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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by Financial Industry Regulatory Authority, Inc., Relating to Amendments to the Discovery Guide to Update the Document Production Lists
(Release No. 34-59534; File No. SR-FINRA-2008-024)
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Apr. 15, 2009 | Laurence S. Schultz, Driggers, Schultz & Herbst, P.C., Troy, Michigan |
Apr. 14, 2009 | Carl J. Carlson, Seattle, Washington |
Apr. 13, 2009 | Scott L. Silver, Blum & Silver, LLP |
Apr. 9, 2009 | Robert Savage, Esquire, Tampa, Florida |
Apr. 7, 2009 | Scott C. Ilgenfritz, Tampa, Florida |
Apr. 7, 2009 | William P. Torngren, Attorney, Sacramento, California |
Apr. 4, 2009 | Richard Layne, Attorney at Law, Portland, Oregon |
Apr. 3, 2009 | Theodore M. Davis, Esq, Lawyer, Long Island City, New York |
Apr. 3, 2009 | Dale Ledbetter, Esq., PIABA, Fort Lauderdale, Florida |
Apr. 3, 2009 | Stephen Krosschell, Goodman & Nekvasil, P.A., Joel A. Goodman, and Kalju Nekvasil, Goodman & Nekvasil, P.A. |
Apr. 3, 2009 | Mark E. Sanders, Esquire, Milwaukee, Wisconsin |
Apr. 3, 2009 | Thomas H. Porter, Law Offices of Jeffrey A. Feldman, San Francisco, California |
Apr. 3, 2009 | Richard A. Lewins, Dallas, Texas |
Apr. 3, 2009 | Robert C. Port |
Apr. 3, 2009 | Al Van Kampen, Attorney at Law, Seattle, Washington |
Apr. 3, 2009 | Barry D. Estell |
Apr. 3, 2009 | Shockman Law Office, P.C. |
Apr. 3, 2009 | Mitchell S. Ostwald |
Apr. 3, 2009 | Peter J. Mougey, Esq. and Kristian P. Kraszewski, Esq. |
Apr. 3, 2009 | Angela H. Magary, Reasonover Olinde, LLC, Andover, Massachusetts |
Apr. 3, 2009 | Michael Pysno, Sr., Associate General Counsel- Litigation, Managing Director, RBC Wealth Management |
Apr. 3, 2009 | William A. Jacobson, Esq., Associate Clinical Professor of Law, Director, Cornell Securities Law Clinic and Ginger McCall, Cornell Law School |
Apr. 3, 2009 | Jill Gross, Esq., Director, Pace Law School Investor Rights Clinic, White Plains, New York; Ashwath Trasi, Student Intern; and Bradford Lombardi, Student Intern |
Apr. 3, 2009 | Jan Graham, Graham Law Offices, Salt Lake City, Utah |
Apr. 3, 2009 | Michael MacDonald, Lawyer, St. Paul, Minnesota |
Apr. 3, 2009 | Peter McCormack, Law Intern and Yumi Frost, Law Intern, Albany Law School,
Securities Arbitration Clinic, Albany Law School Clinic & Justice Center |
Apr. 3, 2009 | Rob Bleecher, Esquire, Pecht Associates, PC, Mechanicsburg, Pennsylvania |
Apr. 3, 2009 | Jeffrey Kruske, Overland Park, Kansas |
Apr. 3, 2009 | Patricia Cowart, Chair, SIFMA Arbitration Committee |
Apr. 3, 2009 | W. Scott Greco, Greco & Greco, P.C. |
Apr. 2, 2009 | Tim Canning, Law Offices of Timothy A. Canning, Arcata, California |
Apr. 2, 2009 | Alyssa M. Panaro, Legal Intern and Christine Lazaro, Supervising Attorney, Securities Arbitration Clinic, St. John's University School of Law, Jamaica, New York |
Apr. 2, 2009 | The Securities Arbitration Clinic, Benjamin N. Cardozo School of Law, New York, New York |
Apr. 2, 2009 | Laurence S. Schultz, Driggers, Schultz & Herbst, P.C. |
Apr. 2, 2009 | John S. Burke, Esq., Attorney, Higgins Burke, P.C., St. Charles, Illinois |
Apr. 1, 2009 | John E. Sutherland, Boston, Massachusetts |
Apr. 1, 2009 | David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois |
Apr. 1, 2009 | J. Pat Sadler, Esq., Sadler Hovdesven, P.C., Atlanta, Georgia |
Mar. 31, 2009 | John Miller, Attorney, Swanson Midgley, LLC, Kansas City, Missouri |
Mar. 31, 2009 | Steven B. Caruso, Esq., Maddox Hargett & Caruso, P.C., New York, New York |
Mar. 30, 2009 | Royal B. Lea, III, San Antonio, Texas |
Mar. 30, 2009 | Jessica M. Vasques, Willeford Law Firm |
Mar. 30, 2009 | David Liebrader, Esq., Attorney in private practice, Las Vegas, Nevada |
Mar. 27, 2009 | Scott R. Shewan, Executive Vice President/President-Elect, Public Investors Arbitration Bar Association |
Mar. 27, 2009 | Susan R. Healy and Christopher T. Vernon, Attorneys at Law |
Mar. 23, 2009 | Steve A. Buchwalter, Esq., Attorney, Encino, California |
Mar. 23, 2009 | W. Andrew Clayton, Jr., Johnson, Browning & Clayton, Sarasota, Florida |
Mar. 20, 2009 | Jonathan W. Evans and Michael S. Edmiston, Jonathan W. Evans and Associates, Studio City, California |
Mar. 20, 2009 | John C. Taylor, Jr., Esquire; Taylor, Day, Currie, Boyd & Johnson; Jacksonville, Florida |
Mar. 19, 2009 | Richard D. DeVita, Esq., Hoboken, New Jersey |
Mar. 18, 2009 | Seth E. Lipner, Professor of Law, Zicklin school of Business, Bernard Baruch College, CUNY Member, Deutsch Lipner, New York City, New York |
Mar. 18, 2009 | Herb Pounds, Attorney, San Antonio, Texas |
Mar. 17, 2009 | Richard A. Stephens, Esq., Boca Raton, Florida |
http://www.sec.gov/comments/sr-finra-2008-024/finra2008024.shtml
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