34-57562
March 26, 2008
SR-Amex-2008-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of the Options Marketing Fee Related to P/A Orders That Are Routed Via the Options Linkage for Execution on an Away Options Exchange Comments Due: Federal Register version (73 FR 18011)
34-57566
March 26, 2008
SR-BSE-2008-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of Phase II of the Penny Pilot Program Comments Due: Federal Register version (73 FR 18013)
34-57567
March 26, 2008
SR-Phlx-2008-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of Phase II of the Penny Pilot Program Comments Due: Federal Register version (73 FR 18028)
34-57559
March 26, 2008
SR-NYSEArca-2008-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of Phase Two of the Options Penny Pilot Comments Due: Federal Register version (73 FR 17392)
34-57561
March 26, 2008
SR-NYSEArca-2008-29
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Eligibility Criteria for Components of an Index Underlying Investment Company Units Comments Due: Rel. No. 34-57751 Federal Register version (73 FR 17390)
34-57555
March 26, 2008
SR-NYSE-2008-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Compliance Deadline for NYSE Members To Complete Required 2007 Continuing Education Modules Under NYSE Rule 103A Comments Due: Federal Register version (73 FR 17388)
34-57564
March 26, 2008
SR-NASDAQ-2008-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Rules Governing the Operation of The NASDAQ Options Market Comments Due: Federal Register version (73 FR 17393)
34-57557
March 26, 2008
SR-ISE-2008-25
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Rescission of the "No MPM" Order Type Comments Due: Rel. No. 34-57777 Federal Register version (73 FR 17386)
34-57568
March 26, 2008
SR-CBOE-2008-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Off-Floor DPMs Comments Due: Federal Register version (73 FR 18016)
34-57551
March 25, 2008
SR-ISE-2008-28
Notice of Filing of Proposed Rule Change Relating to the Exposure of Public Customer Orders Comments Due: View Received Comments Rel. No. 34-57812 Federal Register version (73 FR 16917)
34-57550
March 24, 2008
SR-ISE-2008-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Responses to Special Orders Comments Due: Federal Register version (73 FR 16914)
34-57547
March 21, 2008
SR-OCC-2008-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Flexibly Structured Foreign Currency Options Comments Due: Federal Register version (73 FR 16407)
34-57545
March 21, 2008
4-429
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Creating and Operating an Options Intermarket Linkage To Add the Nasdaq Stock Market LLC as a Participant Comments Due: View Received Comments Federal Register version (73 FR 16394)
34-57546
March 21, 2008
4-443
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures To Facilitate the Listing and Trading of Standardized Options To Add the Nasdaq Stock Market LLC as a Spon Comments Due: View Received Comments Release No. 34-58630 , Release No. 34-58385 , Release No. 34-58205 , Release No. 34-57848 Federal Register version (73 FR 16393)
34-57539
March 20, 2008
SR-Amex-2008-17
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities Comments Due: Rel. No. 34-57739 Federal Register version (73 FR 16395)
34-57540
March 20, 2008
SR-Amex-2008-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Designated Amex Remote Traders to Amex's Revenue Sharing Program Comments Due: Federal Register version (73 FR 16399)
34-57541
March 20, 2008
SR-Amex-2008-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Restore Amex's Revenue Sharing Program for ETF Quoting Participants Comments Due: Federal Register version (73 FR 16400)
34-57538
March 20, 2008
SR-NSX-2008-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Post Only Orders Comments Due:
34-57543
March 20, 2008
SR-OCC-2008-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cross-Margining Comments Due: Federal Register version (73 FR 16405)
34-57534
March 20, 2008
SR-NASDAQ-2008-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Modify Fees Associated With Proceedings Under Rule 11890 Comments Due: Federal Register version (73 FR 16084)
34-57537
March 20, 2008
