34-57193
Jan. 24, 2008
SR-DTC-2007-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule Comments Due: Federal Register version (73 FR 5614)
34-57191
Jan. 24, 2008
SR-CBOE-2007-150
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Exchange Fees for Fiscal Year 2008 Comments Due: Federal Register version (73 FR 5611)
34-57197
Jan. 24, 2008
SR-CBOE-2008-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for CBOE Stock Exchange Permit Applicants Comments Due: Federal Register version (73 FR 6231)
34-57187
Jan. 23, 2008
SR-Amex-2007-109
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs) Comments Due: Rel. No. 34-57400 Federal Register version (73 FR 5604)
34-57189
Jan. 23, 2008
SR-NASDAQ-2007-079
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (73 FR 5251)
34-57184
Jan. 22, 2008
SR-NYSE-2008-02
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and NYSE Rule 103B (Specialist Stock Allocation) Comments Due: Federal Register version (73 FR 5254)
34-57183
Jan. 22, 2008
SR-NASDAQ-2008-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of Certain Fee Changes Comments Due: Federal Register version (73 FR 5249)
34-57185
Jan. 22, 2008
SR-ISE-2008-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (73 FR 5246)
34-57173
Jan. 18, 2008
SR-BSE-2008-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the iShares Russell 2000 Index Fund (IWM) Option Pilot Program Until March 1, 2008 Comments Due: Federal Register version (73 FR 4653)
34-57174
Jan. 18, 2008
SR-NYSEArca-2008-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program for Expanded Position Limits for Options on the iShares® Russell 2000® Index Fund Comments Due:
34-57176
Jan. 18, 2008
SR-NYSE-2008-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Four-Month Pilot Program To Offer Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM Comments Due: Federal Register version (73 FR 4929)
34-57171
Jan. 18, 2008
4-534
American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols Comments Due: View Received Comments Federal Register version (73 FR 4645)
34-57175
Jan. 18, 2008
SR-NASDAQ-2008-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Recipients of Certain Risk Disclosures Comments Due: Federal Register version (73 FR 5248)
34-57170
Jan. 18, 2008
SR-CBOE-2007-96
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Quarterly Option Series Pilot Program To Permit the Listing of Additional Series Comments Due: Rel. No. 34-57410 Federal Register version (73 FR 4927)
34-57167
Jan. 17, 2008
SR-NYSEArca-2008-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Closing Time for Options on Exchange-Traded Funds Comments Due: Federal Register version (73 FR 4656)
34-57164
Jan. 17, 2008
SR-FINRA-2007-041
Notice of Filing of a Proposed Rule Change To Amend NASD Rule 7001B To Adjust the Percentage of Market Data Revenue Shared With NASD/Nasdaq TRF Participants Comments Due: View Received Comments Rel. No. 34-57765 Federal Register version (73 FR 4295)
34-57163
Jan. 16, 2008
SR-OCC-2007-18
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Expiration Date Exercise Procedure Comments Due: Federal Register version (73 FR 4297)
34-57161
Jan. 16, 2008
SR-CBOE-2006-36
Notice of Filing of a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Regarding FLEX Equity Option Opening Transactions Comments Due: Rel. No. 34-57429 Federal Register version (73 FR 4293)
34-57148
Jan. 15, 2008
SR-Amex-2007-137
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Section 107D of the Amex Company Guide Comments Due: Federal Register version (73 FR 3762)
34-57150
Jan. 15, 2008
SR-Amex-2007-130
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities, Commodity-Linked Securities, and Currency-Linked Securities Comments Due: Federal Register version (73 FR 3765)
34-57154
Jan. 15, 2008
SR-Amex-2008-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to "Amex Only" Orders and Quotes Comments Due: Federal Register version (73 FR 4027)
34-57152
Jan. 15, 2008
SR-BSE-2007-55
