Comments on FICC Rulemaking

Notice of Filing of Proposed Rule to Impose a Charge on Members with a Fail-to-Deliver in Treasury Securities

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Date Received
Date Letter Type Commenter Name
Public Comment Murray Pozmanter, Managing Director, Fixed Income Clearance and Settlement
Public Comment Leslie Rosenthal, Managing Member, Rosenthal Collins Group, L.L.C.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FICC-2009-03
Release Number
34-59569
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