (72 FR 38109)
34-56026
July 6, 2007
SR-CBOE-2007-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees Comments Due: Federal Register version (72 FR 38636)
34-56014
July 5, 2007
SR-BSE-2007-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange Comments Due: Federal Register version (72 FR 38104)
34-56015
July 5, 2007
SR-NYSE-2007-48
Notice of Filing of Proposed Rule Change and Amendment No.1 Thereto Relating to Proposed Amendments to Rule 600 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR Comments Due: View Received Comments Rel. No. 34-56208 , Rel. No. 34-55818 Federal Register version (72 FR 37811)
34-56016
July 5, 2007
SR-CBOE-2007-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Interpretation to CBOE Rule 3.19 Regarding Temporary Membership Status Pending Final Commission Action on a Pending Rule Interpretation Concerning Exercise Right Eligibility Comments Due: View Received Comments Federal Register version (72 FR 38106)
34-56007
July 3, 2007
SR-NASD-2007-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow NASD Members To Use the NASD/Nasdaq Trade Reporting Facility To Process Transaction Fees Charged by One Member to Another Member Comments Due: Federal Register version (72 FR 37807)
34-56008
July 3, 2007
SR-NSX-2007-07
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify a Rule Relating to Market Data Revenue Credits for Transactions Executed Through NSX BLADE Comments Due: Federal Register version (72 FR 37809)
34-56005
July 3, 2007
SR-ISE-2007-49
Notice of Filing of Proposed Rule Change Relating to Fee Changes on a Retroactive Basis Comments Due: Rel. No. 34-56240 Federal Register version (72 FR 37555)
34-56009
July 3, 2007
SR-ISE-2007-51
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 37805)
34-56002
July 2, 2007
SR-Amex-2007-55
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Options SROT Fee Rebate Program Comments Due: Federal Register version (72 FR 37548)
34-55999
July 2, 2007
SR-BSE-2007-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange Comments Due: Federal Register version (72 FR 37549)
34-56004
July 2, 2007
SR-NASD-2004-130
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Relating to Amendments to Rule 2320(g) (Three Quote Rule) and Corresponding Recordkeeping Requirements under Rule 3110(b) Comments Due: View Received Comments Rel. No. 34-54650 Federal Register version (72 FR 37285)
34-56000
July 2, 2007
SR-CBOE-2007-73
Notice of Filing of Proposed Rule Change To Assess, on a Retroactive Basis, Certain CBOE and CBSX Market Data Fees Comments Due: Rel. No. 34-56231 Federal Register version (72 FR 37554)
34-55981
June 29, 2007
SR-Amex-2007-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists in Exchange-Traded Funds From Charging Commissions on Transactions in Their Specialty Securities Comments Due: Federal Register version (72 FR 36743)
34-55983
June 29, 2007
SR-Amex-2007-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Charged to Member Organizations for Transactions in Exchange-Traded Funds and To Implement a Revenue Sharing Program for Specialists in Exchange-Traded Funds Comments Due: Federal Register version (72 FR 37059)
34-55986
June 29, 2007
SR-Amex-2007-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Charged to Member Organizations for Transactions in Equity Securities Comments Due: Federal Register version (72 FR 37061)
34-55993
June 29, 2007
SR-Phlx-2007-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent a Pilot Program Relating to Split Price Priority in Open Outcry Comments Due: Federal Register version (72 FR 37301)
34-55985
June 29, 2007
SR-NYSEArca-2007-47
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE EPRA/NAREIT Asia Index Fund Comments Due: Federal Register version (72 FR 37291)
34-55995
June 29, 2007
SR-NYSE-2007-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6) Comments Due: Federal Register version (72 FR 37288)
34-55992
June 29, 2007
SR-NYSE-2007-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months Comments Due: Federal Register version (72 FR 37289)
34-55994
June 29, 2007
SR-ISE-2007-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Cancellation Fees Comments Due: View Received Comments Federal Register version (72 FR 37284)
34-55984
June 29, 2007
SR-CBOE-2007-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Administrative CBOE Billing Rule Comments Due: Federal Register version (72 FR 37282)
34-55972
June 28, 2007
SR-Phlx-2007-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Automating the Rebate Request Process for Dividend, Merger and Short Stock Interest Strategies Comments Due: Federal Register version (72 FR 37069)
34-55974
June 28, 2007
SR-NYSE-2007-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude Interest Expense on Financial Instruments Classified Under GAAP as Liabilities From the Exchange's Earnings Standard Comments Due: Federal Register version (72 FR 37067)
34-55979
June 28, 2007
SR-NASDAQ-2007-055
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center Comments Due: Federal Register version (72 FR 37065)
34-55973
June 28, 2007
SR-ISE-2007-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to a Fee Reduction and Fee Cap in Options on IWM Comments Due: Federal Register version (72 FR 37063)
34-55975
June 28, 2007
SR-ISE-2007-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 37064)
34-55971
June 28, 2007
SR-CBOE-2007-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Its Open Outcry Allocation Rules Comments Due: Federal Register version (72 FR 36744)
34-55977
June 28, 2007
SR-CBOE-2007-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange Comments Due: Federal Register version (72 FR 37062)
34-55964
June 26, 2007
SR-OC-2007-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Nullification Policy for Error Trades and Mistrades Comments Due: Federal Register version (72 FR 36091)
34-55963
June 26, 2007
SR-Amex-2007-38
Notice of Filing of Proposed Rule Change Amending Preferred Stock Voting Rights Comments Due: Rel. No. 34-56193 Federal Register version (72 FR 36081)
34-55962
June 26, 2007
SR-NASD-2007-040
