Comments on NSCC Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 to Provide Clarification with Respect to the Correspondent Clearing Service and to Make Technical Changes to the Rules and Procedures Relative to Trade Recording and Special Representative Services

Filter comments

Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a April 29, 2008, meeting with representatives from Knight Capital Group, Automated Trading Desk, BNY/ConvergeX, Citadel Investment Group, Direct Edge ECN, GETCO LLC, Penson Financial Services, Inc., and Wedbush Morgan Securities

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NSCC-2007-16
Release Number
34-57194
How to submit comments