Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Obligations for Transactions in Foreign Equity Securities

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Date Received
Date Letter Type Commenter Name
Public Comment Robert Toomey, Managing Director and Associate General Counsel, SIFMA
Public Comment William Shields, New York , New York
Public Comment Charles Davies, Linkbrokers Derivatives Corp Inc., New York, New York
Public Comment Gregory F. Murphy, Chief Operating Officer, ICAP Corporates LLC, Jersey City, New Jersey

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2007-030
Release Number
34-55745
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