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Comments on FICC Rulemaking

Notice of Filing of Proposed Rule to Impose a Charge on Members with a Fail-to-Deliver in Treasury Securities

(Release No. 34-59569; File No. SR-FICC-2009-03)

Apr. 3, 2009 Murray Pozmanter, Managing Director, Fixed Income Clearance and Settlement
Mar. 31, 2009 Leslie Rosenthal, Managing Member, Rosenthal Collins Group, L.L.C.

Modified: 04/06/2009