Comments on DTC Rulemaking

Notice of Filing of Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Chairman regarding a February 12, 2010, meeting with representatives of the Securities Transfer Association
Public Comment John J. Petrofsky, Associate Counsel, The Depository Trust Company, New York, New York
Public Comment Edward L. Pittman on behalf of the Securities Transfer Association Inc.
Public Comment William J. Speirs, President, Securities Transfer Association of Canada, Toronto, Canada
Public Comment Barbara Trivedi, Shareholder Services Manager, Crescent Banking Company
Public Comment Dorothy Miller, Vice President & Trust Officer Manager, Corporate Trust Services, Hancock Bank
Public Comment Kevin Kopaunik, Fidelity Transfer Company, Sandy, Utah
Public Comment Steven G. Nelson, President and Chairman of the Board, Continental Stock Transfer & Trust Company
Public Comment Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Public Comment Loren K. Hanson, Assistant Secretary, Otter Tail Corporation, Fergus Fall, Minnesota
Public Comment Martin (Jay) J. McHale Jr., President, US Equity Services, Computershare
Public Comment Charles D. Bethill, Esquire, Partner, Thacher Proffitt & Wood LLP, New York, New York
Public Comment Cristeena G. Naser, American Bankers Association, Washington, District of Columbia
Public Comment Kevin Halter, Jr., President, Securities Transfer Corporation, Frisco, Texas
Public Comment Martin (Jay) J. McHale, President, US Equity Services, Computershare
Public Comment Mary C. Fernandez, Standard Registrar Transfer Agency, Inc.
Public Comment Ray Dunn, Atlanta, Georgia
Public Comment Loren K. Hanson, Assistant Secretary, Otter Tail Corporation, Fergus Falls, Minnesota
Public Comment Steven Nelson, Chairman and President, Continental Stock Transfer & Trust Company, New York, New York
Public Comment Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Public Comment William J. Speirs, President, Securities Transfer Association of Canada, Toronto, Canada
Public Comment Charles D. Bethill, Esq., Partner, Thacher Proffitt & Wood LLP, New York, New York
Public Comment Gary N. Nazare, Managing Director, Transfer Agency Services, The Bank of New York
Public Comment Thomas M. Sullivan, Chief Counsel for Advocacy, and Charles A. Maresca, Director, Interagency Affairs, U.S. Small Business Administration
Public Comment Susanne Trimbath, Ph.D., CEO and Chief Economist, STP Advisory Services, LLC, Santa Monica, California
Public Comment William Speirs, President, Securities Transfer Association of Canada, Toronto, Canada
Public Comment Albert Howell, Chairman, SIFMA Securities Operations Division, Regulatory & Clearance Committee
Public Comment Charles V. Rossi, President, Securities Transfer Association
Public Comment Cristeena G. Naser, Senior Counsel, Center for Securities, Trust & Investments, American Bankers Association
Public Comment J. Robert Morris, Managing Director, Valiant Trust Company

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-DTC-2006-16
Release Number
34-55816
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