34-57387
Feb. 27, 2008
SR-ISE-2007-99
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Allow for the Listing and Trading of Index-Linked Exchangeable Notes Comments Due: Federal Register version (73 FR 11965)
34-57388
Feb. 27, 2008
SR-FINRA-2007-039
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders From the Requirements in IM-2110-2 (Trading Ahead of Customer Limit Order) and Rule 2111 (Trading Ahead of Customer Market Orders) Comments Due: View Received Comments Rel. No. 34-57784 Federal Register version (73 FR 11963)
34-57392
Feb. 27, 2008
SR-DTC-2007-16
Notice of Filing of a Proposed Rule Change Relating to the Admission of Foreign Entities as Direct Depository Participants Comments Due: Rel. No. 34-58345 Federal Register version (73 FR 12485)
34-57382
Feb. 26, 2008
SR-BSE-2008-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Substitution of a Term in the Rules of the Boston Options Exchange Comments Due: Federal Register version (73 FR 11454)
34-57383
Feb. 26, 2008
SR-BSE-2008-05
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 5, To Amend the Rules of the Boston Options Exchange Related to Obvious Error Procedures Comments Due: Rel. No. 34-57623 Federal Register version (73 FR 11452)
34-57377
Feb. 25, 2008
SR-NYSEArca-2008-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 To Modify the Primary Only Order Type Comments Due: Federal Register version (73 FR 11177)
34-57373
Feb. 22, 2008
SR-Amex-2008-09
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Options Linkage Fees Comments Due: Rel. No. 34-57589 Federal Register version (73 FR 10835)
34-57375
Feb. 22, 2008
SR-ISE-2008-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Solicitation of Interest Orders Comments Due: Federal Register version (73 FR 11167)
34-57374
Feb. 22, 2008
SR-CBOE-2008-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (73 FR 10845)
34-57368
Feb. 21, 2008
SR-NASDAQ-2008-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Securities Using Alternative Settlement Processes in Nasdaq's PORTAL System Comments Due: Federal Register version (73 FR 10852)
34-57366
Feb. 21, 2008
SR-DTC-2008-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Deliver Order Input Cutoff Window Comments Due: Federal Register version (73 FR 10848)
34-57365
Feb. 21, 2008
SR-CBOE-2007-109
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Portfolios, or Indexes or Portfolios Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities Comments Due: Federal Register version (73 FR 10839)
34-57367
Feb. 21, 2008
SR-CBOE-2007-120
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market-Makers and Remote Market-Makers Comments Due: Rel. No. 34-57615 Federal Register version (73 FR 11168)
34-57356
Feb. 20, 2008
SR-Amex-2007-115
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Shares of the SPDR Barclays Capital Global Inflation Linked Exchange-Traded Fund Comments Due: Federal Register version (73 FR 10314)
34-57363
Feb. 20, 2008
SR-CHX-2007-21
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules Relating to Registration Requirements Comments Due: Rel. No. 34-57587 Federal Register version (73 FR 10846)
34-57359
Feb. 20, 2008
SR-Phlx-2008-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits Comments Due: Federal Register version (73 FR 11178)
34-57361
Feb. 20, 2008
SR-Phlx-2008-06
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices Comments Due: Rel. No. 34-57575 Federal Register version (73 FR 10503)
34-57358
Feb. 20, 2008
SR-NYSEArca-2008-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits Comments Due: Federal Register version (73 FR 11173)
34-57360
Feb. 20, 2008
SR-ISE-2008-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption from Equity Options Position Limits Comments Due: Federal Register version (73 FR 11170)
34-57362
Feb. 20, 2008
SR-DTC-2006-16
Notice of Filing of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents Comments Due: View Received Comments Rel. Nos. 34-57959 , 34-55816 , 34-60196 Federal Register version (73 FR 10849)
34-57357
Feb. 20, 2008
SR-CBOE-2008-14
Notice of Filing of Proposed Rule Change To Establish a Solicitation Auction Mechanism and To Amend Its Automated Improvement Mechanism Comments Due: Rel. No. 34-57610 Federal Register version (73 FR 10837)
34-57354
Feb. 19, 2008
SR-Amex-2008-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 918-ANTE Comments Due: Federal Register version (73 FR 10317)
34-57349
Feb. 19, 2008