SR-NASDAQ-2008-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Processing of Orders That Peg to the Midpoint Between the National Best Bid and Best Offer Comments Due: Federal Register version (73 FR 16082)
34-57527
March 19, 2008
SR-Amex-2007-129
Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business With the Public Comments Due: Rel. No. 34-57738 Federal Register version (73 FR 15810)
34-57531
March 19, 2008
SR-Amex-2008-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additional Options Classes in the Options Penny Quoting Pilot Program Comments Due: Federal Register version (73 FR 16079)
34-57532
March 19, 2008
SR-Amex-2008-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Nasdaq UTP Equity Fee Schedule Comments Due: Federal Register version (73 FR 16080)
34-57528
March 19, 2008
SR-Phlx-2008-18
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Plan Violations Comments Due: Federal Register version (73 FR 15826)
34-57530
March 19, 2008
SR-OPRA-2008-01
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of "Vendor Affiliate Agreement" Comments Due: Release No. 34-57878 Federal Register version (73 FR 16078)
34-57529
March 19, 2008
SR-FINRA-2008-009
Notice of Filing of Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Amend the Chairperson Eligibility Requirements Comments Due: View Received Comments Rel. No. 34-58004 Federal Register version (73 FR 15817)
34-57524
March 18, 2008
SR-Amex-2008-05
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Smaller Reporting Companies Comments Due: Federal Register version (73 FR 15807)
34-57515
March 18, 2008
SR-Phlx-2008-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add the SIG Energy MLP IndexTM Comments Due: Federal Register version (73 FR 15554)
34-57520
March 18, 2008
SR-OCC-2008-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition and Use of the Terms "Settlement Price" and "Final Settlement Price" Comments Due: Federal Register version (73 FR 15824)
34-57521
March 18, 2008
SR-NYSEArca-2008-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete NYSE Arca Rule 6.88-Pacific Options Exchange Trading System Comments Due: Federal Register version (73 FR 15821)
34-57522
March 18, 2008
SR-NYSEArca-2008-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.37B Pertaining to Market Maker Quotations Comments Due: Federal Register version (73 FR 15822)
34-57523
March 18, 2008
SR-NYSE-2008-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (Pre-Opening Indications) Comments Due: Federal Register version (73 FR 15819)
34-57525
March 18, 2008
SR-FINRA-2008-005
Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Permit Submissions to Arbitrators After a Case Has Closed Under Limited Circumstances Comments Due: View Received Comments Rel. No. 34-58739 Federal Register version (73 FR 15815)
34-57519
March 18, 2008
SR-CBOE-2008-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Comments Due: Federal Register version (73 FR 15805)
34-57514
March 17, 2008
SR-Amex-2008-02
Notice of Filing of Amendment No. 2 to Proposed Rule Change and Order Granting Accelerated Approval of Such Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Rules Permitting the Listing and Trading of Managed Fund Shares, Fees Applicable to Such Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund Comments Due: Rel. No. 34-57297 Federal Register version (73 FR 15230)
34-57508
March 17, 2008
SR-ISE-2008-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Phase II of the Penny Pilot Program Expansion Comments Due: Federal Register version (73 FR 15243)
34-57513
March 17, 2008
SR-DTC-2007-10
Notice of Filing of Amended Proposed Rule Change To Implement the New Issue Information Dissemination Service for Municipal Securities Comments Due: Rel. Nos. 34-57647 , 34-56552 Federal Register version (73 FR 15548)
34-57512
March 17, 2008
SR-CBOE-2008-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Customer-to-Customer Immediate Crosses Comments Due:
34-57506
March 14, 2008
SR-Amex-2008-19
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Retroactive Application of the Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads Comments Due: Federal Register version (73 FR 15229)
34-57502
March 14, 2008
SR-Amex-2008-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Create a Delta Hedging Exemption From Equity Options Position Limits Comments Due: Federal Register version (73 FR 15225)
