34-58399
Aug. 20, 2008
SR-NYSEArca-2008-88
Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Arca, Inc. To Eliminate the Requirement That Orders Sent Via the InterMarket Linkage System and Broker Dealer Orders Receive the Same Billing Treatment Comments Due: Federal Register version (73 FR 50390)
34-58398
Aug. 20, 2008
SR-NYSE-2008-069
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiving Compliance With DRS Participation Rules for Foreign Private Issuers Comments Due: Federal Register version (73 FR 51546)
34-58400
Aug. 20, 2008
SR-ISE-2008-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire a Pilot Program To List and Trade Options on the iShares Emerging Markets Index Fund Comments Due: Federal Register version (73 FR 50847)
34-58394
Aug. 20, 2008
SR-CBOE-2008-85
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Adopting a New Order Type Comments Due: Federal Register version (73 FR 50379)
34-58385
Aug. 19, 2008
4-443
Notice of Filing and Order Approving on a Temporary Basis Amendment No. 2 to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options Comments Due: View Received Comments Release No. 34-58630 , Release No. 34-58205 , Release No. 34-57848 , Release No. 34-57546 Federal Register version (73 FR 50375)
34-58387
Aug. 19, 2008
SR-CBOE-2008-83
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Complex Order Price Check Parameters Comments Due:
34-58378
Aug. 18, 2008
SR-Amex-2008-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Definition of "Independent Director" in the Amex Company Guide Comments Due: Federal Register version (73 FR 49725)
34-58380
Aug. 18, 2008
SR-Phlx-2008-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Changing Its Name Comments Due: Federal Register version (73 FR 49728)
34-58367
Aug. 15, 2008
SR-NYSE-2008-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 303A.02(b) of the Listed Company Manual with respect to Two of Its Director Independence Tests Comments Due: View Received Comments Federal Register version (73 FR 50061)
34-58364
Aug. 14, 2008
SR-Amex-2008-65
Notice of Filing of a Proposed Rule Change by the American Stock Exchange LLC To Allow Issuers Voluntarily Delisting ETFs and Structured Products To Submit to the Exchange a Letter From an Authorized Officer of the Issuer Rather Than a Board Resolution Comments Due: Rel. No. 34-58650 Federal Register version (73 FR 49508)
34-58362
Aug. 14, 2008
SR-CHX-2008-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits Comments Due: Federal Register version (73 FR 49511)
34-58365
Aug. 14, 2008
SR-NYSEArca-2008-81
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Four CurrencyShares Trusts Comments Due: Federal Register version (73 FR 49522)
34-58363
Aug. 14, 2008
SR-NYSE-2008-52
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by New York Stock Exchange LLC To Modify the Method by Which It Allocates and Reallocates Securities to Specialist Units and To Establish an Allocation System Based on a Single Objective Measure To Determine a Specialist Unit's Eligibility To Participate in the Allocation Process Comments Due: Rel. No. 34-58857 Federal Register version (73 FR 49514)
34-58354
Aug. 13, 2008
SR-NSX-2008-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Operative Date of NSX Rule 2.11 Comments Due: Federal Register version (73 FR 49227)
34-58352
Aug. 13, 2008
SR-OCC-2008-17
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Permit the Clearance and Settlement of Options on the Realized Variance and Realized Volatility of an Index Comments Due: Federal Register version (73 FR 48421)
34-58353
Aug. 13, 2008
SR-OCC-2008-16
Notice of Filing of a Proposed Rule Change Relating to the Cash Dividend Threshold Comments Due: Rel. No. 34-58586 , Rel. No. 34-58586 Federal Register version (73 FR 48423)
34-58351
Aug. 13, 2008
SR-NYSE-2008-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 104(b) To Provide for an Automated Opening Message That Will Be Effectuated Through the Specialist Application Programmed Interface To Allow Specialists To Automatically Open a Security on a Trade Comments Due: Federal Register version (73 FR 48416)
34-58358
Aug. 13, 2008
SR-CTA/CQ-2008-02
Notice of Filing of the Twelfth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Eighth Substantive Amendment to the Consolidated Quotation Plan Comments Due: Release No. 34-58585 Federal Register version (73 FR 49225)
34-58357
Aug. 13, 2008
SR-NASDAQ-2008-068
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 To Modify Rule 4770 To Enhance Trading in the NASDAQ Crossing Network Comments Due: Federal Register version (73 FR 49512)
34-58350
Aug. 13, 2008
4-566