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Reports for Previously Executed Trades Comments Due: Federal Register version (72 FR 36536)
34-55958
June 26, 2007
SR-Phlx-2007-45
Notice of Filing of Proposed Rule Change Relating To Establish New Procedures To Be Followed When Trading Halts on the Primary Market for the Underlying Security Comments Due: Rel. No. 34-56198 Federal Register version (72 FR 36538)
34-55957
June 26, 2007
SR-MSRB-2007-01
Notice of Filing of Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations Comments Due: Rel. No. 34-56202 Federal Register version (72 FR 36532)
34-55959
June 26, 2007
SR-ISE-2007-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 36083)
34-55960
June 26, 2007
SR-ISE-2007-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PrecISE Fees Comments Due: Federal Register version (72 FR 36531)
34-55961
June 26, 2007
SR-ISE-2007-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 36530)
34-55949
June 25, 2007
SR-Amex-2007-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Method by Which Specialists Execute Odd-Lot Market Orders in Rule 205-AEMI Comments Due: Federal Register version (72 FR 36078)
34-55955
June 25, 2007
SR-Amex-2007-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the ishares MSCI Emerging Markets Index Comments Due: Federal Register version (72 FR 36079)
34-55951
June 25, 2007
SR-Phlx-2007-35
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options on Commodity Pool ETFs Comments Due: Federal Register version (72 FR 37298)
34-55953
June 25, 2007
SR-NYSE-2007-46
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the HealthSharesTM Comments Due: Federal Register version (72 FR 36084)
34-55945
June 22, 2007
SR-BSE-2007-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Section 5 (Obligations of Market Makers) of Chapter VI of the Rules of the Boston Options Exchange for Clarification Purposes Regarding the Guaranteed Directed Order Comments Due: Federal Register version (72 FR 35735)
34-55939
June 21, 2007
SR-OCC-2007-06
Notice of Filing of a Proposed Rule Change Relating to Credit Default Basket Options Comments Due: Rel. No. 34-56288 , Rel. No. 34-56288 Federal Register version (72 FR 35291)
34-55937
June 21, 2007
SR-NASDAQ-2007-001
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 2 to Amend Nasdaq's "Clearly Erroneous" Rule Comments Due: View Received Comments Rel. No. 34-57826 Federal Register version (72 FR 35279)
34-55936
June 21, 2007
SR-ISE-2007-32
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating To Removing Certain Rules From Its Rulebook Comments Due: Rel. No. 34-56225 Federal Register version (72 FR 35276)
34-55941
June 21, 2007
SR-ISE-2007-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to API Fees Comments Due: Federal Register version (72 FR 35535)
34-55940
June 21, 2007
SR-DTC-2007-04
Notice of Filing of a Proposed Rule Change Relating to a Policy Statement on the Eligibility of Foreign Securities Comments Due: View Received Comments Rel. No. 34-56277 Federal Register version (72 FR 35532)
34-55938
June 21, 2007
SR-CBOE-2007-26
Notice of Filing of a Proposed Rule Change, and Amendment No. 3 Thereto, to List and Trade Credit Default Basket Options Comments Due: Rel. No. 34-56275 Federal Register version (72 FR 35523)
34-55925
June 20, 2007
SR-Amex-2007-44
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Section 107D of the Company Guide Comments Due: Federal Register version (72 FR 35271)
34-55932
June 20, 2007
SR-NYSEArca-2007-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Position and Exercise Limits for Options on the KBW Bank Index Comments Due: Federal Register version (72 FR 35288)
34-55926
June 20, 2007
SR-CBOE-2007-61
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund (IWM) Option Pilot Program Until January 18, 2008 Comments Due: Federal Register version (72 FR 35275)
34-55927
June 20, 2007
SR-CBOE-2007-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Fees for Electronically Executed Broker-Dealer Orders in IWM and QQQQ Options Comments Due: Federal Register version (72 FR 35273)
34-55924
June 19, 2007
SR-NASDAQ-2007-050
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Modify the Minimum Shareholder Requirement for Initial Listing on the Nasdaq Global Select Market Comments Due: Federal Register version (72 FR 35278)
34-55918
June 18, 2007
SR-CBOE-2007-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange Comments Due: Federal Register version (72 FR 34498)
34-55919
June 18, 2007
SR-CBOE-2007-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the CBOE's Rules Related to Credit Default Options Comments Due: Federal Register version (72 FR 34495)
34-55916
June 15, 2007
SR-NASD-2007-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules To Extend the Closing Time of the NASD/NYSE Trade Reporting Facility to 8 p.m. Comments Due: Federal Register version (72 FR 34499)
34-55908
June 14, 2007
SR-NYSE-2007-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rules 54 ("Dealings on Floor-Persons") and 70 ("Bids and Offers") Comments Due: Federal Register version (72 FR 34056)
34-55903
June 13, 2007
SR-BSE-2007-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow NMS Cross Order Type To Be Sent to the Boston Equities Exchange Comments Due: Federal Register version (72 FR 33792)
34-55907
June 13, 2007
SR-BSE-2007-21
Notice of Filing of Proposed Rule Change To Amend the Existing Fee Schedule Comments Due: Federal Register version (72 FR 34053)
34-55906
June 13, 2007
SR-NYSEArca-2007-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Firm Facilitation, Royalty, and Booth Fees Comments Due: Federal Register version (72 FR 35290)
34-55904
June 13, 2007
SR-NYSE-2007-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Its Current Revenue Sharing Program for Its Specialists for an Additional Three Months Comments Due: Federal Register version (72 FR 34054)
34-55898
June 12, 2007
SR-Phlx-2007-16
Notice of Filing of a Proposed Rule Change Relating to Rules Pertaining to Training Requirements and Floor Procedure Advices Comments Due: Rel. No. 34-56121 Federal Register version (72 FR 33797)
