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Comments on DTC Rulemaking
Notice of Filing of Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents
(Release No. 34-55816; File No. SR-DTC-2006-16)
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| Mar. 12, 2010 | Memorandum from the Office of Chairman regarding a February 12, 2010, meeting with representatives of the Securities Transfer Association |
| Jul. 30, 2008 | John J. Petrofsky, Associate Counsel, The Depository Trust Company, New York, New York |
| Jul. 15, 2008 | Edward L. Pittman on behalf of the Securities Transfer Association Inc. |
| Jul. 11, 2008 | William J. Speirs, President, Securities Transfer Association of Canada, Toronto, Canada |
| Jul. 10, 2008 | Barbara Trivedi, Shareholder Services Manager, Crescent Banking Company |
| Jul. 10, 2008 | Dorothy Miller, Vice President & Trust Officer Manager, Corporate Trust Services, Hancock Bank |
| Jul. 10, 2008 | Kevin Kopaunik, Fidelity Transfer Company, Sandy, Utah |
| Jul. 10, 2008 | Steven G. Nelson, President and Chairman of the Board, Continental Stock Transfer & Trust Company |
| Jul. 7, 2008 | Loren K. Hanson, Assistant Secretary, Otter Tail Corporation, Fergus Fall, Minnesota |
| Jul. 9, 2008 | Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey |
| Jul. 2, 2008 | Martin (Jay) J. McHale Jr., President, US Equity Services, Computershare |
| Apr. 10, 2008 | Charles D. Bethill, Esquire, Partner, Thacher Proffitt & Wood LLP, New York, New York |
| Mar. 20, 2008 | Mary C. Fernandez, Standard Registrar Transfer Agency, Inc. |
| Mar. 20, 2008 | Cristeena G. Naser, American Bankers Association, Washington, District of Columbia |
| Mar. 20, 2008 | Martin (Jay) J. McHale, President, US Equity Services, Computershare |
| Mar. 20, 2008 | Ray Dunn, Atlanta, Georgia |
| Mar. 20, 2008 | Kevin Halter, Jr., President, Securities Transfer Corporation, Frisco, Texas |
| Mar. 19, 2008 | Steven Nelson, Chairman and President, Continental Stock Transfer & Trust Company, New York, New York |
| Mar. 19, 2008 | Loren K. Hanson, Assistant Secretary, Otter Tail Corporation, Fergus Falls, Minnesota |
| Mar. 18, 2008 | William J. Speirs, President, Securities Transfer Association of Canada, Toronto, Canada |
| Mar. 18, 2008 | Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey |
| Dec. 28, 2007 | Charles D. Bethill, Esq., Partner, Thacher Proffitt & Wood LLP, New York, New York |
| Jun. 29, 2007 | Gary N. Nazare, Managing Director, Transfer Agency Services, The Bank of New York |
| Jun. 27, 2007 | Thomas M. Sullivan, Chief Counsel for Advocacy, and Charles A. Maresca, Director, Interagency Affairs, U.S. Small Business Administration |
| Jun. 26, 2007 | William Speirs, President, Securities Transfer Association of Canada, Toronto, Canada |
| Jun. 26, 2007 | Susanne Trimbath, Ph.D., CEO and Chief Economist, STP Advisory Services, LLC, Santa Monica, California |
| Jun. 22, 2007 | J. Robert Morris, Managing Director, Valiant Trust Company |
| Jun. 22, 2007 | James R. Nielsen, Senior Vice President, U.S. Bank National Association |
| Jun. 22, 2007 | Steven Rothbloom, President and CEO, Computers Share North America |
| Jun. 22, 2007 | Cristeena G. Naser, Senior Counsel, Center for Securities, Trust & Investments, American Bankers Association |
| Jun. 22, 2007 | Lennie M. Kaufman, Executive Vice President, Wells Fargo Shareowner Services |
| Jun. 22, 2007 | Charles V. Rossi, President, Securities Transfer Association |
| Jun. 22, 2007 | Albert Howell, Chairman, SIFMA Securities Operations Division, Regulatory & Clearance Committee |
| Jun. 22, 2007 | James D. Boggus, Jr., President and CEO, Crescent Banking Company and Crescent Bank and Trust Company, Jasper, Georgia |
| Jun. 22, 2007 | Joan M. DiBlasi, Shareholder Services Association, Columbus, Georgia |
| Jun. 22, 2007 | James Becker |
| Jun. 22, 2007 | Lawrence Morillo, Chairman, Legal and Regulatory Subcommittee, SIFMA Operations Committee |
| Jun. 21, 2007 | Dennis Callahan, Chairman, Bank Depository User Group |
| Jun. 21, 2007 | Artie Retolatto |
| Jun. 21, 2007 | Kevin Kopaunik, Salt Lake City, Utah |
| Jun. 21, 2007 | Jonathan Miller, President, StockTrans, Inc. |
| Jun. 20, 2007 | Steven G. Nelson, President and Chairman of the Board, Continental Stock Transfer & Trust Company |
| Jun. 20, 2007 | Salli Marinov, President/CEO, First American Stock Transfer Company |
| Jun. 20, 2007 | Steve Nelson, President and Chairman of the Board, Continental Stock Transfer & Trust Company |
| Jun. 19, 2007 | Thomas L. Montrone, President and Chief Executive Officer, Registrar and Transfer Company |
| Jun. 19, 2007 | The Surety & Fidelity Association of America |
| Jun. 19, 2007 | Walter E. Grote, Sr. Vice President, Travelers Bond & Financial Products, Hartford, Connecticut |
| Jun. 15, 2007 | Steven D. Lucas, Director of Transfer Agent Compliance, Boston, Massachusetts |
| Jun. 5, 2007 | Loren K. Hanson, Assistant Secretary, Otter Tail Corporation |
http://www.sec.gov/comments/sr-dtc-2006-16/dtc200616.shtml
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