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., CBOE Stock Exchange, LLC, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange, LLC, NYSE Arca Inc., NYSE Regulation, Inc., and Philadelphia Stock Exchange, Inc. Comments Due: Rel. No. 34-58536 Federal Register version (73 FR 48248)
34-58347
Aug. 12, 2008
SR-OCC-2008-09
Notice of Filing of a Proposed Rule Change Relating to Eligible Margin Assets Comments Due: Rel. No. 34-58977 , Rel. No. 34-58977 Federal Register version (73 FR 48419)
34-58349
Aug. 12, 2008
SR-OCC-2008-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Binary Options Comments Due: Federal Register version (73 FR 48420)
34-58343
Aug. 12, 2008
SR-DTC-2008-06
Notice of Filing of Proposed Rule Change as Amended To Modify End of Day Settlement Procedures Relating to Settlement Acknowledgement Cut-off Time Frames for Settling Banks Comments Due: Rel. No. 34-59386 Federal Register version (73 FR 48259)
34-58341
Aug. 11, 2008
SR-Amex-2008-60
Notice of Filing of a Proposed Rule Change Relating to Margin Requirements for Fixed Return Options Comments Due: Rel. No. 34-58716 Federal Register version (73 FR 48258)
34-58342
Aug. 11, 2008
SR-NSX-2008-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NSX BLADESM Comments Due: Federal Register version (73 FR 48414)
34-58332
Aug. 8, 2008
SR-NYSEArca-2008-51
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Generic Listing and Trading Rules for Commodity-Based Trust Shares, Currency Trust Shares, and Commodity Index Trust Shares Comments Due: Federal Register version (73 FR 47996)
34-58333
Aug. 8, 2008
SR-FINRA-2008-032
Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2350 Through 2359 (Regarding Trading in Index Warrants, Currency Index Warrants, and Currency Warrants), FINRA Rule 2360 (Options), and FINRA Rule 2370 (Security Futures) in the Consolidated FINRA Rulebook Comments Due: View Received Comments Rel. No. 34-58932 Federal Register version (73 FR 47991)
34-58326
Aug. 7, 2008
SR-CBOE-2008-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules Related to the Hybrid Agency Liaison and the Complex Order RFQ Auction Comments Due: Federal Register version (73 FR 47986)
34-58327
Aug. 7, 2008
SR-CBOE-2008-09
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 2, Establishing a Voluntary Professional Designation Comments Due: View Received Comments Rel. No. 34-57256 Federal Register version (73 FR 47988)
34-58323
Aug. 6, 2008
SR-NYSE-2008-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Until October 1, 2008 the Adoption of Interim NYSE Rule 128 (Clearly Erroneous Executions) Comments Due: Federal Register version (73 FR 47247)
34-58315
Aug. 6, 2008
SR-CBOE-2008-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees Comments Due: Federal Register version (73 FR 46655)
34-58321
Aug. 6, 2008
SR-CBOE-2008-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market-Maker Transaction Fees Comments Due: Federal Register version (73 FR 46955)
34-58306
Aug. 5, 2008
SR-NYSEArca-2008-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Proposed Acquisition of The Amex Membership Corporation Comments Due: Federal Register version (73 FR 46685)
34-58312
Aug. 5, 2008
SR-NYSEArca-2008-63
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the MacroShares Medical Inflation Trusts Comments Due: Rel. No. 34-58024 Federal Register version (73 FR 46689)
34-58311
Aug. 5, 2008
SR-NYSE-2008-74
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Enable the Exchange To Waive Annual Listing Fees for Securities Transferring From the Amex or NYSE Arca, Inc. Comments Due: Rel. No. 34-58601 Federal Register version (73 FR 47994)
34-58305
Aug. 5, 2008
SR-NASDAQ-2008-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Rules Governing the Requirements for Market Maker Quotations on the NASDAQ Options Market Comments Due: Federal Register version (73 FR 46696)
34-58308
Aug. 5, 2008
SR-FINRA-2008-027
Notice of Filing of Proposed Rule Change Relating to the Adoption of FINRA Rule 3220 (Influencing or Rewarding Employees of Others) and FINRA Rule 2070 (Transactions Involving FINRA Employees) in the Consolidated FINRA Rulebook Comments Due: View Received Comments Rel. No. 34-58660 Federal Register version (73 FR 46664)
34-58307
Aug. 5, 2008
SR-CBOE-2008-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Automated Improvement Mechanism Comments Due: Federal Register version (73 FR 46654)
34-58314
Aug. 5, 2008
SR-NSCC-2008-07
Notice of Filing of Proposed Rule Change to Enhance Processing of Exchange-Traded Funds 34-58694.pdf
34-58295
Aug. 4, 2008