34-57503
March 14, 2008
SR-BSE-2008-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits Comments Due: Federal Register version (73 FR 15236)
34-57504
March 14, 2008
SR-NASD-2007-52
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the NASD Rule 9700 Series To Streamline the Procedural Rules Applicable to General Grievances Related to FINRA Automated Systems Comments Due: Rel. No. 34-57786 Federal Register version (73 FR 15239)
34-57505
March 14, 2008
SR-NYSEArca-2008-20
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Listing Rules Relating to Fixed Income Index-Linked Securities, Futures-Linked Securities, and Multifactor Index-Linked Securities Comments Due: Rel. No. 34-57701 Federal Register version (73 FR 15550)
34-57499
March 14, 2008
SR-NYSE-2008-17
Notice of Filing of Proposed Rule Change To Adopt New Initial and Continued Listing Standards To List Special Purpose Acquisition Companies Comments Due: Rel. No. 34-57785 Federal Register version (73 FR 15246)
34-57500
March 14, 2008
SR-MSRB-2008-02
Notice of Filing and Immediate Effectiveness of Amendment to Rule A-3, on Membership on the Board, and Rule A-4, on Meetings of the Board Comments Due: Federal Register version (73 FR 15244)
34-57507
March 14, 2008
SR-ISE-2007-77
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Complex Orders Comments Due: Rel. No. 34-57706 Federal Register version (73 FR 15241)
34-57497
March 14, 2008
SR-FINRA-2007-021
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Amendments to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Address Motions To Dismiss and To Amend the Eligibility Rule Related to Dismissals Comments Due: View Received Comments Rel. No. 34-59189 Federal Register version (73 FR 15019)
34-57498
March 14, 2008
SR-CBOE-2008-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Its Description of an Existing Program Under Which It Makes Subsidy Payments to CBOE Members That Provide Certain Order Routing Functionalities to Other CBOE Members and/or Use Such Functionalities Themselves Comments Due: Federal Register version (73 FR 15018)
34-57488
March 13, 2008
SR-ISE-2008-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (73 FR 14863)
34-57487
March 13, 2008
SR-CBOE-2008-28
Notice of Filing and Immediate Effectiveness of Proposal To Make Clean-Up Changes by Amending Certain Rules Comments Due: Federal Register version (73 FR 15814)
34-57494
March 13, 2008
SR-CBOE-2008-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Cut-Off Time for the Submission of Strategy Orders During the Modified HOSS Opening Procedure Comments Due: Federal Register version (73 FR 14859)
34-57483
March 12, 2008
SR-Amex-2008-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Widen the Spread Tolerances and Eliminate the Momentum Tolerances Built Into the AEMI System Comments Due: Federal Register version (73 FR 14512)
34-57479
March 12, 2008
SR-CHX-2008-03
Notice of Filing of Proposed Rule Change To Amend Rules Relating to Fingerprinting Comments Due: Rel. No. 34-57684 Federal Register version (73 FR 14516)
34-57482
March 12, 2008
SR-Phlx-2007-69
Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Obvious Errors Comments Due: Rel. No. 34-57712 Federal Register version (73 FR 14544)
34-57478
March 12, 2008
SR-NASDAQ-2007-004
Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, To Establish Rules Governing the Trading of Options on the NASDAQ Options Market; Order Approving a Proposed Rule Change Relating to the LLC Agreement Establishing the NASDAQ Options Market LLC and Delegation Agreement Delegating to NOM LLC the Authority To Operate the NASDAQ Options Market; Order Granting an Application of The NASDAQ Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Requirements of Section 19(b) of the Exchange Act; and Order Granting an Exemption for the NASDAQ Options Market LLC from Section 11A(b) of the Exchange Act Comments Due: View Received Comments Amendment No. 2 , Rel. No. 34-55667 Federal Register version (73 FR 14521)
34-57484
March 12, 2008
SR-ISE-2008-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cross Orders Comments Due: Federal Register version (73 FR 14861)
34-57480
March 12, 2008