SR-NYSEArca-2008-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade the Opta Exchange-Traded Notes Due 2038 Comments Due: Federal Register version (73 FR 10084)
34-57348
Feb. 19, 2008
SR-NASDAQ-2008-010
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (73 FR 10081)
34-57352
Feb. 19, 2008
SR-CBOE-2008-07
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Requesting Permanent Approval of Two Pilot Programs That Increase Position and Exercise Limits Comments Due: Federal Register version (73 FR 10076)
34-57343
Feb. 15, 2008
SR-NYSEArca-2008-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing Standards for Index-Linked Exchangeable Notes in NYSE Arca Equities Rule 5.2(j)(4) Comments Due: Federal Register version (73 FR 9844)
34-57335
Feb. 14, 2008
SR-NFA-2007-05
Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 thereto, to the Interpretive Notice Regarding Compliance Rule 2-4: Misuse of Trade Secrets and Proprietary Information Comments Due: Federal Register version (73 FR 9843)
34-57332
Feb. 14, 2008
SR-CBOE-2008-08
Notice of Filing of Proposed Rule Change Regarding CBOE Rules 6.45A and 6.45B Comments Due: Rel. No. 34-57558 Federal Register version (73 FR 9610)
34-57321
Feb. 13, 2008
SR-Amex-2008-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete the AEMI-One Rules Comments Due: Federal Register version (73 FR 9374)
34-57325
Feb. 13, 2008
SR-Amex-2008-04
Notice of Filing of Proposed Rule Change Related to Index Dissemination Requirements for Index-Linked Securities Comments Due: Rel. No. 34-57485 Federal Register version (73 FR 9375)
34-57324
Feb. 13, 2008
SR-BSE-2008-07
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To List and Trade Options Already Listed on Another National Securities Exchange Comments Due: Federal Register version (73 FR 9607)
34-57320
Feb. 13, 2008
SR-NYSEArca-2008-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue To List and Trade the Shares of the iShares MSCI Mexico Index Fund Comments Due: Federal Register version (73 FR 9395)
34-57323
Feb. 13, 2008
SR-NYSE-2008-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Permit the Exchange To Modify or Cancel Clearly Erroneous Trades Comments Due: Federal Register version (73 FR 9371)
34-57326
Feb. 13, 2008
SR-CBOE-2008-03
Notice of Filing of Proposed Rule Change Relating to Complex Orders Comments Due: Rel. No. 34-57556 Federal Register version (73 FR 9609)
34-57311
Feb. 12, 2008
SR-NSX-2008-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Creation of a Zero Display Reserve Order With a Pegging Option Comments Due: Federal Register version (73 FR 9148)
34-57316
Feb. 12, 2008
SR-NSX-2008-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, To Amend Exchange Rule 16 and the Fee Schedule To Modify Fees and Market Data Rebates for AutoEx Transactions and Other Changes Comments Due: Federal Register version (73 FR 9379)
34-57315
Feb. 12, 2008
SR-CHX-2008-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits Comments Due: Federal Register version (73 FR 9378)
34-57313
Feb. 12, 2008
SR-Phlx-2008-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Linkage P/A Orders Comments Due: Federal Register version (73 FR 9398)
34-57318
Feb. 12, 2008
SR-NYSEArca-2007-91
Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Listing and Trading of Six iShares S&P GSCITM Comments Due: Rel. No. 34-57456 Federal Register version (73 FR 9381)
34-57312
Feb. 12, 2008
SR-NYSE-2004-70
Notice of Filing of Amendments No. 2, 3, and 5 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 2, 3, and 5, To Amend Rule 104 To Require Specialists To Yield Proprietary Trades to Later-Arriving System Orders Comments Due: View Received Comments Rel. No. 34-51048 Federal Register version (73 FR 9151)
34-57302
Feb. 11, 2008
SR-BSE-2008-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand, and Make Permanent, the $1 Strike Program Comments Due: Federal Register version (73 FR 8913)
34-57304
Feb. 11, 2008
SR-OCC-2008-01
Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements Comments Due: Rel. No. 34-57535 , Rel. No. 34-57535 Federal Register version (73 FR 9155)
34-57296
Feb. 8, 2008
SR-Amex-2008-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Percentage Orders and Passive Price Improving Orders on the AEMI Platform Comments Due: Federal Register version (73 FR 8722)
34-57297
Feb. 8, 2008
SR-Amex-2008-02