SR-NYSEArca-2008-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services In Order To Revise Certain Transaction Fees Comments Due: View Received Comments Federal Register version (73 FR 46681)
34-58297
Aug. 4, 2008
SR-NYSEArca-2008-78
Notice of Filing of Proposed Rule Change To Waive Annual Fees for Securities Transferring to NYSE Arca From NYSE Alternext U.S. Comments Due: Rel. No. 34-58598 Federal Register version (73 FR 46683)
34-58299
Aug. 4, 2008
SR-NYSE-2008-68
Notice of Filing of Proposed Rule Change To Enable the Exchange To Determine That a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company Comments Due: Rel. No. 34-58278 Federal Register version (73 FR 46670)
34-58301
Aug. 4, 2008
SR-NYSE-2008-56
Notice of Filing of Proposed Rule Change To Amend Section 902.09 of the Listed Company Manual To Establish Fees for Securities Listed Under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and To Waive Fees for Structured Products Transferred From the Amex to the NYSE Comments Due: Rel. No. 34-58599 Federal Register version (73 FR 46672)
34-58303
Aug. 4, 2008
SR-NYSE-2008-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Sections 305 and 308 and the Shareholder Rights Provisions of Section 314 of the Listed Company Manual Comments Due: Federal Register version (73 FR 46674)
34-58300
Aug. 4, 2008
SR-NSCC-2008-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Equity Options Service To Include Bond Options Comments Due: Federal Register version (73 FR 46956)
34-58302
Aug. 4, 2008
SR-FINRA-2008-039
Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 5110 (Corporate Financing Rule), 5190 (Notification Requirements for Offering Participants) and 6470 (Withdrawal of Quotations in an OTC Equity Security in Compliance With SEC Regulation M) in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-58514 Federal Register version (73 FR 46657)
34-58284
Aug. 1, 2008
SR-Amex-2008-62
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Acquisition of the Exchange by NYSE Euronext Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G , Exhibit 5H , Exhibit 5I , Exhibit 5J , Rel. No. 34-58673 Federal Register version (73 FR 46086)
34-58286
Aug. 1, 2008
SR-Amex-2008-64
Notice of Filing of Proposed Rule Change To Adopt New Rule 478T To Set Forth the Temporary Procedures That Will Apply to Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of the Exchange by NYSE Euronext Comments Due: Exhibit 5 , Rel. No. 34-58678 Federal Register version (73 FR 46097)
34-58285
Aug. 1, 2008
SR-NYSE-2008-60
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto in Connection With the Proposed Acquisition of The Amex Membership Corporation Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G , Rel. No. 34-58673 Federal Register version (73 FR 46117)
34-58282
Aug. 1, 2008
SR-NASDAQ-2008-067
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Letters of Guarantee for Options Participants Comments Due: Federal Register version (73 FR 46668)
34-58289
Aug. 1, 2008
SR-ISE-2008-62
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations Comments Due: Federal Register version (73 FR 46667)
34-58283
Aug. 1, 2008
SR-FINRA-2008-040
Notice of Filing of Proposed Rule Change To Eliminate the Requirement To Report Yield to TRACE and for FINRA To Calculate Yield That Will Be Disseminated by TRACE Comments Due: Rel. No. 34-58520 Federal Register version (73 FR 46108)
34-58291
Aug. 1, 2008
SR-FINRA-2008-043
Notice of Filing of Proposed Rule Change To Establish a Membership Waive-In Process and Fee Waiver for Certain NYSE Alternext U.S. LLC Member Organizations Comments Due: Rel. No. 34-58707 Federal Register version (73 FR 46661)
34-58292
Aug. 1, 2008
SR-DTC-2008-07
Notice of Filing of Proposed Rule Change to Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System Comments Due: Rel. No. 34-58910 Federal Register version (73 FR 46693)
34-58272
July 31, 2008
SR-Amex-2008-61
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Broad-Based Index Binary Options Comments Due: Federal Register version (73 FR 46099)
34-58277
July 31, 2008
SR-Amex-2008-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated Sections of Its Delisting Rules Comments Due: Federal Register version (73 FR 46104)
34-58276
July 31, 2008
SR-NYSEArca-2008-79
Notice of Filing of Proposed Rule Change To List and Trade ELEMENTSSM Comments Due: Rel. No. 34-58474 Federal Register version (73 FR 46126)
34-58278
July 31, 2008
SR-NYSE-2008-61
Notice of Filing of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 104(e) (Dealings by Specialists) To Modify the Conditions Governing the Specialists' Use of the Price Improvement Trading Message Pursuant to NYSE Rule 104(b)(i)(H) Comments Due: Rel. No. 34-58517 Federal Register version (73 FR 46124)