SR-FINRA-2008-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1013 (New Member Application and Interview) and the Manner in Which Membership Applicants Submit Their Applications to FINRA Comments Due: Federal Register version (73 FR 14519)
34-57481
March 12, 2008
S7-966
Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, the New York Stock Exchange, LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. Comments Due: Federal Register version (73 FR 15571)
34-57464
March 11, 2008
SR-CHX-2008-02
Notice of Filing of Proposed Rule Change To Amend its Bylaws Relating to the Definition of a Public Director Comments Due: Rel. No. 34-57699 Federal Register version (73 FR 14286)
34-57473
March 11, 2008
SR-Phlx-2008-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 715 and Rule 716 Comments Due: Federal Register version (73 FR 14298)
34-57466
March 11, 2008
SR-OCC-2008-07
Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares Comments Due: Rel. No. 34-57895 , Rel. No. 34-57695 , Rel. No. 34-57895 , Rel. No. 34-57695 Federal Register version (73 FR 14297)
34-57463
March 11, 2008
SR-MSRB-2008-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule G-8, on Books and Records, To Delete Requirement To Maintain Copies of Form G-40 Comments Due: Federal Register version (73 FR 14292)
34-57467
March 11, 2008
SR-ISE-2008-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees Comments Due: Federal Register version (73 FR 14291)
34-57465
March 11, 2008
SR-CBOE-2005-11
Notice of Filing of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading on the Exchange of Options on the streetTRACKS Gold Trust Comments Due: Rel. No. 34-57894 Federal Register version (73 FR 14284)
34-57470
March 11, 2008
SR-CBOE-2008-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Hybrid Agency Liaison Step-Up Rebate Program Comments Due: Federal Register version (73 FR 14514)
34-57472
March 11, 2008
SR-CBOE-2008-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding the CBOE Stock Exchange Market Data Infrastructure Fee Comments Due: Federal Register version (73 FR 14515)
34-57459
March 10, 2008
SR-BSE-2008-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Schedule of the Boston Options Exchange Comments Due: Federal Register version (73 FR 13939)
34-57458
March 10, 2008
SR-CHX-2007-24
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Handling of Clearly Erroneous Transactions Comments Due: Rel. No. 34-57137 Federal Register version (73 FR 14287)
34-57461
March 10, 2008
SR-NSCC-2007-12
Notice of Filing of a Proposed Rule Change To Provide a New Alternative Investments Products Service Comments Due: Rel. No. 34-57813 Federal Register version (73 FR 14294)
34-57462
March 10, 2008
SR-FINRA-2008-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Minimum Quarterly Threshold for Securities Transaction Credit Under NASD Rule 7001C Comments Due: Federal Register version (73 FR 14288)
34-57449
March 7, 2008
SR-Amex-2008-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Pertaining to the Terms of Index Option Contracts Comments Due: View Received Comments Federal Register version (73 FR 14282)
34-57451
March 7, 2008
SR-Amex-2007-131
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Index Multiple Fund Shares and Index Inverse Fund Shares Comments Due: Rel. No. 34-57660 Federal Register version (73 FR 13591)
34-57450
March 7, 2008
SR-ISE-2008-15
Notice of Filing of Proposed Rule Change Relating to the Exchange's Limitation of Liability Comments Due: Rel. No. 34-57675 Federal Register version (73 FR 14290)
34-57448
March 6, 2008
SR-NSX-2008-05
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consolidating into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (73 FR 13597)
34-57442
March 6, 2008
SR-NYSE-2008-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete From Section 802.01E of the Exchange's Listed Company Manual Text That is No Longer Relevant Comments Due: Federal Register version (73 FR 13268)
34-57434
March 5, 2008
SR-Phlx-2008-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Option Transaction Charge Credit Pilot Program Comments Due: Federal Register version (73 FR 13269)
34-57433
March 5, 2008
SR-NYSE-2008-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide a Credit to Members for Execution of Orders Sent Directly to a Floor Broker that Adds Liquidity to the Exchange Comments Due: Federal Register version (73 FR 13064)