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges To Be Assessed in Connection With the Implementation of an Electronic Registration Process Comments Due: Federal Register version (73 FR 3767)
34-57157
Jan. 15, 2008
SR-BSE-2006-16
Notice of Filing of Amendment No. 3 to the Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendments No. 1 and 3 Thereto, To Adopt a Universal Price Improvement Period for Public Customer Orders Comments Due: Federal Register version (73 FR 4028)
34-57155
Jan. 15, 2008
SR-Phlx-2008-02
Notice of Filing of Proposed Rule Change To Amend By-Law Article XIV, Section 14-5 and Phlx Rule 50 Comments Due: Rel. No. 34-57386 Federal Register version (73 FR 4038)
34-57156
Jan. 15, 2008
SR-NYSE-2007-120
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rules 13, 60, and 1000 To Allow for the Automatic Execution of G-Quotes in the Display Book Comments Due: Federal Register version (73 FR 4036)
34-57153
Jan. 15, 2008
SR-ISE-2008-04
Institute of Education Sciences; Overview Information; Education Research and Special Education Research Grant Programs; Notice Inviting Applications for New Awards for Fiscal Year (FY) 2009 File Nos.: Comments Due: Federal Register version (73 FR 14878)
34-57145
Jan. 14, 2008
SR-Amex-2008-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program Increasing Position and Exercise Limits for Options on the iShares Russell 2000 Index Fund Comments Due: Federal Register version (73 FR 3760)
34-57142
Jan. 14, 2008
SR-NFA-2007-07
Notice of Filing and Immediate Effectiveness of Proposed Amendments to Compliance Rules 2-7 and 2-30 and the Interpretive Notices Entitled "NFA Compliance Rule 2-4: Confidentiality Language in Release Agreements," "Compliance Rule 2-9: Enhanced Supervisory Requirements," "Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 1934," "NFA Compliance Rule 2-37: Fair Commissions," "NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products," and "NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts" Comments Due: Federal Register version (73 FR 3502)
34-57137
Jan. 14, 2008
SR-CHX-2007-24
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Handling of Clearly Erroneous Transactions Comments Due: Rel. No. 34-57458 Federal Register version (73 FR 3497)
34-57139
Jan. 14, 2008
SR-Amex-2007-132
Statement of Policy for Section 19 of the Federal Deposit Insurance Act File Nos.: Comments Due: Federal Register version (73 FR 5270)
34-57146
Jan. 14, 2008
SR-NASDAQ-2008-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Fees for Members Using the NASDAQ Pre-Trade Risk Management Functionality Comments Due: Federal Register version (73 FR 3786)
34-57147
Jan. 14, 2008
SR-NASDAQ-2008-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for Members Using the Nasdaq Market Center Comments Due: Federal Register version (73 FR 3788)
34-57144
Jan. 14, 2008
SR-ISE-2008-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program Increasing Position and Exercise Limits for Options on the iShares Russell 2000 Index Fund Comments Due: Federal Register version (73 FR 3785)
34-57143
Jan. 14, 2008
SR-FINRA-2007-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Dissemination of Trade Reports for OTC Equity Securities Transactions of Fewer Than 100 Shares Comments Due:
34-57141
Jan. 14, 2008
SR-CBOE-2007-147
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of the iShares Russell 2000 Index Fund (IWM) Option Pilot Program Comments Due: Federal Register version (73 FR 3496)
34-57131
Jan. 11, 2008
SR-MSRB-2007-08
Notice of Filing of Proposed Rule Change to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, To Improve Transaction Reporting of New Issues Comments Due: Rel. No. 34-57750 Federal Register version (73 FR 3295)
34-57133
Jan. 11, 2008
SR-FINRA-2007-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Rule Changes Approved in SR-NASD-2005-146 Comments Due: Federal Register version (73 FR 3500)
34-57121
Jan. 10, 2008
SR-Amex-2007-89