34-58275
July 31, 2008
SR-NASDAQ-2008-025
Notice of Filing of a Proposed Rule Change, and Amendment No. 2 Thereto, Relating to the Establishment of the Equity Value Indicator Cross Comments Due: Rel. No. 34-58509 Federal Register version (73 FR 46129)
34-58279
July 31, 2008
SR-NASDAQ-2008-066
Notice of Filing of a Proposed Rule Change To Modify Rule 7050 Governing Pricing for Nasdaq Members Using the NASDAQ Options Market ("NOM") Comments Due: Federal Register version (73 FR 46132)
34-58265
July 30, 2008
SR-Amex-2008-63
Notice of Filing of Proposed Rule Change Relating to the Relocation of Equities Trading After the Acquisition of the Exchange by NYSE Euronext Comments Due: Exhibit 5 , Rel. No. 34-58705 Federal Register version (73 FR 46075)
34-58258
July 30, 2008
SR-OCC-2008-12
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cross-Margining Comments Due: Federal Register version (73 FR 46133)
34-58266
July 30, 2008
SR-NYSEArca-2008-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating Certain Obsolete Rules Comments Due:
34-58253
July 30, 2008
SR-NYSE-2008-57
Notice of Filing of Proposed Rule Change To Adopt on a Permanent Basis a Pilot Program Which Allows the Exchange To Adjust the Earnings of Companies for Purposes of Its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing Comments Due: Rel. No. 34-58500 Federal Register version (73 FR 45509)
34-58254
July 30, 2008
SR-NYSE-2008-58
Notice of Filing of Proposed Rule Change To Make Permanent a Pilot Program Under Which the Exchange Excludes From Its Earnings Standard Gains or Losses From Extinguishment of Debt Prior to Maturity Comments Due: Rel. No. 34-58499 Federal Register version (73 FR 45511)
34-58261
July 30, 2008
SR-NYSE-2008-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 431 To Make Permanent the Portfolio Margin Pilot Program Comments Due: Federal Register version (73 FR 46116)
34-58268
July 30, 2008
SR-NYSE-2008-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Order Flow Sent to the Specialist Application Programmed Interface Comments Due: Federal Register version (73 FR 46122)
34-58269
July 30, 2008
SR-NYSE-2008-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Portfolio Margin Program Comments Due: Federal Register version (73 FR 46114)
34-58256
July 30, 2008
SR-MSRB-2008-05
Notice of Filing of Proposed Rule Change Relating to the Establishment of a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA) Comments Due: View Received Comments Rel. No. 34-59061 Federal Register version (73 FR 46161)
34-58267
July 30, 2008
SR-ISE-2008-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2009 To Permit the Listing and Trading of Additional Index Options Series That Do Not Meet Current Rule 2009 Requirements, if Such Options Series Are Listed and Traded on at Least One Other National Securities Exchange Comments Due: Federal Register version (73 FR 46112)
34-58251
July 30, 2008
SR-FINRA-2008-041
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Making the Portfolio Margin Pilot Permanent Comments Due: Federal Register version (73 FR 45506)
34-58263
July 30, 2008
SR-FINRA-2008-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Portfolio Margin Comments Due: Federal Register version (73 FR 46111)
34-58252
July 30, 2008
SR-DTC-2008-05
Notice of Filing of a Proposed Rule Change Relating to Establishing a New Money Market Instrument Procedure Disincentive Fee Comments Due: View Received Comments Federal Register version (73 FR 46128)
34-58262
July 30, 2008
SR-CBOE-2008-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Customer Portfolio Margin Pilot Program Comments Due: Federal Register version (73 FR 46105)
34-58246
July 29, 2008
SR-NYSE-2008-64
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Exceptional Messaging Fee Comments Due: Federal Register version (73 FR 45508)
34-58237
July 29, 2008
SR-ISE-2008-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Customer Options Orders Comments Due: Federal Register version (73 FR 45260)
34-58244
July 29, 2008
SR-FINRA-2008-021
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Repeal NASD Rule 1130 and Incorporated NYSE Rules 405A, 440F, 440G and 477 as Part of the Process of Developing the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-58643 Federal Register version (73 FR 45258)
34-58245
July 29, 2008
SR-FINRA-2008-021
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto, To Adopt the FINRA Rule 0100 Series (General Standards) in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-58643 Federal Register version (73 FR 46106)
34-58243
July 29, 2008
