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Comments on NSCC Rulemaking
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 to Provide Clarification with Respect to the Correspondent Clearing Service and to Make Technical Changes to the Rules and Procedures Relative to Trade Recording and Special Representative Services
(Release No. 34-57194; File No. SR-NSCC-2007-16)
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| Apr. 30, 2008 |
Memorandum from the Division of Trading and Markets regarding a April 29, 2008, meeting with representatives from Knight Capital Group, Automated Trading Desk, BNY/ConvergeX, Citadel Investment Group, Direct Edge ECN, GETCO LLC, Penson Financial Services, Inc., and Wedbush Morgan Securities |
http://www.sec.gov/comments/sr-nscc-2007-16/nscc200716.shtml
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