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Sections 132(e), 211, and 1003(d) of the Company Guide To Clarify That the Exchange May Delist or Deny Initial Listing to an Issuer for Misrepresenting, or Omitting To Provide, Material Information to the Exchange or for Failing To Provide Requested Information Within a Reasonable Period of Time Comments Due: Federal Register version (73 FR 2960)
34-57122
Jan. 10, 2008
SR-NYSEArca-2008-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges Comments Due: Federal Register version (73 FR 3305)
34-57130
Jan. 10, 2008
SR-NYSEArca-2008-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand, and Make Permanent, the $1 Strike Program Comments Due: Federal Register version (73 FR 3302)
34-57127
Jan. 10, 2008
SR-ISE-2007-112
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Obvious Errors Comments Due: Rel. No. 34-57398 Federal Register version (73 FR 2967)
34-57128
Jan. 10, 2008
SR-ISE-2008-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (73 FR 2969)
34-57129
Jan. 10, 2008
SR-ISE-2008-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (73 FR 2963)
34-57116
Jan. 9, 2008
SR-Phlx-2007-95
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Securities With Restricted Trading Sessions on XLE Comments Due: Federal Register version (73 FR 2974)
34-57118
Jan. 9, 2008
SR-OCC-2007-19
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cross-Margining With ICE Clear U.S., Inc. Comments Due: Federal Register version (73 FR 2970)
34-57119
Jan. 9, 2008
CBOE-2008-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders Comments Due: Federal Register version (73 FR 3293)
34-57110
Jan. 8, 2008
SR-Amex-2007-141
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand, and Make Permanent, the $1 Strike Price Program Comments Due: Federal Register version (73 FR 2292)
34-57114
Jan. 8, 2008
SR-BSE-2008-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to BOX’s Licensing Fees Comments Due:
34-57111
Jan. 8, 2008
SR-Phlx-2008-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand and Permanently Adopt the $1 Strike Pilot Program Comments Due: Federal Register version (73 FR 2297)
34-57115
Jan. 8, 2008
SR-ISE-2007-103
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit Trading Pursuant to Unlisted Trading Privileges of Shares of Eight Funds of the ProShares Trust Comments Due: Federal Register version (73 FR 2964)
34-57108
Jan. 7, 2008
SR-BSE-2007-54
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 thereto, to Amend the MRVP of the Boston Options Exchange with Respect to Contrary Exercise Advice Violations Comments Due: Rel. No. 34-57340
34-57107
Jan. 7, 2008
SR-CTA/CQ-2007-03
Notice of Filing and Immediate Effectiveness of the Tenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Charges Amendment to the Restated Consolidated Quotation Plan Comments Due: Federal Register version (73 FR 2289)
34-57106
Jan. 4, 2008
SR-Amex-2007-36
Notice of Filing of Proposed Rule Change and Amendment No. 1 To Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements Comments Due: Rel. No. 34-57336 Federal Register version (73 FR 2291)
34-57099
Jan. 4, 2008
SR-NASDAQ-2008-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq Stockholders' Agreement Between the Nasdaq Stock Market, Inc. and Borse Dubai Limited Comments Due: Federal Register version (73 FR 1901)
34-57105
Jan. 4, 2008
SR-NASDAQ-2007-100
Notice of Filing of a Proposed Rule Change To Nasdaq's Rule 7033 to Modify the Fees Charged for the Mutual Fund Quotation Service and to Correct Certain Errors in the Rule Manual Comments Due: Rel. No. 34-57347 Federal Register version (73 FR 2296)
34-57104
Jan. 4, 2008
SR-ISE-2007-113
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Allow the Exchange To List Up to Seven Expiration Months for Broad-Based Security Index Options Upon Which an Exchange Calculates a Constant Three-Month Volatility Index Comments Due: Federal Register version (73 FR 2070)
34-57090
Jan. 3, 2008
SR-Phlx-2007-94
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Examinations Fee Comments Due: Federal Register version (73 FR 1659)
34-57093
Jan. 3, 2008
SR-NYSE-2007-127
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain Regulatory Fees Comments Due: Federal Register version (73 FR 1654)