SR-CBOE-2008-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permanent Approval of the Customer Portfolio Margin Pilot Program Comments Due: Federal Register version (73 FR 45505)
34-58235
July 28, 2008
SR-NYSE-2008-59
Notice of Filing of Proposed Rule Change To Reduce the Period Within Which Companies Must Issue a Press Release After the Exchange Notifies Them That They Are Noncompliant With Exchange Listing Requirements Comments Due: Rel. No. 34-58487 Federal Register version (73 FR 45262)
34-58234
July 25, 2008
SR-Phlx-2008-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Pilot Programs in Connection With Linkage P/A Orders Comments Due: Federal Register version (73 FR 45263)
34-58228
July 25, 2008
SR-NASDAQ-2008-013
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Additional Initial Listing Standards To List Securities of Special Purpose Acquisition Companies Comments Due: View Received Comments Rel. No. 34-57685 Federal Register version (73 FR 44794)
34-58226
July 25, 2008
SR-FINRA-2008-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 11890 (Clearly Erroneous Transactions) Comments Due: Federal Register version (73 FR 44791)
34-58227
July 25, 2008
SR-FINRA-2008-033
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, To Adopt FINRA Rule 4560 (Short-Interest Reporting) in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-58461 Federal Register version (73 FR 44793)
34-58221
July 24, 2008
SR-BSE-2008-29
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating To Doing Business With the Public Comments Due: Federal Register version (73 FR 44296)
34-58217
July 24, 2008
SR-NSX-2008-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for a Post Intermarket Sweep Order Comments Due: Federal Register version (73 FR 44305)
34-58218
July 24, 2008
SR-Phlx-2008-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to its Certificate of Incorporation and By-Laws Comments Due:
34-58216
July 23, 2008
SR-ISE-2008-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waivers Comments Due: Federal Register version (73 FR 44302)
34-58215
July 23, 2008
SR-FINRA-2008-035
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Addition of Fees Imposed for the Series 14 and Series 16 Examinations to FINRA's Fee Schedule Comments Due: Federal Register version (73 FR 44300)
34-58208
July 22, 2008
SR-NYSEArca-2008-77
Notice of Filing of Proposed Rule Change To List and Trade the Barclays Middle East Equities (MSCI GCC) Non Exchange Traded Notes Due 2038 Comments Due: Rel. No. 34-58437 Federal Register version (73 FR 43968)
34-58209
July 22, 2008
SR-NASDAQ-2008-064
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow The NASDAQ Options Market To Participate in the Quarterly Options Series Pilot Program Comments Due: Federal Register version (73 FR 43966)
34-58206
July 22, 2008
SR-FINRA-2008-021
Notice of Filing of Proposed Rule Change Relating to the Membership Waive-In Process for Certain New York Stock Exchange Members Comments Due: Rel. No. 34-58643 Federal Register version (73 FR 43808)
34-58200
July 21, 2008
SR-CBOE-2008-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Interim Trading Permit Access Fee Comments Due: Federal Register version (73 FR 43805)
34-58195
July 18, 2008
SR-BSE-2008-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows No Minimum Size Order Requirement and Certain Premature Terminations Under the Price Improvement Period Process on the Boston Options Exchange Facility Until November 18, 2008 Comments Due: Federal Register version (73 FR 43801)
34-58194
July 18, 2008
SR-Phlx-2008-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties Comments Due: Federal Register version (73 FR 43275)
34-58197
July 18, 2008
SR-ISE-2008-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program Comments Due: Federal Register version (73 FR 43810)
34-58189
July 18, 2008
SR-CBOE-2008-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored User Fees Comments Due: Federal Register version (73 FR 43274)
34-58196
July 18, 2008
SR-CBOE-2008-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism Until July 18, 2009 Comments Due: Federal Register version (73 FR 43803)
34-58180
July 17, 2008
SR-SCCP-2008-01
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend and Restate Its Articles of Incorporation Comments Due: Rel. No. 34-57817 Federal Register version (73 FR 42890)
34-58179
July 17, 2008
SR-Phlx-2008-31
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to Changes to Phlx's Governing Documents in Connection With the Acquisition of Phlx by The NASDAQ OMX Group, Inc. Comments Due: Rel. No. 34-57703 Federal Register version (73 FR 42874)
