Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Modify Order Audit Trail System Rules to Provide an Exemption from Transmission Requirements for Proprietary Orders and Amendment No. 1 Thereto

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Date Received
Date Letter Type Commenter Name
Public Comment Howard Meyerson, General Counsel, Liquidnet, Inc., New York, New York
Public Comment Michael A. Barth, Executive Vice President, Order Execution Services Holdings, Inc., Princeton, New Jersey
Public Comment Greg O'Connor, Chief Compliance Officer, Archipelago Securities, L.L.C.
Public Comment Stephen Schuler, Managing Member, GETCO, LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2007-037
Release Number
34-55870
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