34-57089
Jan. 3, 2008
SR-CBOE-2007-143
Notice of Filing of Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations Comments Due: Rel. No. 34-57314 Federal Register version (73 FR 1900)
34-57094
Jan. 3, 2008
SR-CBOE-2007-154
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Marketing Fee Program Comments Due: Federal Register version (73 FR 1653)
34-57086
Jan. 2, 2008
SR-Phlx-2007-90
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the $1 Strike Pilot Program Comments Due: Federal Register version (73 FR 1657)
34-57087
Jan. 2, 2008
SR-NYSEArca-2008-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Closing Time for Options on Exchange-Traded Funds Comments Due: Federal Register version (73 FR 1656)
34-57084
Jan. 2, 2008
SR-NYSE-2007-121
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Trading Floor Regulatory Fee Comments Due: Federal Register version (73 FR 1391)
34-57082
Jan. 2, 2008
SR-CBOE-2007-153
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 6.14 (Hybrid Agency Liaison) Comments Due: Federal Register version (73 FR 1378)
34-57083
Jan. 2, 2008
SR-CBOE-2007-151
Notice of Filing of Proposed Rule Change Relating to Linkage Fees Comments Due: Rel. No. 34-57317 Federal Register version (73 FR 1651)
34-57070
Dec. 31, 2007
SR-Amex-2007-139
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Retire the EEM Options Pilot Program Comments Due: Federal Register version (73 FR 1377)
34-57078
Dec. 31, 2007
SR-CHX-2007-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Trade Processing Fees Comments Due: Federal Register version (73 FR 1380)
34-57069
Dec. 31, 2007
SR-NYSEArca-2007-126
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Certain Transaction Fees and Credits Comments Due: Federal Register version (73 FR 1392)
34-57072
Dec. 31, 2007
SR-NYSE-2007-125
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 107A (Registered Competitive Market Makers) and Exchange Rule 110 (Competitive Traders) Comments Due: Federal Register version (73 FR 1252)
34-57068
Dec. 31, 2007
SR-NASDAQ-2007-093
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Nasdaq's Rule 7033 Comments Due: Federal Register version (73 FR 1390)
34-57073
Dec. 31, 2007
SR-FINRA-2007-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 24 Examination Program Comments Due: Federal Register version (73 FR 1382)
34-57074
Dec. 31, 2007
SR-FINRA-2007-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 23 Examination Program Comments Due: Federal Register version (73 FR 1373)
34-57076
Dec. 31, 2007
SR-FINRA-2007-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 42 Examination Program Comments Due: Federal Register version (73 FR 1384)
34-57077
Dec. 31, 2007
SR-FINRA-2007-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program Comments Due: Federal Register version (73 FR 1385)
34-57079
Dec. 31, 2007
SR-FINRA-2007-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 82 Examination Program Comments Due: Federal Register version (73 FR 1387)
34-57080
Dec. 31, 2007
SR-FINRA-2007-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 72 Examination Program Comments Due: Federal Register version (73 FR 1389)
34-57081
Dec. 31, 2007
SR-FINRA-2007-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 62 Examination Program Comments Due: Federal Register version (73 FR 1375)
34-57071
Dec. 31, 2007
SR-DTC-2007-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Stock Loan and Repurchase Processing Comments Due: Federal Register version (73 FR 1239)
34-57059
Dec. 28, 2007
SR-NYSEArca-2006-76
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1, 2 and 3 Thereto, Relating to Trading Shares of the Nuveen Commodities Income and Growth Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (73 FR 909)
34-57061
Dec. 28, 2007
SR-NYSE-2007-113
Notice of Filing of Proposed Rule Change To Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management Comments Due: Rel. No. 34-57291 Federal Register version (73 FR 902)
34-57063
Dec. 28, 2007
SR-NYSE-2007-123