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Shares, Fees Applicable to Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund Comments Due: Rel. No. 34-57514 Federal Register version (73 FR 8723)
34-57294
Feb. 8, 2008
SR-NYSEArca-2007-78
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (73 FR 8917)
34-57295
Feb. 8, 2008
SR-NYSE-2008-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 13 and 124 To Remove Certain Manual Order Types Comments Due: Federal Register version (73 FR 8731)
34-57299
Feb. 8, 2008
SR-FINRA-2008-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Fee for the Submission of Non-Media Reports to the NASD/NSX Trade Reporting Facility Comments Due: Federal Register version (73 FR 8915)
34-57293
Feb. 8, 2008
SR-CBOE-2008-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee Comments Due: Federal Register version (73 FR 8729)
34-57289
Feb. 7, 2008
SR-Amex-2008-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Amex Rule 3-AEMI Comments Due: Federal Register version (73 FR 8381)
34-57284
Feb. 7, 2008
SR-NYSEArca-2008-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Pertaining to the Terms of Index Option Contracts Comments Due: Federal Register version (73 FR 8387)
34-57287
Feb. 7, 2008
SR-NYSE-2008-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104 (Dealings by Specialists) Comments Due: Federal Register version (73 FR 8733)
34-57290
Feb. 7, 2008
SR-NASDAQ-2007-090
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Accept Financial Statements Prepared in Accordance with International Financial Reporting Standards, as Issued by the International Accounting Standards Board, for Certain Foreign Private Issuers Comments Due: Rel. No. 34-57445 Federal Register version (73 FR 8084)
34-57285
Feb. 7, 2008
SR-CBOE-2008-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Membership Fees Comments Due: Federal Register version (73 FR 8382)
34-57277
Feb. 6, 2008
SR-Phlx-2008-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Trading Hours for Physical Delivery FCOs Comments Due: Federal Register version (73 FR 8735)
34-57278
Feb. 6, 2008
SR-FINRA-2007-010
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 To Amend an Exemption to NASD Rule 1050 and NYSE Rule Interpretation 344/02 for Certain Research Analysts Employed By a Member's Foreign Affiliate Who Contribute to the Preparation of a Member's Research Report Comments Due: Rel. No. 34-56481 Federal Register version (73 FR 8086)
34-57279
Feb. 6, 2008
SR-FINRA-2007-011
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 to Amend NASD Rule 2711 (Research Analysts and Research Reports) and NYSE Rule 472 (Communications With The Public) Regarding a Member's Disclosure and Supervisory Review Obligations When it Distributes or Makes Available Third-Party Research Reports Comments Due: Rel. No. 34-56480
34-57281
Feb. 6, 2008
SR-FICC-2007-08
Notice of Filing of Proposed Rule Change as Amended by Amendment No. 1 To Resume Interbank Clearing for the GCF Repo Service Comments Due: Rel. No. 34-57652 , Rel. No. 34-56303 Federal Register version (73 FR 8081)
34-57283
Feb. 6, 2008
SR-DTC-2007-11
Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend Its Operational Arrangements as It Applies to Structured Securities Comments Due: View Received Comments Rel. No. 34-57542 , Rel. No. 34-56795 Federal Register version (73 FR 8384)
34-57270
Feb. 5, 2008
SR-OCC-2007-20
Notice of Filing of a Proposed Rule Change Relating to the System for Theoretical Analysis and Numerical Simulations Comments Due: Rel. No. 34-58158 , Rel. No. 34-58158 Federal Register version (73 FR 8098)
34-57273
Feb. 5, 2008
SR-NYSEArca-2008-06
Notice of Filing of Proposed Rule Change Relating to the Dissemination of the Index Value for Equity Index-Linked Securities Comments Due: Rel. No. 34-57389 Federal Register version (73 FR 7774)
34-57269
Feb. 5, 2008
SR-NASDAQ-2008-008
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the Shares of Eight Funds of the ProShares Trust Based on Four International Equity Indexes Pursuant to Unlisted Trading Privileges and To Amend Certain Generic Listing Standards Comments Due: Federal Register version (73 FR 8092)
34-57274
Feb. 5, 2008
SR-NASDAQ-2008-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center Comments Due: Federal Register version (73 FR 8096)
34-57260
Feb. 1, 2008
SR-BSE-2008-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Proposed Combination Between the Montral Exchange Inc. and TSX Group Inc. Comments Due: Federal Register version (73 FR 7617)
