Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders from the Requirements in IM-2110-2 (Trading Ahead of Customer Limit Order) and Rule 2111 (Trading Ahead of Customer Market Orders)

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Date Received
Date Letter Type Commenter Name
Public Comment Andrea D. Orr, Assistant General Counsel, FINRA, Washington, District of Columbia
Public Comment Craig Carlino

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2007-039
Release Number
34-57388
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