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation) Comments Due: Federal Register version (73 FR 1250)
34-57065
Dec. 28, 2007
SR-NYSE-2007-119
Notice of Filing of Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure To Pay Fees) Comments Due: Rel. No. 34-57305 Federal Register version (73 FR 1248)
34-57062
Dec. 28, 2007
SR-NASDAQ-2007-101
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes To Extend the Deadline Until March 31, 2008 for Issuers To Become Compliant With Listing Requirements Concerning Direct Registration Programs File Nos.: Comments Due: Federal Register version (73 FR 900)
34-57066
Dec. 28, 2007
SR-ISE-2007-65
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Exchange-Traded Funds Based on Fixed Income Indexes and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1 Comments Due: Federal Register version (73 FR 1241)
34-57052
Dec. 27, 2007
SR-Amex-2007-140
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Licensing Fee Changes Comments Due: Federal Register version (73 FR 523)
34-57047
Dec. 27, 2007
SR-NYSEArca-2007-127
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares MSCI Belgium Index Fund Comments Due: Federal Register version (73 FR 913)
34-57046
Dec. 27, 2007
SR-NYSE-2007-118
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 409(f) Comments Due: View Received Comments Federal Register version (73 FR 533)
34-57045
Dec. 27, 2007
SR-FINRA-2007-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's New York Stock Exchange Rule 409(f) Comments Due: Federal Register version (73 FR 529)
34-57050
Dec. 27, 2007
SR-FINRA-2007-040
Notice of Filing of Proposed Rule Change To Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183 Comments Due: View Received Comments Rel. No. 34-57228 Federal Register version (73 FR 531)
34-57054
Dec. 27, 2007
SR-CBOE-2007-149
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry Comments Due: Federal Register version (73 FR 899)
34-57042
Dec. 26, 2007
SR-Amex-2007-70
Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP Comments Due: Rel. No. 34-57188 Federal Register version (73 FR 514)
34-57030
Dec. 21, 2007
SR-Amex-2007-135
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Section 107D(g) of the Amex Company Guide Comments Due: Federal Register version (72 FR 74379)
34-57037
Dec. 21, 2007
SR-BSE-2007-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Opening of the Market of the Boston Options Exchange Comments Due: Federal Register version (73 FR 524)
34-57036
Dec. 21, 2007
SR-CHX-2007-27
Notice of Filing of Proposed Rule Change To Amend its Rule 25 To Eliminate a Requirement That a Participant Have a Formal Written Agreement To Use Another Participant's Give-Up Comments Due: Rel. No. 34-57264 Federal Register version (72 FR 74381)
34-57034
Dec. 21, 2007
SR-Phlx-2007-91
Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Require a Non-Streaming Quote Trader Registered Option Traders ("non-SQT ROT") To Submit a List of Options for Intended Assignment Comments Due: Rel. No. 34-57263 Federal Register version (72 FR 74398)
34-57038
Dec. 21, 2007
SR-Phlx-2007-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $5 Strike Price Intervals of Options on Exchange-Traded Fund Shares above $200 Comments Due: Federal Register version (72 FR 74396)
34-57029
Dec. 21, 2007
SR-NYSEArca-2007-68
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of the GreenHaven Continuous Commodity Index Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 74388)
34-57035
Dec. 21, 2007
SR-NYSE-2007-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New Non-Regulatory Trading Halt Condition Under Rule 123D Designated as "Investment Company Units or Index-Linked Securities" Comments Due: Federal Register version (72 FR 74386)
34-57032
Dec. 21, 2007
SR-ISE-2007-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale "tick" and Price Tests Comments Due: Federal Register version (72 FR 74383)
34-57033
Dec. 21, 2007
SR-FINRA-2007-036
Notice for Securities Industry Registration ("Form U5") and the Uniform Branch Office Form ("Form BR") Comments Due: Federal Register version (72 FR 74382)