34-57436
March 5, 2008
SR-CBOE-2008-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Delayed Start Option SeriesTM Comments Due: Federal Register version (73 FR 13265)
34-57430
March 4, 2008
SR-NASDAQ-2008-012
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the GreenHaven Continuous Commodity Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (73 FR 13060)
34-57425
March 4, 2008
SR-ISE-2008-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series Comments Due: Federal Register version (73 FR 12783)
34-57424
March 4, 2008
SR-CBOE-2008-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Extending the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Pilot Program Comments Due: Federal Register version (73 FR 13057)
34-57415
March 3, 2008
SR-Amex-2008-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options Comments Due: Federal Register version (73 FR 12479)
34-57414
March 3, 2008
SR-BSE-2008-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options Comments Due: Federal Register version (73 FR 12481)
34-57418
March 3, 2008
SR-Phlx-2008-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent a Pilot Program That Increases Position and Exercise Limits on Equity Options Comments Due: Federal Register version (73 FR 12493)
34-57420
March 3, 2008
SR-Phlx-2008-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Program Comments Due: Federal Register version (73 FR 12790)
34-57412
March 3, 2008
SR-NYSEArca-2008-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the SizeQuote Mechanism Pilot Program for a Period of One Year Comments Due: Federal Register version (73 FR 12492)
34-57417
March 3, 2008
SR-NYSEArca-2008-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options Comments Due: Federal Register version (73 FR 12788)
34-57421
March 3, 2008
SR-NYSEArca-2008-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Its Schedule of Fees and Charges Applicable to the Option Strategy Executions Pilot Program Comments Due: Federal Register version (73 FR 12786)
34-57416
March 3, 2008
SR-ISE-2008-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options Comments Due: Federal Register version (73 FR 12489)
34-57413
March 3, 2008
SR-FINRA-2008-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent a Pilot Program That Increases Options Position and Exercise Limits Comments Due: Federal Register version (73 FR 12487)
34-57411
March 3, 2008
SR-CBOE-2008-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee Comments Due: Federal Register version (73 FR 12478)
34-57401
Feb. 29, 2008
SR-Amex-2008-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Exchange's Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads Comments Due: Federal Register version (73 FR 12233)
34-57395
Feb. 28, 2008
SR-NYSEArca-2008-25
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Shares, Trading Hours and Halts, Listing Fees Applicable to Managed Fund Shares, and the Listing and Trading of Shares of the PowerShares Active AlphaQ Fund, PowerShares Active Alpha Multi-Cap Fund, PowerShares Active Mega-Cap Portfolio, and the PowerShares Active Low Duration Portfolio Comments Due: Rel. No. 34-57619 Federal Register version (73 FR 11974)
34-57394
Feb. 28, 2008
SR-ISE-2008-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Accommodation Liquidations Comments Due: Federal Register version (73 FR 11968)
34-57397
Feb. 28, 2008
SR-ISE-2008-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (73 FR 12238)
34-57399
Feb. 28, 2008
SR-ISE-2008-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program To List and Trade Options on the iShares Emerging Markets Index Fund Comments Due: Federal Register version (73 FR 12241)
34-57390
Feb. 27, 2008
SR-NSX-2008-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Pass-Through of Certain Costs to ETP Holders Comments Due: Federal Register version (73 FR 11971)
34-57385
Feb. 27, 2008
SR-NSCC-2007-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fee Schedule Comments Due: Federal Register version (73 FR 11970)
34-57391
Feb. 27, 2008
SR-NSCC-2007-15
Notice of Filing of a Proposed Rule Change Relating to the Admission of Foreign Entities Comments Due: Rel. No. 34-58344 Federal Register version (73 FR 12491)
