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Comments on NASD Rulemaking
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Obligations for Transactions in Foreign Equity Securities
(Release No. 34-55745; File No. SR-NASD-2007-030)
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| Aug. 23, 2007 | Robert Toomey, Managing Director and Associate General Counsel, SIFMA |
| Jun. 7, 2007 | William Shields, New York , New York |
| Jun. 7, 2006 |
Gregory F. Murphy, Chief Operating Officer, ICAP Corporates LLC, Jersey City, New Jersey |
| Jun. 7, 2006 |
Charles Davies, Linkbrokers Derivatives Corp Inc., New York, New York |
http://www.sec.gov/comments/sr-nasd-2007-030/nasd2007030.shtml
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