		Home \| Jobs \| Fast Answers \| Site Map \| Search

About the SEC

Regulatory Actions

Staff Interps

Litigation

ALJ

Divisions

Comments on FICC Rulemaking

Notice of Filing of Proposed Rule to Impose a Charge on Members with a Fail-to-Deliver in Treasury Securities


Apr. 3, 2009	Murray Pozmanter, Managing Director, Fixed Income Clearance and Settlement
Mar. 31, 2009	Leslie Rosenthal, Managing Member, Rosenthal Collins Group, L.L.C.

http://www.sec.gov/comments/sr-ficc-2009-03/ficc200903.shtml