34-57253
Feb. 1, 2008
SR-Phlx-2008-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Options Floor Broker Subsidy Program Comments Due: Federal Register version (73 FR 7352)
34-57251
Feb. 1, 2008
SR-NYSE-2007-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to NYSE Rules 104 (Dealings by Specialists); 111 (Reports of Executions); 123A (Miscellaneous Reports); 123C (Market on the Close Policy and Expiration Procedures); 421(Periodic Reports); 440B (Short Sales); 440C (Short Sale Borrowing and Delivery Requirements); 440F (Public Short Sale Transactions Effected on the Exchange); 440G (Transactions in Stocks and Warrants for the Accounts of Members, Allied Members and Member Organizations); 902 (Off-Hours Trading Orders); 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation); and 1003 (Application of Tick Tests) Relating to Recent Amendments to Rule 10a-1 and Regulation SHO Comments Due: Federal Register version (73 FR 7349)
34-57254
Feb. 1, 2008
SR-ISE-2006-26
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Professional Account Holders Comments Due: View Received Comments Rel. No. 34-59287 Federal Register version (73 FR 7345)
34-57255
Feb. 1, 2008
SR-ISE-2007-76
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Voluntary Professionals Comments Due: View Received Comments Rel. No. 34-57553 Federal Register version (73 FR 7348)
34-57252
Feb. 1, 2008
SR-FINRA-2007-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's NYSE Rules 421, 440F, and 440G Comments Due: Federal Register version (73 FR 7343)
34-57259
Feb. 1, 2008
SR-FINRA-2008-001
Notice of Filing of Proposed Rule Change Relating to Amendments to FINRA's Gross Income Assessment and Technical Changes to Schedule A to FINRA's By-Laws Comments Due: Rel. No. 34-57474 Federal Register version (73 FR 7340)
34-57250
Feb. 1, 2008
SR-CBOE-2008-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Holdback Timer Comments Due: Federal Register version (73 FR 7336)
34-57256
Feb. 1, 2008
SR-CBOE-2008-09
Notice of Filing of Proposed Rule Change Establishing a Voluntary Professional Designation Comments Due: View Received Comments Rel. No. 34-58327 Federal Register version (73 FR 7338)
34-57261
Feb. 1, 2008
SR-CBOE-2008-05
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Allow CBOE to List Up to Seven Expiration Months for Reduced-Value and Jumbo Options That Overlie Broad-Based Security Indexes for Which Full-Value Options are Used by CBOE To Calculate a Constant Three-Month Volatility Index Comments Due: Federal Register version (73 FR 7619)
34-57249
Jan. 31, 2008
SR-NYSE-2008-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 36 (Communication Between Exchange and Exchange Members' Offices) Comments Due: Federal Register version (73 FR 7024)
34-57247
Jan. 31, 2008
SR-FINRA-2008-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect That the NASD/NYSE Trade Reporting Facility Does Not Support the Three-Party Trade Report Functionality Comments Due: Federal Register version (73 FR 7018)
34-57232
Jan. 30, 2008
SR-NYSE-2008-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listed Company Manual Section 806.01 (Change of Specialist Unit Upon Request of Company) Comments Due: Federal Register version (73 FR 6755)
34-57236
Jan. 30, 2008
SR-NYSE-2008-03
Notice of Filing of Proposed Rule Change to Rescind Rule 97 (Limitation on Member's Trading Because of Block Positioning) Comments Due: View Received Comments Rel. No. 34-57455 Federal Register version (73 FR 7022)
34-57237
Jan. 30, 2008
SR-ISE-2007-124
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Equity Fees Comments Due: Federal Register version (73 FR 7020)
34-57231
Jan. 30, 2008
SR-CBOE-2007-152
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Relating to a Hybrid Agency Liaison ("HAL") Step-Up Rebate and Pass-Through of Certain Linkage Related Costs Comments Due: Federal Register version (73 FR 6752)
34-57224
Jan. 29, 2008
SR-Phlx-2008-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing Standards for Index-Linked Securities Comments Due: Federal Register version (73 FR 6544)
34-57219
Jan. 29, 2008
SR-NYSEArca-2008-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Listing Standards for Index-Linked Exchangeable Notes in NYSE Arca Equities Rule 5.2(j)(4) Comments Due: Federal Register version (73 FR 6542)
34-57220
Jan. 29, 2008
SR-NYSEArca-2008-08
