Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by Financial Industry Regulatory Authority, Inc., Relating to Amendments to the Discovery Guide to Update the Document Production Lists

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Date Received
Date Letter Type Commenter Name
Public Comment Laurence S. Schultz, Driggers, Schultz & Herbst, P.C., Troy, Michigan
Public Comment Carl J. Carlson, Seattle, Washington
Public Comment Scott L. Silver, Blum & Silver, LLP
Public Comment Robert Savage, Esquire, Tampa, Florida
Public Comment Scott C. Ilgenfritz, Tampa, Florida
Public Comment William P. Torngren, Attorney, Sacramento, California
Public Comment Richard Layne, Attorney at Law, Portland, Oregon
Public Comment Al Van Kampen, Attorney at Law, Seattle, Washington
Public Comment Angela H. Magary, Reasonover Olinde, LLC, Andover, Massachusetts
Public Comment Barry D. Estell
Public Comment Dale Ledbetter, Esq., PIABA, Fort Lauderdale, Florida
Public Comment Jan Graham, Graham Law Offices, Salt Lake City, Utah
Public Comment Jeffrey Kruske, Overland Park, Kansas
Public Comment Jill Gross, Esq., Director, Pace Law School Investor Rights Clinic, White Plains, New York; Ashwath Trasi, Student Intern; and Bradford Lombardi, Student Intern
Public Comment Mark E. Sanders, Esquire, Milwaukee, Wisconsin
Public Comment Michael MacDonald, Lawyer, St. Paul, Minnesota
Public Comment Michael Pysno, Sr., Associate General Counsel- Litigation, Managing Director, RBC Wealth Management
Public Comment Mitchell S. Ostwald
Public Comment Patricia Cowart, Chair, SIFMA Arbitration Committee
Public Comment Peter J. Mougey, Esq. and Kristian P. Kraszewski, Esq.
Public Comment Peter McCormack, Law Intern and Yumi Frost, Law Intern, Albany Law School, Securities Arbitration Clinic, Albany Law School Clinic & Justice Center
Public Comment Richard A. Lewins, Dallas, Texas
Public Comment Rob Bleecher, Esquire, Pecht Associates, PC, Mechanicsburg, Pennsylvania
Public Comment Robert C. Port
Public Comment Shockman Law Office, P.C.
Public Comment Stephen Krosschell, Goodman & Nekvasil, P.A., Joel A. Goodman, and Kalju Nekvasil, Goodman & Nekvasil, P.A.
Public Comment Theodore M. Davis, Esq, Lawyer, Long Island City, New York
Public Comment Thomas H. Porter, Law Offices of Jeffrey A. Feldman, San Francisco, California
Public Comment W. Scott Greco, Greco & Greco, P.C.
Public Comment William A. Jacobson, Esq., Associate Clinical Professor of Law, Director, Cornell Securities Law Clinic and Ginger McCall, Cornell Law School

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2008-024
Release Number
34-59534
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