Notice of Filing of Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations Comments Due: Rel. No. 34-57469 Federal Register version (73 FR 6757)
34-57221
Jan. 29, 2008
SR-NYSEArca-2008-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees Applicable to Certain Exchange Traded Funds and Rebates for Tape B Securities Comments Due: Federal Register version (73 FR 6764)
34-57226
Jan. 29, 2008
SR-NYSEArca-2008-03
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, Relating to Rules 5.3 and 5.4 To Enable Listing and Trading of Options on Multiple Fund and Inverse Fund Shares Comments Due: Federal Register version (73 FR 6762)
34-57227
Jan. 29, 2008
SR-NYSEArca-2008-12
Notice of Filing of Proposed Rule Change Relating to Pricing Information for Components Underlying Currency-Linked Securities Comments Due: Rel. No. 34-57460 Federal Register version (73 FR 6759)
34-57229
Jan. 29, 2008
SR-ISE-2008-09
Notice of Filing of Proposed Rule Change To Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations Comments Due: Rel. No. 34-57468 Federal Register version (73 FR 6753)
34-57225
Jan. 29, 2008
SR-FINRA-2007-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Remove the Page Limit on Statements of Claim Filed Through the Online Arbitration Claim Filing System Comments Due: Federal Register version (73 FR 6537)
34-57213
Jan. 28, 2008
SR-NYSE-2008-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Crossing Sessions III and IV Pilots Comments Due: Federal Register version (73 FR 6540)
34-57216
Jan. 28, 2008
SR-NYSE-2008-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Transaction Fees for NYSE MatchPoint Comments Due: Federal Register version (73 FR 6539)
34-57212
Jan. 28, 2008
SR-NASDAQ-2008-004
Notice of Filing of Proposed Rule Change Related to Supplemental Market Participant Identifiers Comments Due: Rel. No. 34-57452 Federal Register version (73 FR 6229)
34-57214
Jan. 28, 2008
SR-NASDAQ-2007-096
Notice of Filing of Proposed Rule Change To Modify the Allocation of the Maximum Time an Adjudicatory Body May Grant a Company To Regain Compliance With the Listing Requirements Without Modifying the Maximum Time Available Under Nasdaq Rule 4802 Comments Due: Rel. No. 34-57447 Federal Register version (73 FR 6228)
34-57217
Jan. 28, 2008
SR-FINRA-2008-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Regarding the Use of Multiple MPIDs on the Trade Reporting Facilities and the Alternative Display Facility Comments Due: Federal Register version (73 FR 6234)
34-57199
Jan. 25, 2008
SR-NASD-2005-114
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Relating to the Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts and Direct Participation Programs Comments Due: View Received Comments Rel. No. 34-57803 , Rel. No. 34-54118 Federal Register version (73 FR 5885)
34-57203
Jan. 25, 2008
SR-CHX-2007-18
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Make Administrative Changes to Its Routing Rules Comments Due: Rel. No. 34-57454 Federal Register version (73 FR 6232)
34-57204
Jan. 25, 2008
SR-NYSE-2008-05
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Eliminate the One-Year Minimum Life Requirement From the Listing Standards for "Other Securities" Comments Due: Federal Register version (73 FR 6226)
34-57207
Jan. 25, 2008
SR-ISE-2007-95
Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, Relating to Reserve Orders Comments Due: Rel. No. 34-57441 Federal Register version (73 FR 6225)
34-57195
Jan. 24, 2008
SR-BSE-2008-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange Comments Due: Federal Register version (73 FR 5610)
34-57192
Jan. 24, 2008
SR-OCC-2007-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Clearing Fee Schedule Comments Due: Federal Register version (73 FR 5618)
34-57194
Jan. 24, 2008
SR-NSCC-2007-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Provide Clarification With Respect to the Correspondent Clearing Service and To Make Technical Changes to the Rules and Procedures Relative to Trade Recording and Special Representative Services Comments Due: View Received Comments Federal Register version (73 FR 5617)
34-57198
Jan. 24, 2008
SR-NASDAQ-2007-094
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Notification Requirements for Issuers Making Distributions to Shareholders Comments Due: Federal Register version (73 FR 5892)
34-57196
Jan. 24, 2008
SR-ISE-2008-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders Comments Due: Federal Register version (73 FR 5615)
